How big is OBEX Securities LLC's plan?

OBEX Securities LLC's plan reported $480K in assets and 2 participants for 2024.

Original filing (PDF)20251013084509NAL0002114722003

OBEX Securities LLC

Name: OBEX Securities LLC — OBEX Securities LLC 401(k), Form 5500 (2024)
Creator: OBEX Securities LLC
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

OBEX Securities LLC 401(k) Profit Sharing Plan and Trust

401(k) retirement plan · OBEX Securities LLC's OBEX Securities LLC 401(k) Profit Sharing Plan and Trust held $480K in plan assets for 2 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$480K

Net assets (EOY)

$480K

Plan identifiers

OBEX Securities LLC's EIN is 13-4187305.

EIN 13-4187305

Plan number 001

Plan year 2024

ACK ID 20251013084509NAL0002114722003

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for OBEX Securities LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

OBEX Securities LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for OBEX SECURITIES LLC.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.
High average account balance (87th percentile).
High account-holder ratio — balance-holders per active participant in the top 15% of peers (97th percentile).

Plan sponsor

Name

OBEX SECURITIES LLC

EIN

all filings

Address

290 OVERLOOK ROAD · NEW ROCHELLE, NY · 10804

Phone

(914) 833-1800

Industry

Finance & Insurance

Plan administrator