How big is Tom O'BRIEN Co.'s plan?

Tom O'BRIEN Co.'s plan reported $18.1M in assets and 208 participants for 2024.

Original filing (PDF)20251120074726NAL0004985873001

Tom O'BRIEN Co.

Name: Tom O'BRIEN Co. — O'BRIEN Automotive Group 401(k), Form 5500 (2024)
Creator: Tom O'BRIEN Co.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

O'BRIEN Automotive Group 401(k) Plan

401(k) retirement plan · Tom O'BRIEN Co.'s O'BRIEN Automotive Group 401(k) Plan held $18.1M in plan assets for 208 participants in 2024, with Ascensus as recordkeeper.

Signals · 3

Late filing · 0.1 moLate participant contributionsCorrective distributions issued

Active participants

208

Accounts w/ balance

200

Plan assets (EOY)

$18.1M

Net assets (EOY)

$18.1M

People on this filing

James Creamer signed Tom O'BRIEN Co.'s 2024 Form 5500 as plan administrator.

James Creamer — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Tom O'BRIEN Co.'s EIN is 35-0816380.

EIN 35-0816380

Plan number 001

Plan year 2024

ACK ID 20251120074726NAL0004985873001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Tom O'BRIEN Co. from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Tom O'BRIEN Co.'s plan includes automatic enrollment, profit-sharing, a 401(k) feature, ERISA 404(c) participant direction, a default investment (QDIA).

Decision-maker contacts

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How this plan invests

This plan

32 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Filed 0.1 months past the 10.5-month grace window.
Delinquent participant contributions reported (Schedule H 4a) — 5K (1% of contributions).
Corrective distributions issued (likely failed ADP/ACP testing).
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (24th percentile).
Bottom-decile employer contributions per participant (7th percentile).

Plan sponsor

Name

TOM O'BRIEN CO.

EIN

all filings

Address

4630 E. 96TH ST. · INDIANAPOLIS, IN · 46240

Phone

(317) 805-4408

Industry

Retail Trade

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-11-20

Pension benefit codes

2S · Automatic enrollment

2E · Profit-sharing

3D · Pre-approved plan (master / prototype / VS)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2F · ERISA section 404(c)

2T · Default investment account (QDIA)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
ASCENSUS LLC	11-3665754	—	NONE	$21K	—

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
MERRILL LYNCH RETIREMENT & BENEFIT	13-5674085	—	NONE	$42K	—

Investments

32 direct securities· $18.0M(99% of reported assets)

Other securities

$13.0M

21 holdings

Mutual Funds

$4.2M

8 holdings

Common Collective Trusts

$720K

2 holdings

Participant loans

$55K

1 holding

					% of plan
T. Rowe Price Blue Chip Growth I T. Rowe Price 0	Other securities	—	—	$2.8M	15.5%
GM Macquarie Value R6 GM 0	Other securities	—	—	$1.7M	9.5%
GM American Funds US Government Sec R6 American Funds 0	Mutual Funds	—	—	$1.5M	8.3%
GM T. Rowe Price Blue Chip Growth I T. Rowe Price 0	Other securities	—	—	$1.4M	7.8%
GM Hartford Schroders Intl MultCap Val S Hartford 0	Other securities	—	—	$1.0M	5.7%
Loomis Sayles Global Allocation N Loomis Sayles 0	Other securities	—	—	$988K	5.5%
BlackRock Liquidity T-Fund Premier BlackRock 0	Other securities	—	—	$897K	5.0%
GM MFS International Growth R6 MFS 0	Mutual Funds	—	—	$798K	4.4%
Macquarie Value R6 Macquarie 0	Other securities	—	—	$794K	4.4%
iShares S&P 500 Index K iShares 0	Common Collective Trusts	—	—	$709K	3.9%
American Funds American Balanced R6 American Funds 0	Mutual Funds	—	—	$640K	3.5%
GM Virtus NFJ Mid-Cap Value I Virtus 0	Other securities	—	—	$512K	2.8%
MFS International Growth R6 MFS 0	Mutual Funds	—	—	$439K	2.4%
GM MFS Mid Cap Growth R6 MFS 0	Mutual Funds	—	—	$428K	2.4%
GM BlackRock Liquidity T-Fund Premier GM 0	Other securities	—	—	$409K	2.3%
GM Macquarie Small Cap Value R6 GM 0	Other securities	—	—	$399K	2.2%
MFS Mid Cap Growth R6 MFS 0	Mutual Funds	—	—	$375K	2.1%
Macquarie Small Cap Value R6 Macquarie 0	Other securities	—	—	$328K	1.8%
Alger Small Cap Focus Y Alger 0	Other securities	—	—	$320K	1.8%
GM Alger Small Cap Focus Y Alger 0	Other securities	—	—	$318K	1.8%
iShares MSCI Total Intl Index K iShares 0	Other securities	—	—	$250K	1.4%
iShares Russell Mid-Cap Index K iShares 0	Other securities	—	—	$222K	1.2%
Hartford Schroders Intl MultCap Val SDR Hartford 0	Other securities	—	—	$201K	1.1%
iShares U.S. Aggregate Bond Index K iShares 0	Other securities	—	—	$132K	0.7%
Virtus NFJ Mid-Cap Value I Virtus 0	Other securities	—	—	$81K	0.4%
Guggenheim Ttl Rtrn Bnd Fnd Inst Guggenheim 0	Other securities	—	—	$69K	0.4%
PGIM High Yield R6 PGIM 0	Other securities	—	—	$64K	0.4%
Various Rates and Maturities Participant's Loan Account 0	Participant loans	—	—	$55K	0.3%
American Funds US Government Sec R6 American Funds 0	Mutual Funds	—	—	$37K	0.2%
Lord Abbett Short Duration Income R6 Lord Abbett 0	Mutual Funds	—	—	$24K	0.1%
Allspring International Equity R6 Allspring 0	Other securities	—	—	$21K	0.1%
iShares Russell 2000 SmCap Ind K iShares 0	Common Collective Trusts	—	—	$12K	<0.1%