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Original filing (PDF)20260211150239NAL0004840768001
GRIFFIN FORD, INC.
Form 5500
FILING_RECEIVED
GRIFFIN FORD, INC. 401(K) PLAN
401(k) retirement plan
Signals · 2
Late filing · 2.8 moNo recordkeeper disclosed
Active participants
277
Accounts w/ balance
247
Plan assets (EOY)
$18.0M
Net assets (EOY)
$18.0M
How this plan invests
This plan
1 pooled trust
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
89
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- Filed 2.8 months past the 10.5-month grace window.
- 37 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GRIFFIN FORD, INC..
Plan sponsor
Name
GRIFFIN FORD, INC.
EIN
39-0974537
Address
1940 EAST MAIN STREET · WAUKESHA, WI · 53186
Phone
(262) 542-5781
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-02-11
Pension benefit codes
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
WIPFLI LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| 401K INVESTMENT PROF. | 81-1279447 | — | NONE | $42K | — |
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $24K | — |
Investments
34 direct securities · 1 pooled fund· $18.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$17.0M
34 holdings
Common Collective Trust
$998K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Mid-Cap Value Index Adm Vanguard 0 | — | — | — | $4.0M | 22.3% | |
| Vanguard 500 Index Adm Vanguard 0 | — | — | — | $2.6M | 14.2% | |
| Shelton Cap Mgmt Nasdaq-100 Index Inv Shelton 0 | — | — | — | $1.5M | 8.5% | |
| Vanguard Target Retirement 2040 Fund Vanguard 0 | — | — | — | $1.1M | 5.9% | |
| Vanguard Target Retirement 2030 Fund Vanguard 0 | — | — | — | $1.0M | 5.6% | |
| MORLEY STABLE VALUE FUND FEE CLASS MORLEY FINANCIAL SERVICES, INC. · EIN 93-6274329 / PN 125 | Common Collective Trust | — | — | $998K | 5.5% | |
| Vanguard Target Retirement 2050 Fund Vanguard 0 | — | — | — | $990K | 5.5% | |
| Vanguard Target Retirement 2020 Fund Vanguard 0 | — | — | — | $791K | 4.4% | |
| Virtus KAR Small-Cap Growth R6 Virtus 0 | — | — | — | $548K | 3.0% | |
| Vanguard Tax-Managed Small-Cap Adm Vanguard 0 | — | — | — | $526K | 2.9% | |
| Fidelity Adv Global Equity Income Z Fidelity 0 | — | — | — | $505K | 2.8% | |
| Fidelity Advisor Technology Z Fidelity 0 | — | — | — | $461K | 2.6% | |
| Vanguard Target Retirement 2060 Fund Vanguard 0 | — | — | — | $316K | 1.8% | |
| Principal Real Estate Securities R6 Principal 0 | — | — | — | $250K | 1.4% | |
| American Funds Bond Fund of Amer R6 American Funds 0 | — | — | — | $246K | 1.4% | |
| Virtus KAR Mid-Cap Core I Virtus 0 | — | — | — | $245K | 1.4% | |
| JPMorgan Equity Income R6 JP Morgan 0 | — | — | — | $225K | 1.2% | |
| Vanguard Target Retirement 2045 Fund Vanguard 0 | — | — | — | $220K | 1.2% | |
| Vanguard Target Retirement 2035 Fund Vanguard 0 | — | — | — | $212K | 1.2% | |
| Vanguard Target Retirement 2025 Fund Vanguard 0 | — | — | — | $205K | 1.1% | |
| Vanguard Health Care Index Adm Vanguard 0 | — | — | — | $196K | 1.1% | |
| Vanguard Utilities Index Adm Vanguard 0 | — | — | — | $195K | 1.1% | |
| Vanguard Balanced Index Adm Vanguard 0 | — | — | — | $161K | 0.9% | |
| Vanguard Target Retirement Income Fund Vanguard 0 | — | — | — | $142K | 0.8% | |
| Vanguard Target Retirement 2065 Fund Vanguard 0 | — | — | — | $106K | 0.6% | |
| JHancock Bond I John Hancock 0 | — | — | — | $102K | 0.6% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $92K | 0.5% | |
| Vanguard Energy Index Adm Vanguard 0 | — | — | — | $37K | 0.2% | |
| Vanguard Target Retirement 2055 Fund Vanguard 0 | — | — | — | $20K | 0.1% | |
| T. Rowe Price Target 2050 I T. Rowe Price 0 | — | — | — | $14K | <0.1% | |
| Vanguard Value Index Adm Vanguard 0 | — | — | — | $8K | <0.1% | |
| Allspring Special Small Cap Value R6 Allspring 0 | — | — | — | $7K | <0.1% | |
| Vanguard International Growth Adm Vanguard 0 | — | — | — | $7K | <0.1% | |
| Vanguard Target Retirement 2070 Fund Vanguard 0 | — | — | — | $6K | <0.1% | |
| BlackRock High Yield Portfolio K BlackRock 0 | — | — | — | $4K | <0.1% |
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