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Original filing (PDF)20260122075659NAL0005546115001
KING & KING ARCHITECTS, LLP
Form 5500
FILING_RECEIVED
KING & KING ARCHITECTS 401(K) SALARY SAVINGS PLAN
401(k) retirement plan
Active participants
95
Accounts w/ balance
120
Plan assets (EOY)
$21.5M
Net assets (EOY)
$21.5M
How this plan invests
This plan
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KING & KING ARCHITECTS, LLP.
Plan sponsor
Name
KING & KING ARCHITECTS, LLP
EIN
15-0511125
Address
358 WEST JEFFERSON ST · SYRACUSE, NY · 13202
Phone
(315) 682-6180
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-08-01
Tax period
2025-07-31
Filed
2026-01-22
Pension benefit codes
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2E · Profit-sharing
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FUSTCHARLES LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $19K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL WEALTH MGMT CO | 39-2018056 | — | ADVISOR | $20K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $6K | — |
Investments
35 direct securities· $21.4M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Freedom 2045 K6 Mutual fund - 138,472 shares | — | — | — | $2.0M | 9.5% | |
| Fidelity Freedom 2050 K6 Mutual fund - 126,691 shares | — | — | — | $1.9M | 8.8% | |
| Fidelity 500 Index Mutual fund - 8,511 shares | — | — | — | $1.9M | 8.7% | |
| Fidelity Freedom 2040 K6 Mutual fund - 114,462 shares | — | — | — | $1.4M | 6.7% | |
| Fidelity Blue Chip Growth K6 Mutual fund - 35,156 shares | — | — | — | $1.4M | 6.7% | |
| Fidelity Freedom 2060 K6 Mutual fund - 80,454 shares | — | — | — | $1.3M | 6.0% | |
| American Funds Washington Mutual Investors Fund Mutual fund - 17,549 shares | — | — | — | $1.1M | 5.3% | |
| Fidelity Contrafund K6 Mutual fund - 27,434 shares | — | — | — | $989K | 4.6% | |
| Fidelity Freedom 2035 K6 Mutual fund - 54,518 shares | — | — | — | $918K | 4.3% | |
| Fidelity Freedom 2030 K6 Mutual fund - 46,827 shares | — | — | — | $877K | 4.1% | |
| American Funds Europacific Fund R6 Mutual fund - 14,266 shares | — | — | — | $854K | 4.0% | |
| Fidelity International Index Mutual fund - 14,769 shares | — | — | — | $826K | 3.8% | |
| PIMCO Total Return Institutional Class Mutual fund - 87,535 shares | — | — | — | $755K | 3.5% | |
| Fidelity Mid Cap Index Mutual fund - 19,262 shares | — | — | — | $693K | 3.2% | |
| American Funds New World R6 Mutual fund - 7,529 shares | — | — | — | $665K | 3.1% | |
| DFA US Small Cap Value Mutual fund - 10,387 shares | — | — | — | $489K | 2.3% | |
| Fidelity Small Cap Mutual fund - 14,474 shares | — | — | — | $401K | 1.9% | |
| Fidelity Freedom 2025 K6 Mutual fund - 25,664 shares | — | — | — | $371K | 1.7% | |
| Fidelity Low-Priced ST K6 Mutual fund - 21,185 shares | — | — | — | $332K | 1.5% | |
| C&S Inst Realty Mutual fund - 5,766 shares | — | — | — | $281K | 1.3% | |
| American Funds Balanced R6 Mutual fund - 6,695 shares | — | — | — | $248K | 1.2% | |
| Janus Henderson Enterprise Fund Mutual fund - 1,645 shares | — | — | — | $248K | 1.2% | |
| Fidelity Freedom 2065 K6 Mutual fund - 15,252 shares | — | — | — | $223K | 1.0% | |
| Fidelity Freedom 2055 K6 Mutual fund - 12,523 shares | — | — | — | $218K | 1.0% | |
| Fidelity US Bond Index Mutual fund - 18,627 shares | — | — | — | $193K | 0.9% | |
| Fidelity Government Market Money market fund - 146,027 shares | — | — | — | $146K | 0.7% | |
| Fidelity Inflation Protected Bond Index Fund Mutual fund - 14,959 shares | — | — | — | $138K | 0.6% | |
| American Funds Capital World Bond Fund Mutual fund - 8,186 shares | — | — | — | $133K | 0.6% | |
| Notes receivable from participants Loans, bearing interest at 4.25% to 9.50% - | — | — | — | $93K | 0.4% | |
| Fidelity Freedom 2020 K6 Mutual fund - 3,785 shares | — | — | — | $57K | 0.3% | |
| Fidelity Government Income Mutual fund - 5,573 shares | — | — | — | $51K | 0.2% | |
| PGIM High Yield R6 Mutual fund - 9,087 shares | — | — | — | $44K | 0.2% | |
| Fidelity Freedom 2015 K6 Mutual fund - 1,445 shares | — | — | — | $17K | <0.1% | |
| Fidelity Freedom 2070 K6 Mutual fund - 49 shares ** 564 * Fidelity Freedom Inc K6 Mutual fund - 691 shares | — | — | — | $8K | <0.1% | |
| Fidelity Multi Asset Index Mutual fund - 26 shares | — | — | — | $2K | <0.1% |