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Original filing (PDF)20251015151538NAL0002530323001
FRIED, FRANK, HARRIS, SHRIVER & JACOBSON LLP
Form 5500
FILING_RECEIVED
FRIED, FRANK, HARRIS, SHRIVER & JACOBSON LLP 401(K) INCENTIVE SAVINGS PLAN
401(k) retirement plan
Active participants
1,155
Accounts w/ balance
1,553
Plan assets (EOY)
$424.4M
Net assets (EOY)
$424.4M
How this plan invests
This plan
2 pooled trusts
Schedule D
87 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (0 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FRIED, FRANK, HARRIS, SHRIVER & JACOBSON LLP.
Plan sponsor
Name
FRIED, FRANK, HARRIS, SHRIVER & JACOBSON LLP
EIN
13-5344867
Address
ONE NEW YORK PLAZA · NEW YORK, NY · 10004
Phone
(212) 859-8000
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
042
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PRICEWATERHOUSECOOPERS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER AND S | 13-5674085 | — | RECORDKEEPER | $18K | — |
Investments
80 direct securities · 2 pooled funds· $724.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$711.8M
80 holdings
Common Collective Trust
$12.3M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund Mutual Fund , 253975 units | — | — | — | $121.6M | 28.7% | |
| VANGUARD INSTITUTIONAL INDEX MUTUAL FUNDS | — | — | $61.5M | $118.1M | 27.8% | |
| Fidelity Contrafund Mutual Fund , 1598875 units | — | — | — | $49.7M | 11.7% | |
| FIDELITY CONTRAFUND FD K6 MUTUAL FUNDS | — | — | $29.1M | $48.1M | 11.3% | |
| Fidelity Puritan Fund Mutual Fund , 970505 units | — | — | — | $24.1M | 5.7% | |
| FIDELITY PURITAN FD MUTUAL FUNDS | — | — | $20.1M | $21.7M | 5.1% | |
| American Growth Fund of America Mutual Fund , 224378 units | — | — | — | $16.7M | 3.9% | |
| DFA International Core INSTL Mutual Fund , 1010468 units | — | — | — | $15.6M | 3.7% | |
| Self-Directed Account Equity | — | — | — | $15.5M | 3.7% | |
| DFA INTERNATIONAL CORE INSTL MUTUAL FUNDS | — | — | $12.7M | $14.0M | 3.3% | |
| Fidelity Equity Income Fund Mutual Fund , 181399 units | — | — | — | $13.6M | 3.2% | |
| SELF-DIRECT ACCT OTHER ASSETS | — | — | $12.8M | $12.8M | 3.0% | |
| GALLIARD STABLE RETURN FUND CLASS C SEI TRUST COMPANY · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $11.7M | 2.8% | |
| T Rowe Price Blue Chip Growth Mutual Fund , 57554 units | — | — | — | $10.8M | 2.5% | |
| JP Morgan Mid Cap Value Fund Mutual Fund , 280259 units | — | — | — | $10.3M | 2.4% | |
| PIMCO Total Return Portfolio Mutual Fund , 1134416 units | — | — | — | $9.6M | 2.3% | |
| PIMCO TOTAL RETURN PORT. INSTL MUTUAL FUNDS | — | — | $10.7M | $9.1M | 2.1% | |
| Blackrock Liquidity Fund Money Market Fund , 8544153 units | — | — | — | $8.5M | 2.0% | |
