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Original filing (PDF)20250918065416NAL0001492979001
SPRINGBROOK NY, INC.
Form 5500
FILING_RECEIVED
SPRINGBROOK EMPLOYEES 401(K) PLAN
401(k) retirement plan
Active participants
1,583
Accounts w/ balance
1,082
Plan assets (EOY)
$44.8M
Net assets (EOY)
$44.8M
How this plan invests
This plan
1 pooled trust
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- 68% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SPRINGBROOK NY, INC..
Plan sponsor
Name
SPRINGBROOK NY, INC.
EIN
15-0539129
Address
105 CAMPUS DRIVE · ONEONTA, NY · 138203111
Phone
(607) 286-7171
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-18
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BRYANS & GRAMUGLIA CPAS LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $97K | — |
Investments
23 direct securities · 1 pooled fund· $45.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$44.8M
23 holdings
Common Collective Trust
$990K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FideliV Freedom Index 2030 Institutional Premium Class | — | 342,262 | — | $6.9M | 15.4% | |
| Fidelity Freedom Index 2035 Institutional Premium Class | — | 282,207 | — | $6.6M | 14.7% | |
| Fidelity Freedom Index 2040 Institutional Premium Class | — | 239,850 | — | $5.9M | 13.2% | |
| Fidelity Freedom Index 2050 Institutional Premium Class | — | 190,491 | — | $4.9M | 11.0% | |
| Fidelity Freedom Index 2045 Institutional Premium Class | — | 171,056 | — | $4.4M | 9.9% | |
| Fidelity Freedom Index 2055 Institutional Premium Class | — | 156,581 | — | $3.3M | 7.5% | |
| Fidelity Freedom Index 2025 Institutional Premium Class | — | 173,604 | — | $3.2M | 7.2% | |
| Fidelity Freedom Index 2015 Institutional Premium Class | — | 152,798 | — | $2.2M | 4.9% | |
| Fidelity Freedom Index 2060 Institutional Premium Class | — | 100,436 | — | $1.8M | 4.1% | |
| Fidelity Freedom Index 2020 Institutional Premium Class | — | 82,376 | — | $1.3M | 2.9% | |
| Notes Receivable from Participants | — | — | — | $1.2M | 2.8% | |
| Managed Income Portfolio Class I | — | 1,053,642 | — | $990K | 2.2% | |
| MIP CL 1 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $990K | 2.2% | |
| Fidelity 500 Index | — | 2,763 | — | $564K | 1.3% | |
| Fidelity Freedom Index 2065 Institutional Premium Class | — | 25,980 | — | $381K | 0.8% | |
| Fidelity Mid Cap Index Fund | — | 7,158 | — | $242K | 0.5% | |
| JP Morgan Small Cap Equity Fund Class R5 | — | 4,149 | — | $227K | 0.5% | |
| JP Morgan Large Cap Growth Fund Class R6 | — | 2,683 | — | $225K | 0.5% | |
| The Hartford Dividend and Growth Fund Class R6 | — | 2,832 | — | $98K | 0.2% | |
| Fidelity Freedom Index Income Fund Institutional Premium Class | — | 6,744 | — | $79K | 0.2% | |
| Western Asset Core Plus Bond FI | — | 5,418 | — | $49K | 0.1% | |
| Fidelity Freedom Index 2010 Institutional Premium Class | — | 3,663 | — | $47K | 0.1% | |
| Hartford Schroders International Stock Fund Class SDR | — | 2,091 | — | $37K | <0.1% | |
| Fidelity Freedom Index 2070 Institutional Premium Class | — | 29 | — | $300 | <0.1% |