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Original filing (PDF)20251003083512NAL0001962976001
ACTIVE POWER, INC.
Form 5500
FILING_RECEIVED
ACTIVE POWER, INC. 401K PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
86
Accounts w/ balance
127
Plan assets (EOY)
$11.3M
Net assets (EOY)
$11.3M
How this plan invests
This plan
1 pooled trust
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
- 50 bps in Schedule C fees — 71% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ACTIVE POWER, INC..
Plan sponsor
Name
ACTIVE POWER, INC.
EIN
32-0612559
Address
2128 WEST BRAKER LANE · AUSTIN, TX · 78758
Phone
(512) 744-9297
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
RBT CPAS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $20K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANT RETIREMENT SERVICES | 33-0785439 | — | ADVISOR | $26K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $10K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
28 direct securities · 1 pooled fund· $11.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$11.0M
28 holdings
Common Collective Trust
$316K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index | — | — | — | $2.2M | 19.8% | |
| Fidelity Freedom Index 2020 | — | — | — | $1.1M | 9.4% | |
| Fidelity Mid Cap Index | — | — | — | $1.0M | 9.2% | |
| Vanguard Dev Mkt Index | — | — | — | $666K | 5.9% | |
| Fidelity Freedom Index 2040 | — | — | — | $650K | 5.8% | |
| PGIM Total Return Bond Fund R6 | — | — | — | $639K | 5.7% | |
| Fidelity Freedom Index 2050 | — | — | — | $596K | 5.3% | |
| Fidelity Freedom Index 2055 | — | — | — | $521K | 4.6% | |
| Vanguard Info Tec Index | — | — | — | $510K | 4.5% | |
| Fidelity Freedom Index 2030 | — | — | — | $505K | 4.5% | |
| Janus Henderson Forty Fund Class N | — | — | — | $472K | 4.2% | |
| JPM US Value R6 | — | — | — | $349K | 3.1% | |
| INVESCO STBL VAL III INVESCO TRUST COMPANY · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $316K | 2.8% | |
| Fidelity Freedom Index 2035 | — | — | — | $294K | 2.6% | |
| Allspring Special Small Cap Value Fund R6 | — | — | — | $274K | 2.4% | |
| Fidelity Freedom Index 2045 | — | — | — | $206K | 1.8% | |
| Fidelity Emerging Markets Index | — | — | — | $204K | 1.8% | |
| Fidelity Freedom Index 2060 | — | — | — | $193K | 1.7% | |
| Fidelity Small Cap Index | — | — | — | $137K | 1.2% | |
| Fidelity Freedom Index 2015 | — | — | — | $107K | 0.9% | |
| Participant Loans | — | — | — | $98K | 0.9% | |
| Fidelity Freedom Index 2025 | — | — | — | $86K | 0.8% | |
| PGIMl ST Corp Bond R6 | — | — | — | $36K | 0.3% | |
| PIMCO Income Fund Institutional Class | — | — | — | $34K | 0.3% | |
| Fidelity Freedom Index 2065 | — | — | — | $27K | 0.2% | |
| MFS Mid Cap Growth R6 | — | — | — | $26K | 0.2% | |
| DFA Real Estate Sec I | — | — | — | $10K | <0.1% | |
| American Century Mid cap Value Fund | — | — | — | $7K | <0.1% | |
| BrokerageLink | — | — | — | $4 | <0.1% |
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