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Original filing (PDF)20250730051908NAL0009378258001
UPSTANDING, LLC
Form 5500
FILING_RECEIVED
MOBILITYWARE, LLC 401(K) PLAN
401(k) retirement plan
Active participants
211
Accounts w/ balance
304
Plan assets (EOY)
$32.8M
Net assets (EOY)
$32.8M
How this plan invests
This plan
1 pooled trust
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UPSTANDING, LLC.
Plan sponsor
Name
UPSTANDING, LLC
EIN
33-0644068
Address
440 EXCHANGE, STE. 100 · IRVINE, CA · 92602
Phone
(949) 788-9900
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-30
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
DAVID L. BUCK CPA
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $34K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSIONMARK FINANCIAL GROUP, LLC | 61-1758632 | — | INVESTMENT/FINANCIAL ADVI | $42K | — |
Investments
35 direct securities · 1 pooled fund· $32.6M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$27.8M
35 holdings
Common Collective Trust
$4.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND - ADM | Registered Investment Companies | — | — | $6.4M | 19.6% | |
| METLIFE REL ST VAL 25053 - 0 RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $4.8M | 14.8% | |
| FID FREEDOM INDEX 2040 PREMIER | Registered Investment Companies | — | — | $2.7M | 8.1% | |
| FID FREEDOM INDEX 2055 PREMIER | Registered Investment Companies | — | — | $2.5M | 7.5% | |
| FID FREEDOM INDEX 2050 PREMIER | Registered Investment Companies | — | — | $2.3M | 7.0% | |
| FID FREEDOM INDEX 2060 PREMIER | Registered Investment Companies | — | — | $1.3M | 4.0% | |
| MORGAN STANLEY GROWTH -I | Registered Investment Companies | — | — | $1.2M | 3.8% | |
| VANGUARD DEV MKT INDEX ADMIRAL | Registered Investment Companies | — | — | $1.1M | 3.4% | |
| FID MID CAP INDEX | Registered Investment Companies | — | — | $1.1M | 3.2% | |
| FID SMALL CAP INDEX | Registered Investment Companies | — | — | $1.0M | 3.1% | |
| VANGUARD MID CAP VALUE IND ADM | Registered Investment Companies | — | — | $887K | 2.7% | |
| FID FREEDOM INDEX 2035 PREMIER | Registered Investment Companies | — | — | $746K | 2.3% | |
| COL SEL LC VALUE INST 3 | Registered Investment Companies | — | — | $679K | 2.1% | |
| FID FREEDOM INDEX 2045 PREMIER | Registered Investment Companies | — | — | $620K | 1.9% | |
| CARILLON EAGLE MID CAP GRTH R6 | Registered Investment Companies | — | — | $550K | 1.7% | |
| FID FREEDOM INDEX 2030 PREMIER | Registered Investment Companies | — | — | $533K | 1.6% | |
| VANGUARD INTL GRTH ADM | Registered Investment Companies | — | — | $527K | 1.6% | |
| VAN GLOBAL EQUITY - INV | Registered Investment Companies | — | — | $496K | 1.5% | |
| FID FREEDOM INDEX 2025 PREMIER | Registered Investment Companies | — | — | $442K | 1.3% | |
| FEDERATED KAUFMANN SMALLCAP R6 | Registered Investment Companies | — | — | $384K | 1.2% | |
| FID ADV EQUITY GROWTH - Z | Registered Investment Companies | — | — | $312K | 1.0% | |
| VANGUARD TOT BND MKT IND- ADM | Registered Investment Companies | — | — | $279K | 0.9% | |
| FID FREEDOM INDEX INC PREMIER | Registered Investment Companies | — | — | $244K | 0.7% | |
| MACQUARIEDIVERSIFIED INCOME R6 | Registered Investment Companies | — | — | $209K | 0.6% | |
| VANGUARD REAL ESTATE INDEX ADM | Registered Investment Companies | — | — | $204K | 0.6% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $171K | 0.5% | |
| INVESCO GOLD & SPEC MINR6 | Registered Investment Companies | — | — | $143K | 0.4% | |
| HARTFORD STRAT INC FUND R6 | Registered Investment Companies | — | — | $141K | 0.4% | |
| UNDISC MGRS BEHAVIORAL VAL R6 | Registered Investment Companies | — | — | $135K | 0.4% | |
| FID FREEDOM INDEX 2065 PREMIER | Registered Investment Companies | — | — | $108K | 0.3% | |
| VANGUARD MATERIALS INDEX ADM | Registered Investment Companies | — | — | $101K | 0.3% | |
| AQR RISK-BALANCED COMMODITIES | Registered Investment Companies | — | — | $93K | 0.3% | |
| PIM LNG TRM REAL RETURN - INST | Registered Investment Companies | — | — | $73K | 0.2% | |
| JAN HEND GL LIVE SCI N | Registered Investment Companies | — | — | $48K | 0.1% | |
| HARTFORD SCH INTL MULT CAP SDR | Registered Investment Companies | — | — | $42K | 0.1% | |
| VANGUARD GNMA ADM | Registered Investment Companies | — | — | $5K | <0.1% |
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