Back to filter
Original filing (PDF)20250522101315NAL0008113074001
DR. MARK D. TRUAX
Form 5500-SF
FILING_RECEIVED
DR. MARK D. TRUAX PROFIT SHARING PLAN
401(k) retirement plan
Active participants
6
Accounts w/ balance
7
Plan assets (EOY)
$3.5M
Net assets (EOY)
$3.5M
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DR. MARK D. TRUAX.
Plan sponsor
Name
DR. MARK D. TRUAX
EIN
16-1386222
Address
39 ROWLEY STREET · GOUVERNEUR, NY · 13642
Phone
(315) 287-2450
Industry
Offices of Dentists· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-05-22
Pension benefit codes
3D · Pre-approved plan (master / prototype / VS)
3B · Covers self-employed individuals
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Small plan (5500-SF) — Schedule H data not available.
Service providers (Schedule C)
Small plans don't disclose service providersRelated plans
Similar-size Offices of Dentists plans
GLENN J. JIVIDEN, JR., D.D.S., INC.
GLENN J. JIVIDEN, JR., D.D.S., INC. CASH BALANCE DEFINED BENEFIT PLAN
$3.5M · 12 participants
LE & LAM DENTAL GROUP CORP.
LE & LAM DENTAL GROUP CORP. PENSION PLAN
$3.5M · 8 participants
WILLIAM R. CUMMISKEY, D.D.S., L.L.C.
WILLIAM R. CUMMISKEY, D.D.S., L.L.C. 401(K) PROFIT SHARING PLAN
$3.5M
DRS. GORMLEY & GUTIERREZ PEDIATRIC DENTISTRY PC
DRS. GORMLEY & GUTIERREZ PEDIATRIC DENTISTRY PC PROFIT SHARING PENSION PLAN
$3.5M · 13 participants
SOUTH ALABAMA ORTHODONTICS, LLC
SOUTH ALABAMA ORTHODONTICS, LLC PROFIT SHARING 401(K) PLAN
$3.5M · 19 participants
ALAN R. HELLER, DDS, MS, LLC
HELLER ORTHODONTICS DEFINED BENEFIT PENSION PLAN
$3.5M · 3 participants
Large plans in New York
INTERNATIONAL BUSINESS MACHINES CORPORATION
IBM 401(K) PLAN
$60.4B · 49,030 participants
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA
TIAA REAL ESTATE ACCOUNT
$25.2B
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (STRATEGIC PROPERTY) OF JPMORGAN CHASE BANK, N.A.
$24.3B
MORGAN STANLEY DOMESTIC HOLDINGS, LLC
MORGAN STANLEY 401(K) PLAN
$22.2B · 54,084 participants
PFIZER INC
PFIZER SAVINGS PLAN
$22.0B · 29,469 participants
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (EQUITY INDEX) OF JPMORGAN CHASE BANK, N.A.
$20.0B