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Original filing (PDF)20250808144631NAL0004491795001
THOMAS, THOMAS & HAFER, LLP
Form 5500
FILING_RECEIVED
THOMAS, THOMAS & HAFER, LLP RETIREMENT PLAN
401(k) retirement plan
Signals · 2
32% in single holdingNo recordkeeper disclosed
Active participants
147
Accounts w/ balance
200
Plan assets (EOY)
$46.3M
Net assets (EOY)
$46.3M
How this plan invests
This plan
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Fidelity 500 Index Fund Admiral" is 32% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (4 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THOMAS, THOMAS & HAFER, LLP.
Plan sponsor
Name
THOMAS, THOMAS & HAFER, LLP
EIN
25-1643634
Address
225 GRANDVIEW AVENUE · FIFTH FLOOR · CAMP HILL, PA · 17011
Phone
(717) 237-7100
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-08
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Welfare benefit codes
4B · Life Insurance
Audit & trust (Schedule H)
Auditor
SIMON LEVER LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CONRAD SIEGEL | 23-1669823 | HARRISBURG, PA | NONE | $19K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $0 | — |
| AMERICAN CENTURY INVESTMENT MANAGEM | 44-6006315 | — | NONE | $0 | — |
| FIDELITY MANAGEMENT & RESEARCH COMP | 06-1194217 | — | NONE | $0 | — |
| ALLIANCEBERNSTEIN L.P. | — | NEW YORK, NY | NONE | $0 | — |
Investments
26 direct securities· $44.9M(97% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Admiral | — | — | — | $14.2M | 30.7% | |
| Vanguard Total Bond Market Index Admiral | — | — | — | $5.7M | 12.3% | |
| Vanguard Developed Markets Index Admiral | — | — | — | $4.9M | 10.7% | |
| Vanguard Short Term Investment Grade Admiral | — | — | — | $4.2M | 9.1% | |
| American Century Government Bond Fund | — | — | — | $3.8M | 8.3% | |
| Fidelity Extended Market Index Fund | — | — | — | $2.8M | 6.2% | |
| Vanguard Growth Index Fund Admiral | — | — | — | $2.1M | 4.5% | |
| Vanguard Emerging Markets Stock Index Fund | — | — | — | $1.8M | 3.9% | |
| Vanguard Value Index Admiral | — | — | — | $929K | 2.0% | |
| Vanguard Wellington Admiral | — | — | — | $734K | 1.6% | |
| Vanguard Small Cap Index Admiral | — | — | — | $701K | 1.5% | |
| Cash Value of Life Insurance Northwestern Mutual | — | — | — | $624K | 1.3% | |
| Vanguard Mid Cap Value Index Admiral | — | — | — | $521K | 1.1% | |
| Vanguard Short Term Inflation Prot Admiral | — | — | — | $460K | 1.0% | |
| Vanguard Mid Cap Growth Index Admiral | — | — | — | $395K | 0.9% | |
| AB Small Cap Growth | — | — | — | $358K | 0.8% | |
| Charles Schwab Bank Savings | — | — | — | $312K | 0.7% | |
| Participant Loans 4.25%-9.5% 0 | — | — | — | $242K | 0.5% | |
| Goodyear Tire & Rubber Company Common stock ** 936 Lumen Technologies, Inc. Common stock ** 425 Merck & Company, Inc. Common stock | — | — | — | $10K | <0.1% | |
| Gaming and Leisure Properties, Inc. Common stock | — | — | — | $8K | <0.1% | |
| Alerian MLP Exchange-Traded Funds | — | — | — | $7K | <0.1% | |
| Antero Resources Corporation Common stock | — | — | — | $6K | <0.1% | |
| Organon & Company, Inc. Common stock ** 149 Penn National Gaming, Inc. Common stock | — | — | — | $3K | <0.1% | |
| Pfizer Incorporated Common stock | — | — | — | $3K | <0.1% | |
| Sirius XM Holdings, Inc. Common stock ** 228 Teva Pharmaceutical Industries Common stock | — | — | — | $2K | <0.1% | |
| AT&T Inc Common stock | — | — | — | $1K | <0.1% |