Back to filter
Original filing (PDF)20250923064123NAL0005992321001
FRANK SCAFURI, III, D.O., P.C
Form 5500
FILING_RECEIVED
FRANK SCAFURI, III, D.O., P.C 401(K) PLAN
401(k) retirement plan
Signals · 2
30% in single holding~100 bps in Sched C fees
Active participants
62
Accounts w/ balance
49
Plan assets (EOY)
$1.1M
Net assets (EOY)
$1.1M
How this plan invests
This plan
1 pooled trust
Schedule D
10 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "FID FREEDOM INDEX 2035 PREMIER" is 30% of plan.
- 100 bps in Schedule C fees — 93% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FRANK SCAFURI, III, D.O., P.C.
Plan sponsor
Name
FRANK SCAFURI, III, D.O., P.C
EIN
27-0885070
Address
2177 VICTORY BLVD · STATEN ISLAND, NY · 10314
Phone
(347) 844-0847
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-23
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BARATZ & ASSOCIATES P.A.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $11K | — |
Investments
10 direct securities · 1 pooled fund· $1.0M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$1.0M
10 holdings
Common Collective Trust
$90
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID FREEDOM INDEX 2035 PREMIER | Registered Investment Companies | — | — | $315K | 29.0% | |
| FID FREEDOM INDEX 2055 PREMIER | Registered Investment Companies | — | — | $240K | 22.1% | |
| FID FREEDOM INDEX 2020 PREMIER 203 REGISTERED INVESTMENT COMPANY FID FREEDOM INDEX 2050 PREMIER | Registered Investment Companies | — | — | $159K | 14.6% | |
| VANGUARD SMALL CAP INDEX ADMRL 13 REGISTERED INVESTMENT COMPANY FID FREEDOM INDEX 2045 PREMIER | Registered Investment Companies | — | — | $135K | 12.5% | |
| VANGUARD BAL IDX - ADM 63 REGISTERED INVESTMENT COMPANY FID FREEDOM INDEX 2060 PREMIER | Registered Investment Companies | — | — | $87K | 8.1% | |
| VANGUARD SM CAP VAL INDEX ADM 31 REGISTERED INVESTMENT COMPANY FID FREEDOM INDEX 2065 PREMIER | Registered Investment Companies | — | — | $47K | 4.4% | |
| VANGUARD REAL ESTATE INDEX ADM 18 REGISTERED INVESTMENT COMPANY NUVEEN SMALLCAP BLEND INDEX R6 32 REGISTERED INVESTMENT COMPANY FID FREEDOM INDEX 2040 PREMIER | Registered Investment Companies | — | — | $24K | 2.2% | |
| FID FREEDOM INDEX INC PREMIER 121 REGISTERED INVESTMENT COMPANY VANGUARD INTERMEDIATE TERM BON 119 REGISTERED INVESTMENT COMPANY FID FREEDOM INDEX 2025 PREMIER | Registered Investment Companies | — | — | $17K | 1.6% | |
| STATE ST EQUITY 500 INDEX K | Registered Investment Companies | — | — | $16K | 1.5% | |
| VANGUARD VALUE INDEX FUND ADMR | Registered Investment Companies | — | — | $7K | 0.6% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $90 | <0.1% |