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Original filing (PDF)20251013155740NAL0001667569001
AAA MID STATES
Form 5500
FILING_RECEIVED
AAA MID STATES 401(K) PLAN
401(k) retirement plan
Signals · 1
54% in single holding
Active participants
99
Accounts w/ balance
127
Plan assets (EOY)
$10.1M
Net assets (EOY)
$10.1M
How this plan invests
This plan
16 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Registered Investment Companies Vanguard Vanguard LifeStrategy Moderate Growth Fund" is 54% of plan.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AAA MID STATES.
Plan sponsor
Name
AAA MID STATES
EIN
23-2227715
Address
2840 EASTERN BLVD. · YORK, PA · 17402
Phone
(717) 600-8900
Industry
Transportation & Warehousingsee all
Plan administrator
Name
AAA MID STATES
EIN
23-2227715
City
YORK, PA
Phone
(717) 600-8900
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RKL LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN CENTURY INVESTMENT MANAGEM | 44-6006315 | — | NONE | $0 | — |
| FIDELITY MANAGEMENT & RESEARCH COMP | 06-1194217 | — | NONE | $0 | — |
Investments
16 direct securities· $10.1M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Registered Investment Companies Vanguard LifeStrategy Moderate Growth Fund | — | — | — | $5.5M | 54.5% | |
| Fidelity Investments Fidelity 500 Index Fund | — | — | — | $2.1M | 20.5% | |
| Vanguard LifeStrategy Growth Fund | — | — | — | $817K | 8.1% | |
| Vanguard LifeStrategy Income Fund | — | — | — | $333K | 3.3% | |
| Vanguard LifeStrategy Conservative Growth Fund | — | — | — | $324K | 3.2% | |
| Vanguard Small Cap Value Index Fund | — | — | — | $183K | 1.8% | |
| Vanguard Mid-Cap Value Index Admiral Fund | — | — | — | $182K | 1.8% | |
| Participant Loans 4.25% to 9.50% | — | — | — | $132K | 1.3% | |
| Vanguard Developed Markets Index Admiral Fund | — | — | — | $131K | 1.3% | |
| Vanguard Value Index Admiral Fund | — | — | — | $118K | 1.2% | |
| American Century Investments American Century Government Bond Fund | — | — | — | $94K | 0.9% | |
| Money Market Fund * Schwab Funds Schwab Savings Bank | — | — | — | $81K | 0.8% | |
| Vanguard Total Bond Market Index Fund | — | — | — | $65K | 0.6% | |
| Vanguard Short Term Investment Grade Fund | — | — | — | $29K | 0.3% | |
| Fidelity Investments Fidelity Extended Market Index Fund | — | — | — | $23K | 0.2% | |
| Vanguard Short Term Inflation-Protected Securities Index Admiral Fund | — | — | — | $12K | 0.1% |