| Blackrock Advantage Large Cap Instl Mutual Fund , 365311 units | — | — | $6.9M | $8.0M | 1.9% | |
| VANGUARD TOTAL BOND MKT MUTUAL FUNDS | — | — | $8.1M | $7.5M | 1.8% | |
| AB Small Cap Growth Portfolio I Mutual Fund , 101524 units | — | — | — | $7.4M | 1.7% | |
| VANGUARD DEVELOPED MRKTS INSTL MUTUAL FUNDS | — | — | $7.4M | $7.4M | 1.7% | |
| JP MORGAN MID CAP VAL FD R6 MUTUAL FUNDS | — | — | $6.7M | $6.6M | 1.6% | |
| Vanguard Small Cap Index ADM Mutual Fund , 54107 units | — | — | $5.5M | $6.2M | 1.5% | |
| Invesco Van Kampen Comstock Fund Mutual Fund , 217847 units | — | — | — | $6.2M | 1.5% | |
| American Century Real Estate Fund Mutual Fund , 229837 units | — | — | — | $6.1M | 1.4% | |
| Vanguard Mid Cap Index Fund Mutual Fund , 83020 units | — | — | — | $6.0M | 1.4% | |
| AB SMALL CAP GRWTH PORTFOLIO I MUTUAL FUNDS | — | — | $6.1M | $5.8M | 1.4% | |
| American Income Fund of America Mutual Fund , 215485 units | — | — | — | $5.3M | 1.2% | |
| JP Morgan Undisc Mgrs CL R6 Mutual Fund , 59844 units | — | — | — | $5.0M | 1.2% | |
| Fidelity Advisor Mid Cap Fund Mutual Fund , 116858 units | — | — | — | $4.9M | 1.2% | |
| American Capital Income Builder Mutual Fund , 70566 units | — | — | — | $4.9M | 1.1% | |
| Blackrock High Yield Fund Inst. Mutual Fund , 677716 units | — | — | — | $4.8M | 1.1% | |
| INVESCO COMSTOCK FUND R5 MUTUAL FUNDS | — | — | $4.2M | $4.6M | 1.1% | |
| American Smallcap World GM Mutual Fund , 58170 units | — | — | — | $4.1M | 1.0% | |
| PIMCO International BD USD Hedge Mutual Fund , 379921 units | — | — | — | $3.8M | 0.9% | |
| JP MORGAN MID CAP VAL FD R6 GM MUTUAL FUNDS | — | — | $3.7M | $3.7M | 0.9% | |
| Pioneer High Yield Fund Mutual Fund , 407454 units | — | — | — | $3.6M | 0.8% | |
| VANGUARD INSTITUTIONAL IND GM MUTUAL FUNDS | — | — | $2.6M | $3.5M | 0.8% | |
| Loomis Sayles Bond Fund Mutual Fund , 289396 units | — | — | — | $3.4M | 0.8% | |
| Vanguard Short Term Bond Fund Mutual Fund , 332596 units | — | — | — | $3.4M | 0.8% | |
| FIDELITY ADV STK SEL MID CL A MUTUAL FUNDS | — | — | $2.9M | $3.3M | 0.8% | |
| JP MORGAN UNDISC MGRS CL R6 MUTUAL FUNDS | — | — | $2.7M | $3.2M | 0.8% | |
| AMERICAN CAPITAL INCOME MUTUAL FUNDS | — | — | $2.8M | $3.0M | 0.7% | |
| VANGUARD SHORT TERM FED ADM MUTUAL FUNDS | — | — | $2.9M | $2.8M | 0.7% | |
| AMERICAN INCOME FUND OF MUTUAL FUNDS | — | — | $2.7M | $2.8M | 0.7% | |
| Goldman Sachs Emerg Mkts R6 Mutual Fund , 323858 units | — | — | — | $2.8M | 0.7% | |
| Fidelity Diversified Intl FD I Mutual Fund , 58519 units | — | — | — | $2.5M | 0.6% | |
| AMERICAN SMALLCAP WORLD MUTUAL FUNDS | — | — | $2.5M | $2.5M | 0.6% | |
