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Original filing (PDF)20241015154937NAL0015006979001
DESERT PAIN SPECIALISTS, PC
Form 5500
FILING_RECEIVED
DESERT PAIN SPECIALISTS, PC 401(K) PLAN
401(k) retirement plan
Signals · 2
~108 bps in Sched C feesNo recordkeeper disclosed
Active participants
124
Accounts w/ balance
226
Plan assets (EOY)
$3.4M
Net assets (EOY)
$3.4M
How this plan invests
This plan
4 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 108 bps in Schedule C fees — 107% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DESERT PAIN SPECIALISTS, PC.
Plan sponsor
Name
DESERT PAIN SPECIALISTS, PC
EIN
26-1737440
Address
617 EAST RIVERSIDE DRIVE · SUITE 301 · ST. GEORGE, UT · 84790
Phone
(435) 216-7000
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2023
Plan year begin
2023-01-01
Tax period
2023-12-31
Filed
2024-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PENSION ASSURANCE, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SOLTIS INVESTMENT ADVISORS, LLC | — | ST. GEORGE, UT | INVESTMENT ADVISOR | $25K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PROFESSIONAL CAPITAL SERVICES, LLC | 23-3038464 | PHILADELPHIA, PA | CONTRACT ADMINISTRATOR | $12K | — |
Investments
4 pooled funds· $3.4M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| SIA GLOBAL GROWTH CL2 ALTA TRUST · EIN 83-1466030 / PN 001 | Common Collective Trust | $1.9M | 55.4% |
| SIA BALANCED MODERATE CL2 ALTA TRUST · EIN 83-1512343 / PN 001 | Common Collective Trust | $815K | 23.8% |
| SIA BALANCED GROWTH CL2 ALTA TRUST · EIN 83-1482059 / PN 001 | Common Collective Trust | $609K | 17.8% |
| SIA BALANCED CONSERVATIVE CL2 ALTA TRUST · EIN 83-1527285 / PN 001 | Common Collective Trust | $59K | 1.7% |