How big is Options Group's plan?

Options Group's plan reported $6.0M in assets and 82 participants for 2024.

Original filing (PDF)20250711134520NAL0009658736001

Options Group

Name: Options Group — Options Group 401(k) Plan, Form 5500 (2024)
Creator: Options Group
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Options Group 401(k) Plan

401(k) retirement plan · Options Group's Options Group 401(k) Plan held $6.0M in plan assets for 82 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$6.0M

Net assets (EOY)

$6.0M

People on this filing

Andrew Bernstein signed Options Group's 2024 Form 5500 as plan administrator.

Andrew Bernstein — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Options Group's EIN is 13-3693300.

EIN 13-3693300

Plan number 001

Plan year 2024

ACK ID 20250711134520NAL0009658736001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Options Group from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Options Group's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for OPTIONS GROUP.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Knocking points off

Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (3rd percentile).

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.

Plan sponsor

Name

OPTIONS GROUP

EIN

all filings

Address

121 EAST 18TH STREET · NEW YORK, NY · 10003

Phone

(212) 378-4831

Industry

Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-07-11

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

Service providers (Schedule C)

Small plans don't disclose service providers

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