| AMERICAN INCOME FD OF AMER GM MUTUAL FUNDS | — | — | $2.4M | $2.5M | 0.6% | |
| SELF-DIRECT ACCT OTHER ASSETS | — | — | $2.5M | $2.5M | 0.6% | |
| BLACKROCK HIGH YIELD PORTFOL I MUTUAL FUNDS | — | — | $2.5M | $2.4M | 0.6% | |
| PIMCO INTRNL BD USD HEDGE GM MUTUAL FUNDS | — | — | $2.5M | $2.4M | 0.6% | |
| PIONEER HIGH YIELD FD CL Y GM MUTUAL FUNDS | — | — | $2.4M | $2.4M | 0.6% | |
| FIDELITY PURITAN FD GM MUTUAL FUNDS | — | — | $2.3M | $2.4M | 0.6% | |
| LOOMIS SAYLES BOND FD GM MUTUAL FUNDS | — | — | $2.5M | $2.4M | 0.6% | |
| BLACKROCK HIGH YIELD PORTFOL I MUTUAL FUNDS | — | — | $2.4M | $2.4M | 0.6% | |
| Retirement Bank Account Money Market Fund , 2100077 units | — | — | — | $2.1M | 0.5% | |
| AMERICAN CAPITAL INCOME GM MUTUAL FUNDS | — | — | $1.8M | $1.9M | 0.4% | |
| JP MORGAN UNDSC MGRS CL R6 GM MUTUAL FUNDS | — | — | $1.6M | $1.8M | 0.4% | |
| DFA INTERNATIONAL CR INSTL GM MUTUAL FUNDS | — | — | $1.5M | $1.6M | 0.4% | |
| INVESCO COMSTOCK FUND R5 GM MUTUAL FUNDS | — | — | $1.5M | $1.6M | 0.4% | |
| FIDELITY ADV STK SEL MID A GM MUTUAL FUNDS | — | — | $1.5M | $1.6M | 0.4% | |
| FIDELITY CONTRAFUND FD K6 GM MUTUAL FUNDS | — | — | $1.1M | $1.6M | 0.4% | |
| AMERICAN SMALLCAP WORLD GM MUTUAL FUNDS | — | — | $1.6M | $1.6M | 0.4% | |
| AB SMALL CAP GRWTH PORTF I GM MUTUAL FUNDS | — | — | $1.5M | $1.6M | 0.4% | |
| LOAN FUND LOANS | — | — | $1.5M | $1.5M | 0.4% | |
| Notes receivable from participants Notes receivable from participants, bearing | — | — | — | $1.5M | 0.4% | |
| Fidelity Low-Priced Stock Fund Mutual Fund , 37171 units | — | — | — | $1.5M | 0.4% | |
| Neuberger Berman Social Mutual Fund , 30422 units | — | — | — | $1.5M | 0.3% | |
| PIMCO INTRNL BD USD HEDGE INST MUTUAL FUNDS | — | — | $1.4M | $1.3M | 0.3% | |
| PIONEER HIGH YIELD FD CL Y MUTUAL FUNDS | — | — | $1.2M | $1.2M | 0.3% | |
| LOOMIS SAYLES BOND FD MUTUAL FUNDS | — | — | $1.1M | $1.0M | 0.2% | |
| FIDELITY MANAGED INCOME PORTFOLIO C FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-2741372 / PN 024 | Common Collective Trust | — | — | $638K | 0.2% | |
| FIDELITY SML CAP INDEP FD MUTUAL FUNDS | — | — | $367K | $629K | 0.1% | |
| VANGUARD SHORT TRM FD ADM GM MUTUAL FUNDS | — | — | $569K | $559K | 0.1% | |
| PIMCO TOT RET PORT INSTL-GM MUTUAL FUNDS | — | — | $551K | $516K | 0.1% | |
| Fidelity Real Estate Investment Portfolio Mutual Fund , 7551 units | — | — | — | $291K | <0.1% | |
| BLF FEDFUND MONEY MARKET | — | — | $234K | $234K | <0.1% | |
| Blackrock Low Duration Bond Portfolio Mutual Fund , 13291 units | — | — | — | $120K | <0.1% | |
| Hotchkis And Wiley Small Cap Value Fund Mutual Fund , 1482 units | — | — | — | $110K | <0.1% | |
| ACCRUED INCOME ACCRUED INCOME | — | — | $11K | $11K | <0.1% |