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Original filing (PDF)20250314084458NAL0043981570001
W.B. ENGINEERING & CONSULTING, PLLC
Form 5500
FILING_RECEIVED
WB ENGINEERING & CONSULTING, PLLC RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 2
Late filing · 39.9 moNo recordkeeper disclosed
Active participants
139
Accounts w/ balance
172
Plan assets (EOY)
$19.3M
Net assets (EOY)
$19.3M
How this plan invests
This plan
4 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
75
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Filed 39.9 months past the 10.5-month grace window.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for W.B. ENGINEERING & CONSULTING, PLLC.
Plan sponsor
Name
W.B. ENGINEERING & CONSULTING, PLLC
EIN
13-4082327
Address
110 WILLIAM ST · NEW YORK, NY · 100383901
Phone
(646) 778-5608
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2020-01-01
Tax period
2020-12-31
Filed
2025-03-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2I · Stock bonus
2J · 401(k) feature
2K · 401(m) arrangement
2P · Leveraged ESOP
2Q · S-corporation ESOP
2T · Default investment account (QDIA)
3I · Requires investment in employer securities
Audit & trust (Schedule H)
Auditor
WITHUM, SMITH BROWN PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLS FARGO ADVISORS FIN NETWORK | 48-1305000 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $40K | — |
Investments
23 direct securities · 4 pooled funds· $19.1M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$15.4M
22 holdings
Pooled Separate Account
$3.7M
4 holdings
Mutual Funds
$27K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity International Index Fund | — | — | — | $3.6M | 18.5% | |
| Vanguard Total Bond Market Index Fund | — | — | — | $2.5M | 12.8% | |
| Fully Benefit-Responsive Investment Contract at Contract Value * Principal Guaranteed Option | — | — | — | $2.4M | 12.6% | |
| PRIN LARGECAP GROWTH I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | — | $2.4M | 12.4% | |
| Vanguard Equity Income Fund | — | — | — | $2.0M | 10.3% | |
| Fidelity 500 Index Fund | — | — | — | $1.1M | 5.7% | |
| Vanguard Mid-Cap Value Index Fund/Open-end fund | — | — | — | $669K | 3.5% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $653K | 3.4% | |
| Vanguard Small-Cap Value Index Fund | — | — | — | $644K | 3.3% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $615K | 3.2% | |
| Vanguard Small-Cap Growth Index Fund | — | — | — | $558K | 2.9% | |
| Vanguard Mid-Cap Growth Index Fund/Open-end | — | — | — | $536K | 2.8% | |
| Stock * WB Engineers + Consultants, Inc. 753,408 shares of Common Stock | — | — | — | $512K | 2.6% | |
| Vanguard Dividend Growth Fund | — | — | — | $286K | 1.5% | |
| maturities through January 2033 | — | — | — | $141K | 0.7% | |
| Massachusetts Financial Services Co International Growth Fund | — | — | — | $106K | 0.5% | |
| JPMorgan Core Bond | — | — | — | $51K | 0.3% | |
| Alliance Bernstein AB Global Bond Fund Inc | — | — | — | $51K | 0.3% | |
| BlackRock High Yield Bond Portfolio | — | — | — | $50K | 0.3% | |
| American Funds Inflation Linked Bond Fund | — | — | — | $48K | 0.3% | |
| Cash * Pacific Premier Bank Cash | — | — | — | $34K | 0.2% | |
| Dimensional Fund Advisors Emerging Markets Portfolio | — | — | — | $29K | 0.2% | |
| American Beacon International Equity Fund | Mutual Funds | — | — | $27K | 0.1% | |
| American Century Small Cap Growth Fund Class | — | — | — | $26K | 0.1% | |
| (E) | — | — | $51K | $19K | <0.1% | |
| PRIN MIDCAP GROWTH III SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 026 | Pooled Separate Account | — | — | $19K | <0.1% | |
| American Funds American Balanced Fund | — | — | — | $17K | <0.1% |
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