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Original filing (PDF)20251010080635NAL0004060275001
STEVENS & LEE
Form 5500
FILING_RECEIVED
STEVENS & LEE SAVINGS PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed27 service providers
Active participants
385
Accounts w/ balance
546
Plan assets (EOY)
$281.2M
Net assets (EOY)
$278.3M
How this plan invests
This plan
709 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 49 bps in Schedule C fees — 385% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STEVENS & LEE.
Plan sponsor
Name
STEVENS & LEE
EIN
23-1886296
Address
P.O. BOX 679 · READING, PA · 196030679
Phone
(610) 478-2000
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Name
STEVENS & LEE
EIN
23-1886296
City
READING, PA
Phone
(610) 478-2000
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2H · Partial participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
TOMASI & COMPANY PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
27 rowsOther
27Investments
666 direct securities· $263.2M(94% of reported assets)
Uncategorized
$259.2M
658 holdings
Common Stocks
$2.6M
7 holdings
OTHER
$1.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Loomis Sayles Growth Fund CL N 400,425 shares | — | — | $9.5M | $11.9M | 4.2% | |
| JPM Smart Rtrmnt 2030 Fund R6 454,818 shares | — | — | $8.1M | $8.4M | 3.0% | |
| FS Chiron Capital 590,063 shares | — | — | $7.1M | $8.1M | 2.9% | |
| Ishares S&P 500 Index Fd CL K 11,064 shares | — | — | $6.4M | $7.6M | 2.7% | |
| Microsoft Corp 13,887 shares | — | — | $3.2M | $5.9M | 2.1% | |
| JPM Smart Rtrmnt 2040 Fund R6 244,882 shares | — | — | $5.0M | $5.3M | 1.9% | |
| Clearbridge Small Cap Grth IS shares - Columbia Contrarian Core 142,236 shares | — | — | $4.7M | $5.2M | 1.8% | |
| JPM Smart Rtrmnt 2050 Fund R6 203,906 shares | — | — | $4.2M | $4.6M | 1.6% | |
| Blackrock Liquidity FedFunds Cash Reserve 4,609,677 shares | — | — | $4.6M | $4.6M | 1.6% | |
| Nvidia Corp 32,034 shares | — | — | $187K | $4.3M | 1.5% | |
| Money Market Funds Blackrock Liquidity FedFund 4,128,700 shares | — | — | $4.1M | $4.1M | 1.5% | |
| Macquarie Corporate Bond 237,242 shares | — | — | $1.7M | $3.6M | 1.3% | |
| BNY Mellon Global Fixed 170,243 shares | — | — | $3.7M | $3.4M | 1.2% | |
| Ironwood Multi-Strategy Fund LLC 2,809 shares | — | — | $3.1M | $3.4M | 1.2% | |
| Blackrock EQ Dividend Cl K 172,877 shares | — | — | $3.3M | $3.3M | 1.2% | |
| Partners Group Private Equity 1,585,225 shares | — | — | $915K | $3.3M | 1.2% | |
| JPM Smart Rtrmnt 2020 Fund R6 182,535 shares | — | — | $2.8M | $2.9M | 1.0% | |
| Apple Inc 10,964 shares | — | — | $563K | $2.7M | 1.0% | |
| J P Morgan Chase and Co 11,442 shares | — | — | $1.2M | $2.7M | 1.0% | |
| JLL Income Property Class AI 218,439 shares | — | — | $2.5M | $2.5M | 0.9% | |
| Broadcom Inc 10,599 shares | — | — | $1.1M | $2.5M | 0.9% | |
| Mastercard Inc 4,596 shares | — | — | $1.4M | $2.4M | 0.9% | |
| Servicenow Inc 2,138 shares | — | — | $345K | $2.3M | 0.8% | |
| Amazon Com Inc 10,185 shares | — | — | $699K | $2.2M | 0.8% | |
| Alphabet Inc 11,352 shares | — | — | $468K | $2.2M | 0.8% | |
| Pimco Total Return Port. Instl 251,292 shares | — | — | $2.2M | $2.1M | 0.8% | |
| Taiwan S Manufacturing 10,314 shares | — | — | $1.3M | $2.0M | 0.7% | |
