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Original filing (PDF)20251010150651NAL0008371345001
DFD RUSSELL MEDICAL CENTER
Form 5500
FILING_RECEIVED
DFD RUSSELL RETIREMENT SAVINGS PLAN
401(k) retirement plan
Active participants
84
Accounts w/ balance
122
Plan assets (EOY)
$6.0M
Net assets (EOY)
$6.0M
How this plan invests
This plan
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DFD RUSSELL MEDICAL CENTER.
Plan sponsor
Name
DFD RUSSELL MEDICAL CENTER
EIN
23-7423047
Address
180 CHURCH HILL ROAD · LEEDS, ME · 04263
Phone
(207) 524-3501
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RUNYON KERSTEEN OUELLETTE, PA
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $16K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES LLC | — | WALTHAM, MA | INVESTMENT ADVISOR | $15K | — |
Investments
26 direct securities· $6.0M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MFS Moderate Allocation R4 | — | — | — | $1.1M | 18.1% | |
| MFS Aggressive Growth Allocation R4 | — | — | — | $846K | 14.0% | |
| Empower Guaranteed Portfolio Fund | — | — | — | $629K | 10.4% | |
| Vanguard 500 Index Admiral | — | — | — | $443K | 7.3% | |
| JPMorgan Large Cap Growth R6 | — | — | — | $336K | 5.6% | |
| American Funds American Funds New Perspective R6 | — | — | — | $277K | 4.6% | |
| PGIM Total Return Bond R6 | — | — | — | $256K | 4.2% | |
| Vanguard Small Cap Index Adm | — | — | — | $238K | 3.9% | |
| MFS Research International R6 | — | — | — | $217K | 3.6% | |
| MFS Conservative Allocation R4 | — | — | — | $169K | 2.8% | |
| Vanguard Equity-Income Adm | — | — | — | $167K | 2.8% | |
| Allspring Global Allspring Special Mid Cap Value R6 | — | — | — | $150K | 2.5% | |
| MFS New Discovery R6 | — | — | — | $146K | 2.4% | |
| Vanguard Mid Cap Index Fund - Admiral | — | — | — | $141K | 2.3% | |
| Virtus KAR Mid-Cap Growth R6 | — | — | — | $132K | 2.2% | |
| American Funds American Funds New World R6 | — | — | — | $122K | 2.0% | |
| Empower US Govt Securities Fund Inst | — | — | — | $121K | 2.0% | |
| Participant loans (4.25% - 9.50%) 0 | — | — | — | $102K | 1.7% | |
| American Funds American Funds American Hi Inc Tr R6 | — | — | — | $101K | 1.7% | |
| Parnassus Core Equity - Inst | — | — | — | $93K | 1.5% | |
| MFS Growth Allocation R4 | — | — | — | $74K | 1.2% | |
| Cohen & Steers Cohen & Steers Real Estate Securities Z | — | — | — | $72K | 1.2% | |
| Vanguard Total Bond Market Index Admiral | — | — | — | $53K | 0.9% | |
| MFS New Discovery Value R6 | — | — | — | $45K | 0.8% | |
| Franklin Templeton BrandywineGLOBAL - Global Opps Bond I | — | — | — | $16K | 0.3% | |
| Victory Capital Victory Trivalent Int'l Small-Cap R6 | — | — | — | $2K | <0.1% |
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