Back to filter
Original filing (PDF)20251013171530NAL0001763201001
UNITY HEALTH SYSTEM
Form 5500
FILING_RECEIVED
UNITY HEALTH SYSTEM RETIREMENT PLAN
Defined-benefit pension plan
Signals · 3
45% in single holdingNo recordkeeper disclosed9 service providers
Active participants
3,874
Accounts w/ balance
—
Plan assets (EOY)
$343.0M
Net assets (EOY)
$340.7M
How this plan invests
This plan
6 pooled trusts
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
85
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
78
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "[DFE: LONG DURATION CORPORATE CREDIT SCREENED NON-LENDABLE FUND (extraction pending)]" is 45% of plan.
- 26 bps in Schedule C fees — 163% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNITY HEALTH SYSTEM.
Plan sponsor
Name
UNITY HEALTH SYSTEM
EIN
22-2572873
Address
100 KINGS HIGHWAY SOUTH · BUILDING C · ROCHESTER, NY · 146175504
Phone
(585) 922-1100
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
1A · Pay-related DB formula
1C · Cash balance or similar hybrid DB
Audit & trust (Schedule H)
Auditor
FREED MAXICK P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
9 rowsCustodian
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHERN TRUST COMPANY | 36-1561860 | — | ADMIN/CUSTODIAL FEES | $248K | — |
Advisor / Consultant
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEPC | 26-1429809 | — | INVESTMENT CONSULTANT | $128K | — |
| PARAMETRIC | 20-0292745 | — | INVESTMENT MANAGER | $69K | — |
| JOHNSTON INTERNATIONAL | 53-0237142 | — | INVESTMENT MANAGER | $61K | — |
| HOTCHKIS & WILEY CAP MGMT | 95-4871957 | — | INVESTMENT MANAGER | $36K | — |
| BLACKROCK | 94-3112180 | — | INVESTMENT MANAGER | $25K | — |
Actuary
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERCER | 13-2834414 | — | ACTUARY | $253K | — |
| WILLIS TOWERS WATSON | 53-0181291 | — | ACTUARY | $71K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMERALD PRINT MANAGEMENT, INC. | 01-0803249 | — | OTHER | $9K | — |
Investments
31 direct securities · 6 pooled funds· $105.2M(31% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$97.2M
6 holdings
Uncategorized
$8.0M
31 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BLACKROCK LONG DURATION CREDIT BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 27-4520291 / PN 001 | Common Collective Trust | — | — | $43.5M | 12.7% | |
| AXIOM EMERGING MARKETS EQUITY SEI TRUST COMPANY · EIN 81-1085578 / PN 087 | Common Collective Trust | — | — | $13.7M | 4.0% | |
| ARROWSTREET GLOBAL EQUITY ACWI CIT GLOBAL TRUST COMPANY · EIN 37-6607043 / PN 002 | Common Collective Trust | — | — | $11.8M | 3.4% | |
| JENNISON GLOBAL OPPORTUNITY PRUDENTIAL TRUST COMPANY · EIN 23-6994310 / PN 210 | Common Collective Trust | — | — | $10.5M | 3.1% | |
| LAZARD GL EQ FRANCHISE CIT GREAT GREY TRUST COMPANY · EIN 38-7304121 / PN 001 | Common Collective Trust | — | — | $9.6M | 2.8% | |
| JOHNSTON INTERNATIONAL EQUITY GROUP HARDMAN JOHNSTON GLOBAL ADVISORS · EIN 26-6493485 / PN 001 | Common Collective Trust | — | — | $8.0M | 2.3% | |
| Howmet Aerospace Inc | — | 3,811.159 | — | $417K | 0.1% | |
| Standard Chartered PLC | — | 31,668.47 | — | $392K | 0.1% | |
| T-Mobile US Inc | — | 1,733.889 | — | $383K | 0.1% | |
| Taiwan Semiconductor | — | 1,891.429 | $200K | $374K | 0.1% | |
| Boston Scientific Corp | — | 4,163.975 | — | $372K | 0.1% | |
| Mastercard Inc | — | 702.234 | — | $370K | 0.1% | |
| Amazon.com Inc | — | 1,657.477 | — | $364K | 0.1% | |
| NVIDIA Corp | — | 2,619.7 | — | $352K | 0.1% | |
| Vertiv Holdings Co | — | 3,064.021 | — | $348K | 0.1% | |
| Atlassian Corp | — | 1,391.451 | — | $339K | <0.1% | |
| Prosus NV | — | 8,460.962 | — | $336K | <0.1% | |
| Eli Lilly & Co | — | 433.944 | — | $335K | <0.1% | |
| Meta Platforms Inc | — | 571.674 | — | $335K | <0.1% | |
| Safran SA | — | 1,522.577 | $258K | $334K | <0.1% | |
| Corteva Inc | — | 5,363.924 | — | $306K | <0.1% | |
| Microsoft Corp | — | 714.687 | — | $301K | <0.1% | |
| Unitedhealth Group Inc | — | 561.297 | — | $284K | <0.1% | |
| Alphabet Inc Class A | — | 1,420.883 | — | $269K | <0.1% | |
| Mercadolibre Inc | — | 143.767 | $172K | $244K | <0.1% | |
| Elanco Animal Health Inc | — | 17,435.111 | — | $211K | <0.1% | |
| Vertex Pharmaceuticals Inc | — | 466.773 | — | $188K | <0.1% | |
| Technipfmc PLC | — | 6,105.402 | — | $177K | <0.1% | |
| ASML Holdings NV | — | 245.839 | — | $170K | <0.1% | |
| IQVIA Holdings Inc | — | 805.626 | — | $158K | <0.1% | |
| Grifols SA | — | 15,648.394 | $225K | $148K | <0.1% | |
| Universal Display Corp | — | 795.249 | — | $116K | <0.1% | |
| Bank of America Corp | — | 2,479.14 | — | $109K | <0.1% | |
| Lennar Corp | — | 660.349 | — | $90K | <0.1% | |
| Novo Nordisk A/S | — | 1,032.975 | $106K | $90K | <0.1% | |
| Uber Technologies Inc | — | 956.563 | — | $58K | <0.1% | |
| Coty Inc | — | 7,307.238 | — | $51K | <0.1% |