| Federated Hermes Govt Oblg Adv 1,911,713 shares | — | — | $1.9M | $1.9M | 0.7% | |
| MFS International Intrinsic VL FD R6 52,516 shares | — | — | $2.0M | $1.9M | 0.7% | |
| American Express Co 5,980 shares | — | — | $826K | $1.8M | 0.6% | |
| Accenture PLC 5,024 shares | — | — | $859K | $1.8M | 0.6% | |
| Exxon Mobil Corp 16,119 shares | — | — | $1.8M | $1.7M | 0.6% | |
| MFS Mid Cap Value Fd R6 52,188 shares | — | — | $1.6M | $1.7M | 0.6% | |
| Blackrock Global Allocation K 88,571 shares | — | — | $1.6M | $1.7M | 0.6% | |
| Abbott Labs 14576 shares | — | — | $1.6M | $1.6M | 0.6% | |
| Unitedhealth Group Inc 3,092 shares | — | — | $829K | $1.6M | 0.6% | |
| S&P Global Inc 3,055 shares | — | — | $887K | $1.5M | 0.5% | |
| Meta Platforms Inc 2,513 shares | — | — | $1.2M | $1.5M | 0.5% | |
| Abbvie Inc 8273 shares | — | — | $969K | $1.5M | 0.5% | |
| Prologis Inc 13,849 shares | — | — | $1.5M | $1.5M | 0.5% | |
| Marsh & Mclennan Cos Inc 6,625 shares | — | — | $723K | $1.4M | 0.5% | |
| Progressive Crp Ohio 5,682 shares | — | — | $775K | $1.4M | 0.5% | |
| Investments Alkeon Growth Offshore Fund Ltd 1,351,862 shares | OTHER | — | $1.6M | $1.4M | 0.5% | |
| Lowe's Companies Inc 5,423 shares | — | — | $692K | $1.3M | 0.5% | |
| Eaton Corp PLC 3,931 shares | — | — | $634K | $1.3M | 0.5% | |
| CIGNA Group 4,488 shares | — | — | $1.2M | $1.2M | 0.4% | |
| Union Pac Corp 5,365 shares | — | — | $852K | $1.2M | 0.4% | |
| VISA Inc 3,818 shares | — | — | $353K | $1.2M | 0.4% | |
| Mckesson Corp 2,098 shares | — | — | $744K | $1.2M | 0.4% | |
| Zoetis Inc 7,081 shares | — | — | $1.0M | $1.2M | 0.4% | |
| s (continued) Pepsico Inc 7,467 shares | Common Stocks | — | $1.0M | $1.1M | 0.4% | |
| JPM Incm Smart Rtrmnt R6 73,435 shares | — | — | $1.1M | $1.1M | 0.4% | |
| Motorola Solutions Inc 2,260 shares | — | — | $324K | $1.0M | 0.4% | |
| Renaissance Access LLC TR A 283,195 shares | — | — | $575K | $1.0M | 0.4% | |
| Costco Whsl Corp 1,099 shares | — | — | $216K | $1.0M | 0.4% | |
| Conocophillips 10,086 shares | — | — | $1.0M | $1.0M | 0.4% | |
| AON PLC 2,755 shares | — | — | $698K | $989K | 0.4% | |
| American Tower 5,331 shares | — | — | $897K | $978K | 0.3% | |
| Modelez Intl Inc 16,079 shares | — | — | $944K | $960K | 0.3% | |
| Hamilton Lane 57,980 shares | — | — | $914K | $947K | 0.3% | |
| Fuller & Thaler Behavrl Sml Cap R6 20,567 shares | — | — | $879K | $934K | 0.3% | |
| Ishares U.S. Aggregate Bnd K 103,574 shares | — | — | $940K | $922K | 0.3% | |
| Cadence Design Sys Inc 3,066 shares | — | — | $866K | $921K | 0.3% | |
| Morgan Stanley 7,290 shares | — | — | $588K | $916K | 0.3% | |
| Linde Plc New 2,165 shares | — | — | $296K | $906K | 0.3% | |
| Blue Owl Credit Income Corp 94,439 shares | — | — | $900K | $902K | 0.3% | |
| Dominion Energy Inc 16,549 shares | — | — | $911K | $891K | 0.3% | |
| Paccar Inc 8,558 shares | — | — | $811K | $890K | 0.3% | |
| Walmart Inc 9,757 shares | — | — | $470K | $882K | 0.3% | |
| Intuitive Surgical Inc 1,661 shares | — | — | $419K | $867K | 0.3% | |
| Pimco Flexible Credit 122,177 shares | — | — | $1.1M | $865K | 0.3% | |
| Crowdstrike Hldgs Inc 2,500 shares | — | — | $416K | $855K | 0.3% | |
| Boeing Company 4,822 shares | — | — | $950K | $853K | 0.3% | |
| Analog Devices Inc 3,994 shares | — | — | $669K | $849K | 0.3% | |
