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Original filing (PDF)20251013171529NAL0001763009001
ROCHESTER GENERAL HEALTH SYSTEM
Form 5500
FILING_RECEIVED
ROCHESTER GENERAL HEALTH SYSTEM EMPLOYEE RETIREMENT PLAN
Defined-benefit pension plan
Signals · 3
37% in single holdingNo recordkeeper disclosed11 service providers
Active participants
7,601
Accounts w/ balance
—
Plan assets (EOY)
$717.1M
Net assets (EOY)
$714.1M
How this plan invests
This plan
7 pooled trusts
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
85
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
81
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "[DFE: LONG DURATION CORPORATE CREDIT SCREENED NON-LENDABLE FUND (extraction pending)]" is 37% of plan.
- 20 bps in Schedule C fees — 236% above peer band of 6 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROCHESTER GENERAL HEALTH SYSTEM.
Plan sponsor
Name
ROCHESTER GENERAL HEALTH SYSTEM
EIN
22-2551509
Address
RIEDMAN CAMPUS 100 KINGS HIGHWAY S. · ROCHESTER, NY · 146175504
Phone
(585) 922-1100
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
1A · Pay-related DB formula
Audit & trust (Schedule H)
Auditor
FREED MAXICK P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
11 rowsCustodian
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KEY BANK NATL ASSOC (IAS TRUSTEE) | 34-0797057 | — | ADMIN/CUSTODIAL FEE | $108K | — |
Advisor / Consultant
8| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEPC, LLC | 26-1429809 | — | INVESTMENT CONSULTANT | $236K | — |
| WILLIS TOWERS WATSON U.S. LLC | 53-0181291 | — | ADVISORY SERVICES | $126K | — |
| JENNISON GLOBAL OPPORTUNITY FUND | 23-6994310 | — | INVESTMENT MANAGER | $121K | — |
| JOHNSTON INTERNATIONAL EQUITY GROUP | 26-6493485 | STAMFORD, CT | INVESTMENT MANAGER | $119K | — |
| HOTCHKIS & WILEY CAP MGMT LLC | — | LOS ANGELES, CA | INVESTMENT MANAGER | $96K | — |
| LINDSELL TRAIN GLOBAL EQUITY LLC | 35-2496423 | — | INVESTMENT MANAGER | $84K | — |
| PARAMETRIC | 41-0995965 | — | INVESTMENT MANAGER | $58K | — |
| BLACKROCK INSTITUTIONAL TRUST | 27-4520291 | — | INVESTMENT MANAGER | $48K | — |
Actuary
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERCER | 13-2834414 | — | ACTUARY | $434K | — |
| EMERALD PRINT MANAGEMENT | — | — | ACTUARY | $14K | — |
Investments
31 direct securities · 7 pooled funds· $182.6M(25% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$164.8M
7 holdings
Uncategorized
$17.8M
31 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BLACKROCK LONG DURATION BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 27-4520291 / PN 001 | Common Collective Trust | — | — | $61.1M | 8.5% | |
| AXIOM EMERGING MARKETS SEI TRUST COMPANY · EIN 81-1085578 / PN 087 | Common Collective Trust | — | — | $24.9M | 3.5% | |
| ARROWSTREET GLOBAL EQUITY ACWI CIT GLOBAL TRUST COMPANY · EIN 37-6607043 / PN 002 | Common Collective Trust | — | — | $22.6M | 3.1% | |
| JENNISON GLOBAL OPPORTUNITY FUND PRUDENTIAL TRUST COMPANY · EIN 23-6994310 / PN 210 | Common Collective Trust | — | — | $20.8M | 2.9% | |
| JOHNSTON INTL EQUITY GROUP TRUST HARDMAN JOHNSTON GLOBAL ADVISORS · EIN 26-6493485 / PN 001 | Common Collective Trust | — | — | $17.8M | 2.5% | |
| LAZARD WILMINGTON COLLECT TR GLOBAL GREAT GREY TRUST COMPANY · EIN 38-7304121 / PN 001 | Common Collective Trust | — | — | $17.7M | 2.5% | |
| Howmet Aerospace Inc | — | 8,480.847 | — | $928K | 0.1% | |
| Standard Chartered PLC | — | 70,470.798 | — | $873K | 0.1% | |
| T-Mobile US Inc | — | 3,858.365 | — | $852K | 0.1% | |
| Taiwan Semiconductor | — | 4,208.935 | $445K | $831K | 0.1% | |
| Boston Scientific Corp | — | 9,265.955 | — | $828K | 0.1% | |
| Mastercard Inc | — | 1,562.659 | — | $823K | 0.1% | |
| Amazon.com Inc | — | 3,688.329 | — | $809K | 0.1% | |
| NVIDIA Corp | — | 5,829.533 | — | $783K | 0.1% | |
| Vertiv Holdings Co | — | 6,818.265 | — | $775K | 0.1% | |
| Atlassian Corp | — | 3,096.349 | — | $754K | 0.1% | |
| Prosus NV | — | 18,827.9 | — | $748K | 0.1% | |
| Eli Lilly & Co | — | 965.641 | — | $745K | 0.1% | |
| Meta Platforms Inc | — | 1,272.127 | — | $745K | 0.1% | |
| Safran SA | — | 3,388.14 | $574K | $744K | 0.1% | |
| Corteva Inc | — | 11,936.162 | — | $680K | <0.1% | |
| Microsoft Corp | — | 1,590.369 | — | $670K | <0.1% | |
| Unitedhealth Group Inc | — | 1,249.036 | — | $632K | <0.1% | |
| Alphabet Inc Class A | — | 3,161.844 | — | $599K | <0.1% | |
| Mercadolibre Inc | — | 319.921 | $383K | $544K | <0.1% | |
| Elanco Animal Health Inc | — | 38,797.774 | — | $470K | <0.1% | |
| Vertex Pharmaceuticals Inc | — | 1,038.694 | — | $418K | <0.1% | |
| Technipfmc PLC | — | 13,586.148 | — | $393K | <0.1% | |
| ASML Holdings NV | — | 547.057 | — | $379K | <0.1% | |
| IQVIA Holdings Inc | — | 1,792.733 | — | $352K | <0.1% | |
| Grifols SA | — | 34,821.853 | $500K | $330K | <0.1% | |
| Universal Display Corp | — | 1,769.642 | — | $259K | <0.1% | |
| Bank of America Corp | — | 5,516.749 | — | $242K | <0.1% | |
| Lennar Corp | — | 1,469.454 | — | $200K | <0.1% | |
| Novo Nordisk A/S | — | 2,298.645 | $236K | $199K | <0.1% | |
| Uber Technologies Inc | — | 2,128.609 | — | $128K | <0.1% | |
| Coty Inc | — | 16,260.554 | — | $113K | <0.1% | |
| INVESCO EM INNOV HOLDBACK INVESCO TRUST COMPANY · EIN 46-3793325 / PN 500 | Common Collective Trust | — | — | $30K | <0.1% |