Back to filter
Original filing (PDF)20251002094748NAL0000206947001
ROCKET SOFTWARE, INC.
Form 5500
FILING_RECEIVED
ROCKET SOFTWARE, INC. 401(K) PLAN
401(k) retirement plan
Active participants
1,230
Accounts w/ balance
1,542
Plan assets (EOY)
$275.6M
Net assets (EOY)
$275.6M
How this plan invests
This plan
14 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (7 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROCKET SOFTWARE, INC..
Plan sponsor
Name
ROCKET SOFTWARE, INC.
EIN
04-3090800
Address
77 4TH AVENUE · WALTHAM, MA · 02451
Phone
(781) 577-4321
Industry
Custom Computer Programming· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
CARON & BLETZER, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $107K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | 35-2552359 | — | CONSULTANT | $50K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $13K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CARON & BLETZER, PLLC | 04-3499945 | — | ACCOUNTANT/AUDITOR | $11K | — |
Investments
18 direct securities · 14 pooled funds· $284.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$163.0M
18 holdings
Common Collective Trust
$121.8M
14 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund " | — | — | — | $44.9M | 16.3% | |
| Fidelity Contrafund Fund " | — | — | — | $30.5M | 11.1% | |
| TRP RET BLEND 2030 B T. ROWE PRICE TRUST COMPANY · EIN 35-7192509 / PN 001 | Common Collective Trust | — | — | $25.4M | 9.2% | |
| TRP RET BLEND 2025 B T. ROWE PRICE TRUST COMPANY · EIN 37-6658226 / PN 001 | Common Collective Trust | — | — | $20.5M | 7.4% | |
| TRP RET BLEND 2035 B T. ROWE PRICE TRUST COMPANY · EIN 37-6658473 / PN 001 | Common Collective Trust | — | — | $20.0M | 7.2% | |
| Brokerage Link Self-directed brokerage account | — | — | — | $13.3M | 4.8% | |
| TRP RET BLEND 2040 B T. ROWE PRICE TRUST COMPANY · EIN 30-6596089 / PN 001 | Common Collective Trust | — | — | $12.3M | 4.5% | |
| Managed Income Portfolio Class 2 Common collective trust | — | — | — | $10.4M | 3.8% | |
| MIP CL 2 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $10.4M | 3.8% | |
| Vanguard Equity-Income Admiral Fund Mutual fund | — | — | — | $10.3M | 3.7% | |
| Janus Henderson Enterprise Fund " | — | — | — | $10.0M | 3.6% | |
| TRP RET BLEND 2045 B T. ROWE PRICE TRUST COMPANY · EIN 35-2611309 / PN 001 | Common Collective Trust | — | — | $9.6M | 3.5% | |
| Fidelity Low-Priced Stock Fund " | — | — | — | $6.7M | 2.4% | |
| Fidelity Small Cap Index Fund " | — | — | — | $6.6M | 2.4% | |
| Fidelity Mid Cap Index Fund " | — | — | — | $5.9M | 2.1% | |
| TRP RET BLEND 2055 B T. ROWE PRICE TRUST COMPANY · EIN 30-1011718 / PN 001 | Common Collective Trust | — | — | $5.9M | 2.1% | |
| TRP RET BLEND 2050 B T. ROWE PRICE TRUST COMPANY · EIN 35-7192720 / PN 001 | Common Collective Trust | — | — | $5.8M | 2.1% | |
| TRP RET BLEND 2020 B T. ROWE PRICE TRUST COMPANY · EIN 32-6493445 / PN 001 | Common Collective Trust | — | — | $5.7M | 2.1% | |
| Fidelity U.S. Bond Index Fund " | — | — | — | $4.7M | 1.7% | |
| Neuberger Berman Strategic Income Fund " | — | — | — | $4.5M | 1.6% | |
| TRP RET BLEND 2005 B T. ROWE PRICE TRUST COMPANY · EIN 61-6590722 / PN 001 | Common Collective Trust | — | — | $4.1M | 1.5% | |
| Fidelity Diversified International Fund " | — | — | — | $3.5M | 1.3% | |
| Fidelity International Index Fund " | — | — | — | $3.4M | 1.2% | |
| Fidelity Government Money Market Fund " | — | — | — | $3.0M | 1.1% | |
| American Funds New World Fund " | — | — | — | $2.4M | 0.9% | |
| Fidelity Inflation-Protected Bond Index Fund " | — | — | — | $1.7M | 0.6% | |
| Fidelity Short-Term Treasury Bond Index Fund " | — | — | — | $1.3M | 0.5% | |
| TRP RET BLEND 2060 B T. ROWE PRICE TRUST COMPANY · EIN 35-7193113 / PN 001 | Common Collective Trust | — | — | $1.1M | 0.4% | |
| TRP RET BLEND 2065 B T. ROWE PRICE TRUST COMPANY · EIN 85-1790880 / PN 001 | Common Collective Trust | — | — | $452K | 0.2% | |
| TRP RET BLEND 2015 B T. ROWE PRICE TRUST COMPANY · EIN 37-6658059 / PN 001 | Common Collective Trust | — | — | $409K | 0.1% | |
| TRP RET BLEND 2010 B T. ROWE PRICE TRUST COMPANY · EIN 37-6658064 / PN 001 | Common Collective Trust | — | — | $65K | <0.1% | |
| Fidelity Freedom Index 2070 Fund " | — | — | — | $1K | <0.1% |