| Duke Energy Corp 7,857 shares | — | — | $721K | $847K | 0.3% | |
| United States Treas Nt 2.250% 08/15/27 884,000 par | — | — | $858K | $840K | 0.3% | |
| Federal NATL MTG Assn 3.000% 2052 969,885 par | — | — | $880K | $824K | 0.3% | |
| Southern Co 9,949 shares | — | — | $649K | $819K | 0.3% | |
| United States Treas Nt 4.125% 11/15/27 820,000 par | — | — | $816K | $816K | 0.3% | |
| McDonalds Corp 2,796 shares | — | — | $628K | $811K | 0.3% | |
| JPM Smart Rtrmnt 2060 Fund R6 34,987 shares | — | — | $748K | $803K | 0.3% | |
| Johnson & Johnson 5,452 shares | — | — | $826K | $788K | 0.3% | |
| Asml Holdings NV 1,135 shares | — | — | $464K | $787K | 0.3% | |
| Nextera Energy Inc 10,846 shares | — | — | $455K | $778K | 0.3% | |
| Genl Dynamics Corp 2,939 shares | — | — | $699K | $774K | 0.3% | |
| Shopify Inc 7,192 shares | — | — | $498K | $765K | 0.3% | |
| KKR & Co Inc 5,037 shares | — | — | $325K | $745K | 0.3% | |
| Palo Alto Networks Inc 4,066 shares | — | — | $456K | $740K | 0.3% | |
| TJX Cos Inc 6,119 shares | — | — | $417K | $739K | 0.3% | |
| Rtx Corp 6,368 shares | — | — | $531K | $737K | 0.3% | |
| Marriott Intl Inc 2,531 shares | — | — | $463K | $706K | 0.3% | |
| Pfizer 26,432 shares | — | — | $901K | $701K | 0.2% | |
| O'Reilly Automotive Inc 588 shares | — | — | $549K | $697K | 0.2% | |
| Federal Home LN MTG Corp 3.000% 2052 813,667 par | — | — | $699K | $692K | 0.2% | |
| s (continued) Chubb Ltd 2,460 shares | Common Stocks | — | $474K | $680K | 0.2% | |
| Amphenol Corp 9,721 shares | — | — | $603K | $675K | 0.2% | |
| United States Treas Nt 3.125% 08/31/27 686,000 par | — | — | $671K | $666K | 0.2% | |
| Philip Morris Intl Inc 5,470 shares | — | — | $498K | $658K | 0.2% | |
| Tencent Hldgs Ltd 12,331 shares | — | — | $608K | $656K | 0.2% | |
| Trane Tech Plc 1,771 shares | — | — | $96K | $654K | 0.2% | |
| The Trade Desk 5,420 shares | — | — | $115K | $637K | 0.2% | |
| WEC Energy Group Inc 6,591 shares | — | — | $446K | $620K | 0.2% | |
| Chevron Corp 4,231 shares | — | — | $462K | $613K | 0.2% | |
| Novo Nordisk 7,085 shares | — | — | $848K | $609K | 0.2% | |
| Honeywell Intl Inc 2,642 shares | — | — | $310K | $597K | 0.2% | |
| Citigroup Inc Com 8,354 shares | — | — | $382K | $588K | 0.2% | |
| Congress Mid Cap Grth Fd Instl 25,618 shares | — | — | $629K | $582K | 0.2% | |
| Nasdaq OMX Group Inc 7,405 shares | — | — | $356K | $572K | 0.2% | |
| Illinois Tool Works Inc 2,254 shares | — | — | $472K | $572K | 0.2% | |
| United States Treas Nt 1.625% 05/15/31 677,000 par | — | — | $600K | $571K | 0.2% | |
| Comcast Corp 15,064 shares | — | — | $589K | $565K | 0.2% | |
| Diageo PLC 4,397 shares | — | — | $669K | $559K | 0.2% | |
| Waste Connections Inc 3,239 shares | — | — | $257K | $556K | 0.2% | |
| Gartner Inc 1,145 shares | — | — | $388K | $555K | 0.2% | |
| Federal Home LN MTG Corp 2.500% 2052 676,595 par | — | — | $560K | $553K | 0.2% | |
| Kenvue Inc 25,776 shares | — | — | $540K | $550K | 0.2% | |
| Federal Home LN MTG Corp 2.000% 2054 706,548 par | — | — | $590K | $550K | 0.2% | |
| Invesco Developing Mkts Fd R6 shares - Ishares MSCI EAFE Intrnl Idx K 35,445 shares | — | — | $550K | $541K | 0.2% | |
| JPMorgan Chase & Co Var% 10/15/30 595,000 par | — | — | $552K | $536K | 0.2% | |
