Original filing (PDF)20250626150306NAL0012993328001

REGENT FINANCIAL LLC

Name: REGENT FINANCIAL LLC — REGENT FINANCIAL LLC 401(K) PLAN, Form 5500 (2024)
Creator: REGENT FINANCIAL LLC

Form 5500-SF

FILING_RECEIVED

REGENT FINANCIAL LLC 401(K) PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$1.6M

Net assets (EOY)

$1.6M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for REGENT FINANCIAL LLC.

Plan sponsor

Name

REGENT FINANCIAL LLC

EIN

16-1527731

Address

777 CANAL VIEW BLVD. SUITE 800 · ROCHESTER, NY · 14623

Phone

(585) 586-6800

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-06-26

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2G · Total participant-directed accounts

2J · 401(k) feature

3B · Covers self-employed individuals

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Finance & Insurance plans

WEALTHGUARD ADVISORS, INC.

WEALTHGUARD ADVISORS, INC. DEFINED BENEFIT PLAN

$1.6M · 5 participants

HUNTER W. BAILEY DBA WEALTH STRATEGIES

WEALTH STRATEGIES 401K PLAN

$1.6M · 5 participants

FINANCIAL INDEPENDENCE PLANNIN

FINANCIAL INDEPENDENCE PLANNIN 401(K) PROFIT SHARING PLAN & TRUST

$1.6M · 23 participants

CAPITAL MARKETS FINANCIAL SERVIC

CAPITAL MARKETS FINANCIAL SERVICES 401(K) PROFIT SHARING P

$1.6M · 5 participants

WDFC LLC

DENARDO FINANCIAL GROUP 401(K) PLAN