Original filing (PDF)20260202134338NAL0002170050001

KARPUS MANAGEMENT, INC.

Name: KARPUS MANAGEMENT, INC. — KARPUS MANAGEMENT, INC. EMPLOYEES' DEFERRED SAVINGS AND PROFIT SHARING PLAN, Form 5500 (2024)
Creator: KARPUS MANAGEMENT, INC.

Form 5500-SF

FILING_RECEIVED

KARPUS MANAGEMENT, INC. EMPLOYEES' DEFERRED SAVINGS AND PROFIT SHARING PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$29.5M

Net assets (EOY)

$29.5M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KARPUS MANAGEMENT, INC..

Plan sponsor

Name

KARPUS MANAGEMENT, INC.

EIN

16-1290558

Address

183 SULLYS TRAIL · PITTSFORD, NY · 14534

Phone

(585) 586-4680

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-07-01

Tax period

2025-06-30

Filed

2026-02-02

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2J · 401(k) feature

2K · 401(m) arrangement

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

Service providers (Schedule C)

Small plans don't disclose service providers

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