| Federal NATL MTG Assn 2.500% 2052 652,769 par | — | — | $552K | $534K | 0.2% | |
| Ishares Russell Mid Cap Idx K 35,544 shares | — | — | $507K | $528K | 0.2% | |
| Lord Abbett Short Duration R6 136,725 shares | — | — | $528K | $528K | 0.2% | |
| s (continued) Adobe Inc 1,184 shares | Common Stocks | — | $225K | $527K | 0.2% | |
| Corporate/Government Bonds (continued) Ujnited States Treas Nt 2.750% 07/31/27 542,000 par | — | — | $523K | $522K | 0.2% | |
| GE Aerospace 3,027 shares | — | — | $487K | $505K | 0.2% | |
| Federal NATL MTG Assn 4.500% 2054 530,362 par | — | — | $515K | $499K | 0.2% | |
| NXP Semiconductors NV 2,387 shares | — | — | $484K | $496K | 0.2% | |
| Sony Group Corp 22,977 shares | — | — | $393K | $486K | 0.2% | |
| ASE Technology Holding Co 46,748 shares | — | — | $276K | $471K | 0.2% | |
| Elevance Health Inc 1,272 shares | — | — | $390K | $469K | 0.2% | |
| Nestle S A 5,720 shares | — | — | $613K | $467K | 0.2% | |
| Federal NATL MTG Assn 3.000% 2052 539,953 par | — | — | $480K | $461K | 0.2% | |
| Fidelty Samll Cap Grth Fd K6 25,763 shares | — | — | $501K | $459K | 0.2% | |
| Federal NATL MTG Assn 6.250% 05/15/29 410,000 par | — | — | $459K | $440K | 0.2% | |
| KLA Corp 686 shares | — | — | $297K | $432K | 0.2% | |
| Northrop Grumman Corp 910 shares | — | — | $478K | $427K | 0.2% | |
| American Europacific Gr R6 7,738 shares | — | — | $424K | $416K | 0.1% | |
| Deutshce Bank NY 460,000 par | — | — | $428K | $413K | 0.1% | |
| Tyler Techs Inc 716 shares | — | — | $426K | $413K | 0.1% | |
| Dexcom Inc 5,305 shares | — | — | $494K | $413K | 0.1% | |
| Capital One Financial Var% 05/10/33 423,000 par | — | — | $419K | $412K | 0.1% | |
| United State Treas Bd 2.875% 11/15/46 564,000 par | — | — | $471K | $410K | 0.1% | |
| Truist Financial Corp Var% 10/28/33 393,000 par | — | — | $418K | $409K | 0.1% | |
| United States Treas Bd 3.125% 08/15/44 518,000 par | — | — | $460K | $402K | 0.1% | |
| Wells Fargo & Co Var % 04/04/51 438,000 par | — | — | $417K | $389K | 0.1% | |
| Target Corp 2,855 shares | — | — | $380K | $386K | 0.1% | |
| Florida St Brd Admin Fin 5.526% 07/01/34 375,000 par | — | — | $394K | $379K | 0.1% | |
| Federal Home LN MTG Corp 4.000% 2052 408,111 par | — | — | $396K | $374K | 0.1% | |
| Goldman Sachs Group Inc 3.500% 11/16/26 380,000 par | — | — | $379K | $372K | 0.1% | |
| CVS Health Corp 4.300% 03/25/28 382,000 par | — | — | $406K | $370K | 0.1% | |
| Federal NATL MTG Assn 3.500% 2050 417,214 par | — | — | $383K | $369K | 0.1% | |
| Starbucks Corp 4,044 shares | — | — | $389K | $369K | 0.1% | |
| Wells Fargo & Co Var% 07/25/33 380,000 par | — | — | $368K | $367K | 0.1% | |
| Federal NATL MTG Assn 2.000% 2051 457,403 par | — | — | $378K | $358K | 0.1% | |
| Recruit Hldgs Co Ltd 25,588 shares | — | — | $221K | $357K | 0.1% | |
| Federal Home LN MTG Corp 2.500% 2052 437,135 par | — | — | $362K | $356K | 0.1% | |
| United States Treas Nt 2.250% 11/15/25 360,000 par | — | — | $347K | $354K | 0.1% | |
| ICICI Bk Ltd 11,542 shares | — | — | $184K | $345K | 0.1% | |
| United States Treas Nt 3.250% 06/30/27 342,000 par | — | — | $343K | $334K | 0.1% | |
| Deutsche Tele Ag 10,774 shares | — | — | $288K | $322K | 0.1% | |
| Federal Home LN MTG Corp 2.500% 2051 388,111 par | — | — | $338K | $317K | 0.1% | |
| United States Treas Bd 2.875% 05/15/49 445,000 par | — | — | $383K | $315K | 0.1% | |
