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Original filing (PDF)20251014143218NAL0001549539001
HBG, INC.
Form 5500
FILING_RECEIVED
HB GLOBAL 401(K) PLAN
401(k) retirement plan
Signals · 3
33% in single holdingNo recordkeeper disclosed8 service providers
Active participants
1,586
Accounts w/ balance
2,046
Plan assets (EOY)
$108.9M
Net assets (EOY)
$108.9M
How this plan invests
This plan
16 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Fidelity 500 Index Fund" is 33% of plan.
- 37 bps in Schedule C fees — 270% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HBG, INC..
Plan sponsor
Name
HBG, INC.
EIN
82-2969290
Address
4600 TRINDLE RD · SUITE 301 · CAMP HILL, PA · 17011
Phone
(717) 232-4328
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BROWN PLUS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
8 rowsOther
8| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CONRAD SIEGEL | 23-1669823 | HARRISBURG, PA | NONE | $199K | — |
| CONRAD SIEGEL INVESTMENT ADVISORS | 01-0726056 | — | NONE | $147K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $20K | — |
| RIVER WEALTH ADVISORS LLC | 47-2105957 | — | NONE | $16K | — |
| FISHER INVESTMENTS | 20-2480800 | — | NONE | $15K | — |
| MACRO ADVISORS | 26-0035994 | — | NONE | $6K | — |
| AMERICAN CENTURY INVESTMENT MANAGEM | 44-6006315 | — | NONE | $0 | — |
| FIDELITY MANAGEMENT & RESEARCH COMP | 06-1194217 | — | NONE | $0 | — |
Investments
16 direct securities· $108.4M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund | — | — | — | $35.3M | 32.4% | |
| Vanguard Total Bond Market Index Fund Instl | — | — | — | $12.1M | 11.1% | |
| Vanguard Developed Markets Index Fund Instl | — | — | — | $12.0M | 11.0% | |
| Vanguard Short-Term Investment Grade Fund Instl | — | — | — | $10.3M | 9.5% | |
| Schwab Personal Choice Retirement Accounts, self-directed brokerage accounts | — | — | — | $9.0M | 8.3% | |
| American Century Govt Bond Instl | — | — | — | $8.8M | 8.1% | |
| Fidelity Extended Market Index Fund | — | — | — | $6.6M | 6.1% | |
| Vanguard Emerging Markets Stock Index Fund | — | — | — | $4.0M | 3.7% | |
| Vanguard Value Index Admiral | — | — | — | $2.4M | 2.2% | |
| Vanguard Growth Index Fund Admiral | — | — | — | $1.9M | 1.8% | |
| Vanguard Short-Term Inflation Protected Securities Index Fund | — | — | — | $1.5M | 1.4% | |
| Notes receivable from participants (interest rate 4.25% to 9.5%, collateral is participant's account) | — | — | — | $1.3M | 1.2% | |
| Vanguard Mid Cap Value Admiral | — | — | — | $1.2M | 1.1% | |
| Interest-bearing cash, money market fund, * Schwab Bank Savings | — | — | — | $1.0M | 0.9% | |
| Vanguard Small Cap Value Index Fund Admiral | — | — | — | $620K | 0.6% | |
| Vanguard FTSE All World Excluding US Small Cap Index Fund | — | — | — | $210K | 0.2% |