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Original filing (PDF)20250926105109NAL0010778656001
FIG LLC
Form 5500
FILING_RECEIVED
FIG LLC 401(K) PROFIT SHARING PLAN & TRUST
401(k) retirement plan
Active participants
757
Accounts w/ balance
1,271
Plan assets (EOY)
$393.8M
Net assets (EOY)
$393.8M
How this plan invests
This plan
2 pooled trusts
Schedule D
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (6 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FIG LLC.
Plan sponsor
Name
FIG LLC
EIN
13-3989886
Address
1345 AVENUE OF THE AMERICAS · 46TH FLOOR, ATT JULIE CRANE · NEW YORK, NY · 10105
Phone
(212) 497-2876
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-26
Pension benefit codes
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
DELOITTE & TOUCHE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $31K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDUCIENT ADVISORS LLC | 36-4001764 | — | INVESTMENT ADVISOR | $95K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $95K | — |
Investments
38 direct securities · 2 pooled funds· $392.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$383.0M
38 holdings
Common Collective Trust
$9.7M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund | — | — | — | $74.9M | 19.0% | |
| Fidelity Contra fund Class-K6 | — | — | — | $67.7M | 17.2% | |
| Vanguard Windsor II Admiral Shares | — | — | — | $23.4M | 5.9% | |
| Vanguard Mid Cap Index Signal | — | — | — | $17.5M | 4.4% | |
| Vanguard Balanced Index Signal | — | — | — | $16.1M | 4.1% | |
| Vanguard Small Cap Index Signal | — | — | — | $14.0M | 3.5% | |
| American Funds American Funds EuroPacific Growth Fund | — | — | — | $13.2M | 3.4% | |
| Fidelity Treasury Only Money Market Fund | — | — | — | $12.3M | 3.1% | |
| Vanguard Institutional Target Retirement 2050 Fund | — | — | — | $11.0M | 2.8% | |
| Vanguard Institutional Target Retirement 2040 Fund | — | — | — | $10.4M | 2.6% | |
| Dimensional Fund Advisors DFA US Sustainability Core 1 | — | — | — | $10.3M | 2.6% | |
| Vanguard Institutional Target Retirement 2045 Fund | — | — | — | $9.6M | 2.4% | |
| Vanguard Institutional Target Retirement 2055 Fund | — | — | — | $9.6M | 2.4% | |
| Vanguard Institutional Target Retirement 2035 Fund | — | — | — | $7.8M | 2.0% | |
| Fidelity Bitcoin DAA | — | — | — | $7.6M | 1.9% | |
| Vanguard Total Bond Market Index Fund; Institutional Shares | — | — | — | $7.5M | 1.9% | |
| RBC Emerging Markets Equity Fund | — | — | — | $7.2M | 1.8% | |
| C&S US REALTY FA SEI TRUST COMPANY · EIN 46-3411346 / PN 064 | Common Collective Trust | — | — | $6.3M | 1.6% | |
| Champlain Mid Cap Institutional Fund | — | — | — | $6.0M | 1.5% | |
| Vanguard Institutional Target Retirement 2060 Fund | — | — | — | $5.9M | 1.5% | |
| Fidelity Global ex U.S. Index Fund | — | — | — | $5.6M | 1.4% | |
| Dodge & Cox Dodge & Cox Income Fund | — | — | — | $5.6M | 1.4% | |
| Vanguard Wellington Fund Admiral Shares | — | — | — | $5.2M | 1.3% | |
| Fidelity BrokerageLink *** | — | — | — | $5.2M | 1.3% | |
| Franklin Small Cap Value Adv | — | — | — | $4.9M | 1.3% | |
| Conestoga Small Cap Fund Investors Class | — | — | — | $4.6M | 1.2% | |
| Vanguard Institutional Target Retirement 2030 Fund | — | — | — | $3.9M | 1.0% | |
| Pimco High Yield Fund; Institutional | — | — | — | $3.9M | 1.0% | |
| Wells Fargo Galliard Stable Return Fund C | — | — | — | $3.4M | 0.9% | |
| GALLIARD STBLE RTN C WELLS FARGO BANK, N.A. · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $3.4M | 0.9% | |
| Vanguard Institutional Target Retirement 2025 Fund | — | — | — | $2.7M | 0.7% | |
| Loomis Sayles Bond Retail | — | — | — | $2.6M | 0.7% | |
| Notes receivable from 86 Participant notes (at rates ranging from 4.25% to 9.50% and | — | — | — | $1.2M | 0.3% | |
| The Plan held $351,828, $895,456, and $528 in money market, exchange-traded funds and mutual funds | — | — | $352K | $895K | 0.2% | |
| Vanguard Inflation-Protected Securities Fund Admiral Shares | — | — | — | $450K | 0.1% | |
| Vanguard Institutional Target Retirement 2020 Fund | — | — | — | $274K | <0.1% | |
| Vanguard Institutional Target Retirement Income Fund | — | — | — | $203K | <0.1% | |
| Vanguard Institutional Target Retirement 2070 Fund | — | — | — | $193K | <0.1% | |
| Vanguard Institutional Target Retirement 2065 Fund | — | — | — | $65K | <0.1% | |
| respectively that are managed by Fidelity. $17,500 of non-interest bearing cash is included within the SDBA amount. | — | — | — | $18K | <0.1% |
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