Original filing (PDF)20251031151148NAL0002768115001

HALO NETWORK

Name: HALO NETWORK — HALO NETWORK 403(B) ERISA PLAN, Form 5500 (2024)
Creator: HALO NETWORK

Form 5500

FILING_RECEIVED

HALO NETWORK 403(B) ERISA PLAN

403(b) retirement plan

Signals · 1

~81 bps in Sched C fees

Active participants

156

Accounts w/ balance

175

Plan assets (EOY)

$1.3M

Net assets (EOY)

$1.3M

How this plan invests

This plan

20 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

Vendor stack

100

Participation health

100

Knocking points off

81 bps in Schedule C fees — 56% above peer band of 52 bps.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HALO NETWORK.

Plan sponsor

Name

HALO NETWORK

EIN

27-0408181

Address

300 MERRICK ROAD · AMITYVILLE, NY · 11701

Phone

(631) 789-7373

Industry

Health Care & Social Assistancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-31

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2G · Total participant-directed accounts

2K · 401(m) arrangement

2L · 403(b)(1) annuity

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

CRAIG, FITZSIMMONS & MEYER, LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

5 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER LIFE & ANNUITY INSURANCE CO	—	GREENWOOD VILLAGE, CO	RECORDKEEPER	$5K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
LPL FINANCIAL	—	SAN DIEGO, CA	INVESTMENT ADVISOR	$2K	—

TPA / Administrator

Name	EIN	Location	Relation	Direct comp	Indirect comp
UNITED BENEFIT PENSIONS INC	36-4517541	—	CONTRACT ADMIN	$3K	—
PRINCIPAL LIFE INSURANCE COMPANY	42-0127290	—	CONTRACT ADMINISTRATOR	$689	—

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ADVISORY GROUP	—	GREENWOOD VILLAGE, CO	INVESTMENT MNGR	$84	—

Investments

20 direct securities· $1.3M(100% of reported assets)

Investment	Type	Shares / units	Cost	Current value	% of plan
Fidelity Large Cap Growth Index Mutual Fund {+}	—	—	—	$219K	17.2%
Fidelity 500 Index Mutual Fund {+}	—	—	—	$216K	17.0%
Fidelity Freedom R Blnd 2035 K6 Mutual Fund {+}	—	—	—	$187K	14.7%
Fidelity Freedom R Blnd 2055 K6 Mutual Fund {+}	—	—	—	$81K	6.4%
EI Fixed Account - Series Class II Fixed Annuities {+} 891 * Participant Loans Rate 5.50% - 9.50% {+}	—	—	—	$76K	6.0%
Empower S&P Mid Cap 400 Index Inst Mutual Fund {+}	—	—	—	$73K	5.7%
Fidelity Freedom R Blnd 2025 K6 Mutual Fund {+}	—	—	—	$70K	5.5%
Fidelity Freedom R Blnd 2060 K6 Mutual Fund {+}	—	—	—	$56K	4.4%
Fidelity Freedom R Blnd 2040 K6 Mutual Fund {+}	—	—	—	$56K	4.4%
Fidelity Freedom R Blnd 2045 K6 Mutual Fund {+}	—	—	—	$52K	4.0%
DFA US Small Cap I Mutual Fund {+}	—	—	—	$47K	3.7%
Fidelity International Index Mutual Fund {+}	—	—	—	$33K	2.6%
Fidelity Freedom R Blnd 2050 K6 Mutual Fund {+}	—	—	—	$32K	2.5%
Fidelity Freedom Blend 2065 K6 Mutual Fund {+}	—	—	—	$27K	2.1%
Fidelity Freedom R Blnd 2030 K6 Mutual Fund {+}	—	—	—	$24K	1.9%
Fidelity Mid Cap Growth Index Mutual Fund {+}	—	—	—	$10K	0.8%
interest Identity of issuer, borrower, lessor or similar party or maturity value Cost Value Avantis Emerging Markets Equity Instl Mutual Fund {+}	—	—	—	$5K	0.4%
DFA US Small Cap Growth Instl Mutual Fund {+}	—	—	—	$5K	0.4%
DFA U.S. Vector Equity I Mutual Fund {+}	—	—	—	$3K	0.2%
Virtus Duff & Phelps Real Estate SEC R6 Mutual Fund {+}	—	—	—	$2K	0.1%