| Federal Home LN MTG Corp 5.500% 2054 313,961 par | — | — | $317K | $310K | 0.1% | |
| United States Treas Bd 3.000% 05/15/42 386,000 par | — | — | $420K | $303K | 0.1% | |
| Texas Instruments Inc 1,612 shares | — | — | $166K | $302K | 0.1% | |
| United States Treas Nt 3.625% 03/31/30 312,000 par | — | — | $305K | $301K | 0.1% | |
| Pimco Real Return Fd CL Inst 29,965 shares | — | — | $301K | $299K | 0.1% | |
| American Express Co 5.850% 11/05/27 289,000 par | — | — | $293K | $298K | 0.1% | |
| Federal Home LN MTG Corp 5.000% 2054 305,839 par | — | — | $307K | $295K | 0.1% | |
| Registered Investment Companies Ab Discovery Value Fund Cl Z 14,323 shares | — | — | $304K | $292K | 0.1% | |
| Relx Plc 6,293 shares | — | — | $278K | $286K | 0.1% | |
| Corporate/Government Bonds (continued) Federal Home LN MTG Corp3.500% 2053 318,759 par | — | — | $300K | $282K | 0.1% | |
| Federal NATL MTG Assn 00.875% 08/05/30 340,000 par | — | — | $279K | $281K | <0.1% | |
| Federal Home LN MTG Corp 3.500% 2052 313,547 par | — | — | $288K | $278K | <0.1% | |
| United States Treas Nt 2.750% 05/31/29 297,000 par | — | — | $287K | $278K | <0.1% | |
| Federal NATL MTG Assn 2.000% 2052 352,249 par | — | — | $278K | $274K | <0.1% | |
| Federal Home MTG Assn 00.375% 08/25/25 280,000 par | — | — | $271K | $273K | <0.1% | |
| Federal Home LN MTG Corp 6.250% 07/15/32 245,000 par | — | — | $271K | $272K | <0.1% | |
| US Bancorp 1.450% 05/12/25 274,000 par | — | — | $256K | $271K | <0.1% | |
| Federal Home LN MTG Corp 5.500% 2053 273,703 par | — | — | $268K | $270K | <0.1% | |
| Truist Financial Corp 1.200% 08/05/25 275,000 par | — | — | $252K | $269K | <0.1% | |
| United States Treas Nt 4.625% 04/30/29 256,000 par | — | — | $261K | $258K | <0.1% | |
| Canadian Natl Railway Co 2,515 shares | — | — | $297K | $255K | <0.1% | |
| Federal Home LN MTG Corp 3.000% 2053 300,539 par | — | — | $260K | $255K | <0.1% | |
| Canadian Pac Kans City Ltd 3,493 shares | — | — | $277K | $253K | <0.1% | |
| Morgan Stanley Var% 11/01/29 240,000 par | — | — | $248K | $251K | <0.1% | |
| Amazon Com Inc 3.600% 04/13/32 270,000 par | — | — | $258K | $250K | <0.1% | |
| BP Capital Markets Amer Inc 4.234% 11/06/28 255,000 par | — | — | $270K | $250K | <0.1% | |
| United States Treas Nt 3.875% 08/15/33 261,000 par | — | — | $250K | $248K | <0.1% | |
| Citigroup Inc 3.200% 10/21/26 255,000 par | — | — | $245K | $248K | <0.1% | |
| Microsoft Corp 3.125% 11/03/25 250,000 par | — | — | $254K | $247K | <0.1% | |
| Beiersdorf Ag 9,704 shares | — | — | $293K | $247K | <0.1% | |
| JPMorgan Chase & Co Var% 04/22/31 280,000 par | — | — | $261K | $247K | <0.1% | |
| United States Treas Nt 0.500% 03/31/25 248,000 par | — | — | $237K | $246K | <0.1% | |
| Federal Home LN MTG Corp 3.000% 2053 283,297 par | — | — | $243K | $241K | <0.1% | |
| Seafarer Overseas Growth 20,503 shares | — | — | $253K | $238K | <0.1% | |
| Federal Home LN BKS 3.250% 11/16/28 245,000 par | — | — | $265K | $236K | <0.1% | |
| JPMorgan Chase & Co Var% 02/24/26 231,000 par | — | — | $223K | $230K | <0.1% | |
| Columbus Ohio City 2.577% 12/01/29 250,000 par | — | — | $250K | $227K | <0.1% | |
| Astrazeneca Plc 3,457 shares | — | — | $267K | $227K | <0.1% |
Showing top 200 of 666 investments by value.