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Original filing (PDF)20251006141250NAL0006230608001
DORIS DUKE MANAGEMENT FOUNDATION
Form 5500
FILING_RECEIVED
DORIS DUKE MANAGEMENT FOUNDATION 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
116
Accounts w/ balance
287
Plan assets (EOY)
$50.3M
Net assets (EOY)
$50.3M
How this plan invests
This plan
1 pooled trust
Schedule D
56 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DORIS DUKE MANAGEMENT FOUNDATION.
Plan sponsor
Name
DORIS DUKE MANAGEMENT FOUNDATION
EIN
13-4008718
Address
444 MADISON AVENUE, FLOOR 10 · NEW YORK, NY · 10022
Phone
(908) 243-3633
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
GRANT THORNTON LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsTPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $62K | — |
| THE ANGELL PENSION GROUP, INC. | 04-2530412 | — | THIRD PARTY ADMIN | $0 | — |
Investments
54 direct securities · 1 pooled fund· $47.4M(94% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$46.4M
53 holdings
Pooled Separate Account
$654K
1 holding
Mutual Funds
$314K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Group Vanguard Tgt Rmt 2040 Inv Fund | — | — | — | $4.1M | 8.2% | |
| CREF Growth | — | — | — | $3.6M | 7.1% | |
| Fixed Annuity Contracts * TIAA Traditional Annuity Non-Benefit Responsive | — | — | — | $3.2M | 6.3% | |
| Vanguard Group Vanguard Tgt Rmt 2045 Inv Fund | — | — | — | $2.6M | 5.2% | |
| Registered Investment Companies * CREF Stock | — | — | — | $2.5M | 4.9% | |
| Vanguard Group Vanguard Tgt Rmt 2025 Inv Fund | — | — | — | $2.4M | 4.8% | |
| Vanguard Group Vanguard Tl St Mkt Inx Adm Fd | — | — | — | $2.3M | 4.6% | |
| Vanguard Group Vanguard Tgt Rmt 2030 Inv Fund | — | — | — | $2.2M | 4.4% | |
| Vanguard Group Vanguard Tgt Rmt 2050 Inv Fund | — | — | — | $2.0M | 4.0% | |
| T. Rowe Price Funds T Rowe Price All-Cap Opportunities Fund | — | — | — | $1.8M | 3.5% | |
| CREF Equity Index | — | — | — | $1.8M | 3.5% | |
| Vanguard Group Vanguard Tgt Rmt 2055 Inv Fund | — | — | — | $1.7M | 3.4% | |
| Vanguard Group Vanguard Tgt Rmt 2035 Inv Fund | — | — | — | $1.5M | 3.1% | |
| TIAA Traditional Annuity Fully Benefit Responsive | — | — | — | $1.3M | 2.5% | |
| CREF Global Equities | — | — | — | $986K | 2.0% | |
| Vanguard Group Vanguard Equity Income Fund | — | — | — | $964K | 1.9% | |
| CREF Social Choice | — | — | — | $936K | 1.9% | |
| Nuveen Large Cp Re Eq R6 | — | — | — | $915K | 1.8% | |
| JP Morgan Funds Jpmorgan Mid Cap Value Fund | — | — | — | $906K | 1.8% | |
| Vanguard Group Vanguard Tgt Rmt 2060 Inv Fund | — | — | — | $792K | 1.6% | |
| Parnassus Core Equity Fund | — | — | — | $705K | 1.4% | |
| TIAA-CREF REAL ESTATE ACCOUNT TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $654K | 1.3% | |
| Vanguard Group Vanguard Tgt Rmt Inc Inv Fund | — | — | — | $597K | 1.2% | |
| Vanguard Group Vanguard Total Bond Market Index Admiral Fund | — | — | — | $591K | 1.2% | |
| Eagle Financial Services, Inc Carillon Eagle Midcagwth Fd | — | — | — | $541K | 1.1% | |
| T. Rowe Price Funds T Rowe Price Smcp Stock Fund | — | — | — | $511K | 1.0% | |
| Vanguard Group Vanguard Real Estate Index Fund | — | — | — | $478K | 0.9% | |
| Vanguard Group Vanguard Tgt Rmt 2065 Inv Fund | — | — | — | $454K | 0.9% | |
| T. Rowe Price Funds T Rowe Price Overseas Stock Fund | — | — | — | $430K | 0.9% | |
| Vanguard Group Vanguard Total International Stock Index Admiral Fund | — | — | — | $421K | 0.8% | |
| Principal Fixed Income Guaranteed Option | — | — | — | $395K | 0.8% | |
| CREF Inflation-Linked Bond | — | — | — | $382K | 0.8% | |
| CREF Bond Market | — | — | — | $366K | 0.7% | |
| PGIM Investments PGIM Total Return Bond Fund | Mutual Funds | — | — | $314K | 0.6% | |
| Nuveen Core Impact Bd R6 Fd | — | — | — | $308K | 0.6% | |
| CREF Money Market | — | — | — | $304K | 0.6% | |
| The American Funds New World Fund Inc | — | — | — | $266K | 0.5% | |
| Hartford World Bond Fund | — | — | — | $249K | 0.5% | |
| Vanguard Group Vanguard Inflation-Protected Securities Admiral Fund | — | — | — | $144K | 0.3% | |
| TIAA Access Lifecycle 2030 T4 | — | — | — | $96K | 0.2% | |
| TIAA Access Intl Equity T4 | — | — | — | $94K | 0.2% | |
| TIAA Access Mid-Cap Val T4 | — | — | — | $89K | 0.2% | |
| TIAA Access Large Cap Val T4 | — | — | — | $87K | 0.2% | |
| TIAA Access Lg-Cap Gr T4 | — | — | — | $73K | 0.1% | |
| TIAA Access Small Cap Eq T4 | — | — | — | $60K | 0.1% | |
| TIAA Access Core Bond T4 157 * TIAA Access Money Market T4 | — | — | — | $59K | 0.1% | |
| TIAA Access Mid-Cap GR T4 | — | — | — | $46K | <0.1% | |
| Notes receivable from participants Interest rates of 8.50% to 9.50% with maturities from 2025 to 2030 | — | — | — | $39K | <0.1% | |
| TIAA Access Core Equity T4 | — | — | — | $38K | <0.1% | |
| TIAA Access Real Est Secs T4 | — | — | — | $35K | <0.1% | |
| TIAA Access Equity Index T4 | — | — | — | $23K | <0.1% | |
| Vanguard Group Vanguard Tgt Rmt 2070 Inv Fund | — | — | — | $17K | <0.1% | |
| TIAA Access Intl Equity T4 | — | — | — | $16K | <0.1% | |
| Variable Annuity Accounts * TIAA Access Lifecycle 2035 T4 | — | — | — | $10K | <0.1% | |
| TIAA Access Sm-Cap Bl Idx T4 | — | — | — | $7K | <0.1% |
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