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Original filing (PDF)20250703130700NAL0000748577001
MUNGER, TOLLES & OLSON LLP
Form 5500
FILING_RECEIVED
MTO 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 2
Late filing · 31.6 mo6 service providers
Active participants
462
Accounts w/ balance
720
Plan assets (EOY)
$282.2M
Net assets (EOY)
$282.2M
How this plan invests
This plan
5 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
75
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Filed 31.6 months past the 10.5-month grace window.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MUNGER, TOLLES & OLSON LLP.
Plan sponsor
Name
MUNGER, TOLLES & OLSON LLP
EIN
95-2156481
Address
350 SOUTH GRAND AVE · 50TH FLOOR · LOS ANGELES, CA · 90071
Phone
(213) 683-9100
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2021-01-01
Tax period
2021-12-31
Filed
2025-07-03
Pension benefit codes
2A · Age/service weighted or new comparability
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
3B · Covers self-employed individuals
Audit & trust (Schedule H)
Auditor
HOLTHOUSE CARLIN & VAN TRIGT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLS FARGO BANK, N.A. | 94-1347393 | — | RECORDKEEPER/BOOKKEEPER | $61K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | — | INVESTMENT ADVISORY | $56K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $73K | — |
Other
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CITY NATIONAL ROCHDALE LLC | 13-3360819 | — | IND ADV, PARTICIPANTS | $14K | — |
| MAR VISTA INVESTMENT PARTNERS | 56-2671142 | — | IND ADV, PARTICIPANTS | $6K | — |
| TEAM HEWINS, LLC | 82-4376615 | — | IND ADV, PARTICIPANTS | $6K | — |
Investments
32 direct securities · 5 pooled funds· $309.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$277.5M
32 holdings
Common Collective Trust
$31.6M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Self-directed Brokerage Accounts Various | — | — | — | $58.2M | 20.6% | |
| American Funds Investment Company of America Fund Mutual Fund | — | — | — | $31.9M | 11.3% | |
| American Funds New Perspective Fund Mutual Fund | — | — | — | $25.9M | 9.2% | |
| Northern Trust S&P 500 Index Fund Collective Trust | — | — | — | $25.5M | 9.0% | |
| NT COLL S&P 500 IDX FD TIER 3 NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 002 | Common Collective Trust | — | — | $25.5M | 9.0% | |
| Mainsay Winslow Large Cap Growth Fund Mutual Fund | — | — | — | $15.6M | 5.5% | |
| Vanguard Target Retirement 2040 Fund Asset Allocation Mutual Fund | — | — | — | $14.8M | 5.2% | |
| Metropolitan West Total Return Bond Fund Mutual Fund | — | — | — | $11.7M | 4.2% | |
| Vanguard Target Retirement 2045 Fund Asset Allocation Mutual Fund | — | — | — | $9.2M | 3.3% | |
| Vanguard Target Retirement 2020 Fund Asset Allocation Mutual Fund | — | — | — | $7.4M | 2.6% | |
| Investments American Funds American Balance Fund Mutual Fund | — | — | — | $7.0M | 2.5% | |
| MassMutual Select Mid Cap Growth Fund Mutual Fund | — | — | — | $7.0M | 2.5% | |
| Vanguard Target Retirement 2050 Fund Asset Allocation Mutual Fund | — | — | — | $6.6M | 2.3% | |
| American Funds EuroPacific Growth Fund Mutual Fund | — | — | — | $6.3M | 2.2% | |
| Vanguard Target Retirement 2035 Fund Asset Allocation Mutual Fund | — | — | — | $6.0M | 2.1% | |
| Vanguard Target Retirement 2025 Fund Asset Allocation Mutual Fund | — | — | — | $5.1M | 1.8% | |
| Vanguard Treasury Money Market Fund Mutual Fund | — | — | — | $5.0M | 1.8% | |
| Vanguard Target Retirement 2030 Fund Asset Allocation Mutual Fund | — | — | — | $4.4M | 1.6% | |
| Vanguard Small Cap Index Fund Mutual Fund | — | — | — | $4.4M | 1.5% | |
| Vanguard Mid Cap Index Fund Mutual Fund | — | — | — | $4.2M | 1.5% | |
| Vanguard Target Retirement 2055 Fund Asset Allocation Mutual Fund | — | — | — | $3.7M | 1.3% | |
| AB/Brown/Emerald Small Cap Growth Fund Mutual Fund | — | — | — | $3.0M | 1.1% | |
| Invesco Global Fund Mutual Fund | — | — | — | $2.9M | 1.0% | |
| Goldman Sachs Small Cap Value Fund Mutual Fund | — | — | — | $2.4M | 0.9% | |
| Northern Trust All Country World ex-U.S. Investable Market Index Fund Collective Trust | — | — | — | $2.4M | 0.8% | |
| NT COL ACWI EXUS IV MKT IX T3 NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 223 | Common Collective Trust | — | — | $2.4M | 0.8% | |
| Northern Trust Aggregate Bond Index Fund Collective Trust | — | — | — | $2.2M | 0.8% | |
| NT COLL AGGREGT BD IDX TIER 3 NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 088 | Common Collective Trust | — | — | $2.2M | 0.8% | |
| Vanguard Target Retirement 2015 Fund Asset Allocation Mutual Fund | — | — | — | $1.8M | 0.6% | |
| T. ROWE PRICE STABLE VALUE A T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 001 | Common Collective Trust | — | — | $952K | 0.3% | |
| JPMorgan Mid Cap Value Fund Mutual Fund | — | — | — | $661K | 0.2% | |
| dates from 2022 to 2036 | — | — | — | $647K | 0.2% | |
| Northern Trust Extended Equity Market Index Fund Collective Trust | — | — | — | $557K | 0.2% | |
| NT COLL EXT EQY MKT IDX TIER 3 NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 110 | Common Collective Trust | — | — | $557K | 0.2% | |
| Vanguard Target Retirement 2065 Fund Asset Allocation Mutual Fund | — | — | — | $514K | 0.2% | |
| Vanguard Target Retirement 2060 Fund Asset Allocation Mutual Fund | — | — | — | $413K | 0.1% | |
| Vanguard Target Retirement Income Fund Asset Allocation Mutual Fund | — | — | — | $157K | <0.1% |