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Original filing (PDF)20250923110941NAL0007899539001
QUEST SOFTWARE INC.
Form 5500
FILING_RECEIVED
QUEST SOFTWARE INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
968
Accounts w/ balance
1,716
Plan assets (EOY)
$299.5M
Net assets (EOY)
$299.5M
How this plan invests
This plan
2 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for QUEST SOFTWARE INC..
Plan sponsor
Name
QUEST SOFTWARE INC.
EIN
33-0231678
Address
4 POLARIS WAY · ALISO VIEJO, CA · 92656
Phone
(989) 224-6768
Industry
Custom Computer Programming· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-23
Pension benefit codes
2T · Default investment account (QDIA)
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $132K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $108K | — |
| CREATIVE PLANNING HOLDCO, LLC | 84-4519624 | — | INVESTMENT ADVISOR | $75K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
28 direct securities · 2 pooled funds· $310.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$247.9M
28 holdings
Common Collective Trust
$62.3M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SP 500 INDEX PL CL C GEODE CAPITAL MANAGEMENT, LLC · EIN 82-6293122 / PN 001 | Common Collective Trust | — | — | $51.6M | 17.2% | |
| Vanguard Target Retirement 2045 Fund Registered Investment Company | — | — | — | $34.7M | 11.6% | |
| Vanguard Target Retirement 2035 Fund Registered Investment Company | — | — | — | $33.3M | 11.1% | |
| Clearbridge Large Cap Growth Fund Registered Investment Company | — | — | — | $26.6M | 8.9% | |
| Vanguard Target Retirement 2055 Fund Registered Investment Company | — | — | — | $13.5M | 4.5% | |
| Vanguard Target Retirement 2040 Fund Registered Investment Company | — | — | — | $12.9M | 4.3% | |
| Vanguard Federal Money Market Fund Money Market Fund | — | — | — | $11.5M | 3.8% | |
| Vanguard Target Retirement 2050 Fund Registered Investment Company | — | — | — | $11.1M | 3.7% | |
| Vanguard Target Retirement 2025 Fund Registered Investment Company | — | — | — | $11.1M | 3.7% | |
| Spartan Developed International Index Pool Collective Trust | — | — | — | $10.7M | 3.6% | |
| SP DEV INTL IDX CL C GEODE CAPITAL MANAGEMENT, LLC · EIN 82-6293122 / PN 006 | Common Collective Trust | — | — | $10.7M | 3.6% | |
| American Funds American Mutual Fund Registered Investment Company | — | — | — | $10.2M | 3.4% | |
| Vanguard Target Retirement 2030 Fund Registered Investment Company | — | — | — | $8.9M | 3.0% | |
| Fidelity Small Cap Growth Fund Registered Investment Company | — | — | — | $8.6M | 2.9% | |
| Vanguard Small Cap Index Institutional Fund Registered Investment Company | — | — | — | $7.5M | 2.5% | |
| Vanguard Intermediate Bond Index Fund Registered Investment Company | — | — | — | $5.7M | 1.9% | |
| American Funds New World Fund R6 Registered Investment Company | — | — | — | $5.1M | 1.7% | |
| Fidelity Mid Cap Index Fund Registered Investment Company | — | — | — | $5.1M | 1.7% | |
| American Funds Balanced Fund R6 Registered Investment Company | — | — | — | $5.0M | 1.7% | |
| Vanguard Target Retirement Income Fund Registered Investment Company | — | — | — | $4.9M | 1.6% | |
| Vanguard Target Retirement 2060 Fund Registered Investment Company | — | — | — | $4.8M | 1.6% | |
| Prudential Total Return Bond Fund R6 Registered Investment Company | — | — | — | $4.5M | 1.5% | |
| Allspring Special Small Cap Value Registered Investment Company | — | — | — | $2.5M | 0.8% | |
| Vanguard International Value Fund Registered Investment Company | — | — | — | $2.4M | 0.8% | |
| maturing through December 2042 | — | — | — | $2.2M | 0.7% | |
| Vanguard Target Retirement 2020 Fund Registered Investment Company | — | — | — | $1.3M | 0.4% | |
| Prudential Short-term Corporate Bond Fund R6 Registered Investment Company | — | — | — | $1.3M | 0.4% | |
| Vanguard Target Retirement 2065 Fund Registered Investment Company | — | — | — | $950K | 0.3% | |
| John Hancock Funds Disciplined Value Mid Cap Fund R6 Registered Investment Company | — | — | — | $868K | 0.3% | |
| BlackRock Mid-Cap Growth Equity K Registered Investment Company | — | — | — | $614K | 0.2% |
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