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Original filing (PDF)20251013145240NAL0003352786001
NETSMART TECHNOLOGIES, INC.
Form 5500
FILING_RECEIVED
NETSMART TECHNOLOGIES, INC. 401(K) PLAN
401(k) retirement plan
Active participants
2,683
Accounts w/ balance
3,386
Plan assets (EOY)
$283.5M
Net assets (EOY)
$283.5M
How this plan invests
This plan
1 pooled trust
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 13 bps in Schedule C fees — modestly above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NETSMART TECHNOLOGIES, INC..
Plan sponsor
Name
NETSMART TECHNOLOGIES, INC.
EIN
13-3680154
Address
11100 NALL AVENUE · OVERLAND PARK, KS · 62111
Phone
(800) 742-1973
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2E · Profit-sharing
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
RUBINBROWN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $294K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CREATIVE PLANNING LLC | 84-4519624 | — | ADVISOR | $80K | — |
Investments
34 direct securities · 1 pooled fund· $283.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$275.8M
34 holdings
Common Collective Trust
$7.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Registered Investment Company | — | — | $232K | $47.4M | 16.7% | |
| Vanguard Growth Index Admiral Registered Investment Company | — | — | $113K | $23.9M | 8.4% | |
| Fidelity Freedom Index 2040 Inv Registered Investment Company | — | — | $700K | $17.2M | 6.1% | |
| Fidelity Freedom Index 2035 Inv Registered Investment Company | — | — | $705K | $16.4M | 5.8% | |
| Fidelity Freedom Index 2055 Inv Registered Investment Company | — | — | $703K | $15.0M | 5.3% | |
| Fidelity Freedom Index 2050 Inv Registered Investment Company | — | — | $558K | $14.5M | 5.1% | |
| Fidelity Freedom Index 2045 Inv Registered Investment Company | — | — | $465K | $12.0M | 4.2% | |
| Fidelity Freedom Index 2030 Inv Registered Investment Company | — | — | $579K | $11.7M | 4.1% | |
| Janus Henderson Enterprise N Registered Investment Company | — | — | $65K | $9.3M | 3.3% | |
| Fidelity Freedom Index 2060 Inv Registered Investment Company | — | — | $493K | $8.9M | 3.2% | |
| Individually Directed Brokerage Accounts | — | — | — | $8.8M | 3.1% | |
| Fidelity Freedom Index 2025 Inv Registered Investment Company | — | — | $436K | $8.1M | 2.9% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | $7.7M | $7.7M | 2.7% | |
| Fidelity Mid-Cap Index Registered Investment Company | — | — | $211K | $7.1M | 2.5% | |
| Vanguard Wellington Admiral Registered Investment Company | — | — | $95K | $7.1M | 2.5% | |
| Fidelity International Index Registered Investment Company | — | — | $146K | $7.0M | 2.5% | |
| Participant Directed DFA US Large Cap Value Registered Investment Company | — | — | $127K | $6.3M | 2.2% | |
| American Funds EuroPacific Growth R6 Registered Investment Company | — | — | $113K | $6.1M | 2.1% | |
| Vanguard Small Cap Growth Index Admiral Registered Investment Company | — | — | $61K | $5.2M | 1.8% | |
| Vanguard Intermediate-Term Bond Index Fund Admiral Registered Investment Company | — | — | $467K | $4.7M | 1.7% | |
| Pioneer Bond Fund K Registered Investment Company | — | — | $516K | $4.2M | 1.5% | |
| Vanguard Mid-Cap Value Index Admiral Registered Investment Company | — | — | $48K | $4.0M | 1.4% | |
| Fidelity Freedom Index 2070 Inv Registered Investment Company 157 * Fidelity Emerging Markets Index Registered Investment Company | — | — | $377K | $3.9M | 1.4% | |
| Lord Abbett Short Duration Income I Registered Investment Company | — | — | $909K | $3.5M | 1.2% | |
| Fidelity Freedom Index 2020 Inv Registered Investment Company | — | — | $211K | $3.3M | 1.2% | |
| Vanguard Real Estate Index Admiral Registered Investment Company | — | — | $26K | $3.3M | 1.2% | |
| Fidelity Freedom Index 2065 Inv Registered Investment Company | — | — | $219K | $3.2M | 1.1% | |
| Vanguard Small Cap Value Index Fund Admiral Registered Investment Company | — | — | $31K | $3.0M | 1.1% | |
| Fidelity Small-Cap Index Registered Investment Company | — | — | $107K | $3.0M | 1.0% | |
| various dates through May 2032 | — | — | — | $2.9M | 1.0% | |
| Invesco Developing Markets Fund Class R6 Registered Investment Company | — | — | $41K | $1.6M | 0.6% | |
| Fidelity International Small Cap Fund Registered Investment Company | — | — | $45K | $1.4M | 0.5% | |
| DFA Inflation-Protected Securities Port Registered Investment Company | — | — | $83K | $888K | 0.3% | |
| Fidelity Freedom Index Income IPR Registered Investment Company | — | — | $58K | $682K | 0.2% | |
| DFA Intermediate Govt Fixed Income Port Registered Investment Company | — | — | $12K | $128K | <0.1% |