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Original filing (PDF)20251010123101NAL0007719153001
CAPITAL MANAGEMENT SERVICES, LP
Form 5500
FILING_RECEIVED
CAPITAL MANAGEMENT SERVICES, LP 401(K) RETIREMENT PLAN
401(k) retirement plan
Active participants
661
Accounts w/ balance
649
Plan assets (EOY)
$15.7M
Net assets (EOY)
$15.7M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (4 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CAPITAL MANAGEMENT SERVICES, LP.
Plan sponsor
Name
CAPITAL MANAGEMENT SERVICES, LP
EIN
33-1095529
Address
694 S. OGDEN ST · BUFFALO, NY · 14206
Phone
(716) 871-9050
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
EFPR GROUP, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $6K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OSAIC WEALTH INC | 93-0987232 | — | ADVISOR | $0 | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | 04-3523567 | — | PAYING AGENT | $0 | — |
Investments
34 direct securities· $15.7M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Advisor Freedom 2040 Fund Class I Mutual fund | — | — | — | $2.4M | 15.5% | |
| Fidelity Advisor Freedom 2045 Fund Class I Mutual fund | — | — | — | $2.3M | 14.4% | |
| Fidelity Advisor Growth Opportunities Fund Class A Mutual fund | — | — | — | $1.7M | 10.8% | |
| Fidelity Advisor Freedom 2030 Fund Class I Mutual fund | — | — | — | $1.5M | 9.6% | |
| Fidelity Advisor Freedom 2035 Fund Class I Mutual fund | — | — | — | $1.3M | 8.1% | |
| Fidelity Advisor Freedom 2055 Fund Class I Mutual fund | — | — | — | $976K | 6.2% | |
| Fidelity Advisor Freedom 2050 Fund Class I Mutual fund | — | — | — | $883K | 5.6% | |
| JPMorgan Equity Index Fund A Mutual fund | — | — | — | $728K | 4.6% | |
| Fidelity Advisor Freedom 2060 Fund Class I Mutual fund | — | — | — | $465K | 3.0% | |
| Invesco Small Cap Value Fund Class A Mutual fund | — | — | — | $432K | 2.7% | |
| American Century Large Cap Equity Fund Class R Mutual fund | — | — | — | $381K | 2.4% | |
| Fidelity Advisor Freedom 2025 Fund Class I Mutual fund | — | — | — | $368K | 2.3% | |
| JPMorgan Equity Income Fund Class A Mutual fund | — | — | — | $338K | 2.1% | |
| Colombia Mid Cap Index Fund Class I Mutual fund | — | — | — | $250K | 1.6% | |
| Fidelity Government Money Market Fund Interest bearing cash | — | — | — | $246K | 1.6% | |
| Fidelity Advisor Freedom 2065 Fund Class I Mutual fund | — | — | — | $212K | 1.3% | |
| Fidelity Advisor Freedom 2020 Fund Class I Mutual fund | — | — | — | $196K | 1.2% | |
| Fidelity Advisor Value Fund A Mutual fund | — | — | — | $193K | 1.2% | |
| American Funds Capital World Growth & Inc R4 Mutual fund | — | — | — | $170K | 1.1% | |
| Eaton Vance Emerging Markets Equity Fund Mutual fund | — | — | — | $166K | 1.1% | |
| Fidelity Advisor A Small Cap Growth Fund Mutual fund | — | — | — | $117K | 0.7% | |
| Cohen & Steers Realty Shares Fund Class L Mutual fund | — | — | — | $90K | 0.6% | |
| Fidelity Advisor Freedom 2015 Fund Class I Mutual fund | — | — | — | $82K | 0.5% | |
| JPMorgan Small Cap Value Fund Class A Mutual fund | — | — | — | $49K | 0.3% | |
| Fidelity Advisor Total Bond Fund Class A Mutual fund | — | — | — | $46K | 0.3% | |
| Fidelity Advisor Freedom Income Fund Class A Mutual fund | — | — | — | $40K | 0.3% | |
| Fidelity Inflation-Protected Bond Index Fund Mutual fund | — | — | — | $34K | 0.2% | |
| American Funds Growth & Income Fund Mutual fund | — | — | — | $28K | 0.2% | |
| Goldman Sachs International Equity Insights Fund Mutual fund | — | — | — | $16K | 0.1% | |
| Janus Henderson Enterprise Fund Class S Mutual fund | — | — | — | $14K | <0.1% | |
| Fidelity Advisor Freedom 2010 Fund Class I Mutual fund | — | — | — | $13K | <0.1% | |
| Eaton Vance Income Fund of Boston A Mutual fund | — | — | — | $4K | <0.1% | |
| Fidelity Advisor Freedom 2070 Fund Class I Mutual fund | — | — | — | $4K | <0.1% | |
| AB Global Bond Fund Class A Mutual fund | — | — | — | $3K | <0.1% |