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Original filing (PDF)20251015172516NAL0002810147001
AMPEX CORPORATION
Form 5500
FILING_RECEIVED
AMPEX RETIREMENT MASTER TRUST
Pooled investment trust — a fund that other plans invest in — not a participant plan
Signals · 2
~197 bps in Sched C fees15 service providers
Active participants
—
Accounts w/ balance
—
Plan assets (EOY)
$109.4M
Net assets (EOY)
$109.4M
How this plan invests
3 plans
invest in this fund
This trust
pooled vehicle
25 securities
Schedule of Assets
This is a pooled fund: many plans invest in it, and it holds the underlying securities.
Master trust / DFE filing
Pooled investment vehicle
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Pooled assets (EOY)
$109.4M
Net assets (EOY)
$109.4M
Participating plans
3
latest filings citing this trust
Cited interest
$109.4M
across citing plans' latest filings
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AMPEX CORPORATION.
Plan sponsor
Name
AMPEX CORPORATION
EIN
13-3667696
Address
201 TRESSER BLVD · SUITE 300 · STAMFORD, CT · 06901
Phone
(203) 595-4522
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
15 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JEFFRIES LLC | — | NEW YORK, NY | FINANCIAL ADVISOR | $661K | — |
| WELLS CAPITAL | 95-3692822 | — | INVESTMENT MANAGER | $40K | — |
Trustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STATE STREET BANK | 04-1867445 | — | TRUSTEE | $272K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CBIZ RETIREMENT PLAN SERVICES | 31-1582098 | — | ACTUARY AND TPA | $751K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COHNREZNICK LLP | 22-1478099 | — | AUDITOR | $15K | — |
Actuary
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ETHAN E. KRA ACTUARIAL SERVICES LLC | — | BOCA RATON, FL | ACTUARY | $9K | — |
Legal counsel
8| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PATTERSON BELKNAP WEBB & TYLER LLP | — | NEW YORK, NY | LEGAL | $168K | — |
| THE WAGNER LAW GROUP | — | BOSTON, MA | LAW CONSULTING | $80K | — |
| PROSKAUER ROSE LLP | 13-1840454 | BOSTON, MA | LEGAL | $29K | — |
| DECHERT (SINGAPORE) PTE LTD | — | — | LEGAL | $25K | — |
| KIRKLAND & ELLIS LLP | 36-1326630 | CHICAGO, IL | LEGAL | $16K | — |
| SCHULTE ROTH & ZABEL LLP | 13-2633996 | NEW YORK, NY | LEGAL | $15K | — |
| WINSTON & STRAWN LLP | 36-1975990 | CHICAGO, IL | LEGAL | $14K | — |
| AKIN GUMP STRAUSS HAUER & FELD LLP | — | — | LEGAL | $10K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BCG PENSION RISK CONSULTANTS, INC, | — | BRAINTREE, MA | ANNUITY PLACEMENT | $50K | — |
Investments
25 direct securities· $108.5M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| STATE STREET INSTITUTIONAL TRE STATE ST INST TR MMKT INV 21,070,780.320 | — | — | $21.1M | $21.1M | 19.3% | |
| THE CHILDREN S INVESTMENT FUND CLASS F1 AUGUST 2013 19,333.452 | — | — | $3.2M | $14.4M | 13.2% | |
| CORP. DEBT INSTR. - ALL OTHER | — | — | $12.3M | $11.6M | 10.6% | |
| CORP. DEBT INSTR. - PREFERRED | — | — | $9.8M | $9.2M | 8.4% | |
| SREP JFK HOTEL PARTNERS LLC 2,882,260.110 | — | — | $2.9M | $6.2M | 5.7% | |
| CONTEXT PARTNERS OFF U SER001JAN2021 2,976.425 | — | — | $2.5M | $4.7M | 4.3% | |
| PORTOLAN SELECT FUND LP SERIES B (012) 1,950.300 | — | — | $1.3M | $4.6M | 4.2% | |
| BRAIRWOOD CAPITAL PARTNERS LP 2,500,000.000 | — | — | $2.5M | $4.6M | 4.2% | |
| MAKAIRA OFFSHORE INVESTORS, LT MAKAIRA 809.691 | — | — | $893K | $3.4M | 3.1% | |
| SOUNDVIEW REAL ESTATE PARTNERS LIMITED PARTNERSHIP 1,972,365.830 | — | — | $2.0M | $3.4M | 3.1% | |
| HENGISTBURY FUND LIMITED INV A LIMITED PARTNERSHIP 12,011.357 | — | — | $1.3M | $3.4M | 3.1% | |
| FUND SHARES/PAR (D) COST VALUE ----------------------------------------------------------------------------------------------------------------------------------- SUNRIVER LONG FUND LTD 2,840.937 | — | — | $2.8M | $3.2M | 2.9% | |
| SOUNDVIEW REAL EST PARTNERS V LLC 95,207.270 | — | — | $95K | $3.0M | 2.7% | |
| SOUNDVIEW REAL ESTATE PRTN VI LLC 1,476,263.170 | — | — | $1.5M | $2.8M | 2.6% | |
| SELECT QUOTE CONVERTABLE PREF EQ SECURITES 684,318.000 | — | — | $255K | $2.5M | 2.3% | |
| SOUNDVIEW REAL ESTATE PARTNERS III LLC 4,229,772.090 | — | — | $4.2M | $1.9M | 1.8% | |
| ALTIMETER PARTNERS FUND LP LIMITED PARTNERSHIP 351,131.263 | — | — | $351K | $1.9M | 1.7% | |
| SOUNDVIEW REAL ESTATE PRTN IV LIMITED PARTNERSHIP 1,403,334.490 | — | — | $1.4M | $1.8M | 1.7% | |
| HIGH GROUND INVESTMENT MANAGEMENT FUND LTD 1,000,000.000 | — | — | $1.0M | $1.3M | 1.2% | |
| INTEGRADORA DE SERVICIOS PETRO LIMITED PARTNERSHIP 1,251,876.280 | — | — | $1.3M | $1.3M | 1.1% | |
| SREP CAPITAL PARTNERS III LLC 2,029,055.400 | — | — | $2.0M | $804K | 0.7% | |
| RIVERSTONE AMR PARTNERS LP 769,702.000 | — | — | $770K | $770K | 0.7% | |
| DB US DATA CENTER HOLDINGS LLC 827.688 827.69 | — | — | — | $335K | 0.3% | |
| SREP CAPITAL PARTNERS I LLC 17,139.377 | — | — | $17K | $271K | 0.2% | |
| GRAND PALAIS | — | — | — | $30K | <0.1% |