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Original filing (PDF)20251008140002NAL0005659137001
VANDERHEYDEN HALL, INC.
Form 5500
FILING_RECEIVED
VANDERHEYDEN HALL EMPLOYEE 403(B) PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
409
Accounts w/ balance
187
Plan assets (EOY)
$5.5M
Net assets (EOY)
$5.5M
How this plan invests
This plan
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
65
Knocking points off
- 71 bps in Schedule C fees — modestly above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
- Only 46% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for VANDERHEYDEN HALL, INC..
Plan sponsor
Name
VANDERHEYDEN HALL, INC.
EIN
14-1338575
Address
614 COOPER HILL RD · WYNANTSKILL, NY · 121982906
Phone
(518) 283-6500
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MENGEL, METZGER, BARR AND CO. LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC - RPCP | 04-3046611 | — | INVESTMENT ADVISORY | $0 | — |
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $39K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 95-2834236 | — | OTHER SERVICES | $0 | — |
Investments
32 direct securities· $5.5M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Principal Lifetime 2030 R6 Fund Registered Investment Company | — | — | — | $1.1M | 19.8% | |
| Principal Lifetime 2040 R6 Fund Registered Investment Company | — | — | — | $710K | 12.9% | |
| Principal Lifetime 2025 R6 Fund Registered Investment Company | — | — | — | $570K | 10.3% | |
| Principal Lifetime 2045 R6 Fund Registered Investment Company | — | — | — | $413K | 7.5% | |
| Principal Lifetime 2035 R6 Fund Registered Investment Company | — | — | — | $346K | 6.3% | |
| Principal Lifetime 2050 R6 Fund Registered Investment Company | — | — | — | $328K | 5.9% | |
| Principal Lifetime 2055 R6 Fund Registered Investment Company | — | — | — | $265K | 4.8% | |
| Principal LargeCap Growth I R3 Fund Registered Investment Company | — | — | — | $217K | 3.9% | |
| Principal Lifetime 2020 R6 Fund Registered Investment Company | — | — | — | $200K | 3.6% | |
| Lord Abbett Income R3 Fund Registered Investment Company ** American Funds American Balanced R6 Fund Registered Investment Company | — | — | — | $196K | 3.5% | |
| Franklin Income R Fund Registered Investment Company ** MFS Growth Allocation R2 Fund Registered Investment Company ** * Principal Fixed Income Guaranteed Option Fixed Account | — | — | — | $154K | 2.8% | |
| Principal Cap App Inst Fund Registered Investment Company | — | — | — | $144K | 2.6% | |
| Principal LargeCap S&P 500 Index R6 Fund Registered Investment Company | — | — | — | $137K | 2.5% | |
| through June 2030 | — | — | — | $134K | 2.4% | |
| Principal Lifetime 2060 R6 Fund Registered Investment Company | — | — | — | $110K | 2.0% | |
| Delaware Ivy Mid Cap Growth R Fund Registered Investment Company | — | — | — | $95K | 1.7% | |
| Principal Core Fixed Registered Investment Company | — | — | — | $51K | 0.9% | |
| Principal Lifetime 2070 R6 Fund Registered Investment Company | — | — | — | $47K | 0.8% | |
| Fidelity Advisor High Income Advant Z Fund Registered Investment Company ** 471 Fidelity Advisors Small Cap Z Fund Registered Investment Company | — | — | — | $45K | 0.8% | |
| Principal Lifetime 2065 R6 Fund Registered Investment Company | — | — | — | $42K | 0.8% | |
| Principal Equity Income R3 Fund Registered Investment Company | — | — | — | $36K | 0.6% | |
| Principal Real Estate Securities R6 Fund Registered Investment Company | — | — | — | $31K | 0.6% | |
| JanusHenderson Triton R Fund Registered Investment Company | — | — | — | $26K | 0.5% | |
| Invesco International Equity R Fund Registered Investment Company | — | — | — | $25K | 0.5% | |
| Principal International Equity Index R3 Fund Registered Investment Company | — | — | — | $23K | 0.4% | |
| Principal Small Cap S&P 600 Index R6 Fund Registered Investment Company | — | — | — | $15K | 0.3% | |
| Principal MidCap S&P 400 Index R6 Fund Registered Investment Company | — | — | — | $9K | 0.2% | |
| Principal MidCap Value I R6 Fund Registered Investment Company | — | — | — | $9K | 0.2% | |
| Parties- Identity of issue maturity date, rate of in- borrower, lessor or interest, collateral, par, Interest similar party or maturity value Cost Current Value American Funds Capital Income Builder R6 Fund Registered Investment Company | — | — | — | $9K | 0.2% | |
| JP Morgan Small Cap Value R2 Fund Registered Investment Company | — | — | — | $7K | 0.1% | |
| Principal Lifetime 2015 R6 Fund Registered Investment Company | — | — | — | $6K | 0.1% | |
| investment including Parties- Identity of issue maturity date, rate of in- borrower, lessor or interest, collateral, par, Interest similar party or maturity value Cost Current value * Principal Global Emerging Markets R3 Fund Registered Investment Company | — | — | — | $3K | <0.1% |
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