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Original filing (PDF)20250905112853NAL0017151809001
UNIVERSAL ELECTRONICS, INC.
Form 5500
FILING_RECEIVED
UNIVERSAL ELECTRONICS, INC. 401(K) AND PROFIT SHARING PLAN
401(k) retirement plan
Active participants
162
Accounts w/ balance
240
Plan assets (EOY)
$68.0M
Net assets (EOY)
$68.0M
How this plan invests
This plan
44 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNIVERSAL ELECTRONICS, INC..
Plan sponsor
Name
UNIVERSAL ELECTRONICS, INC.
EIN
33-0204817
Address
15147 N. SCOTTSDALE ROAD SUITE H300 · SCOTTSDALE, AZ · 85254
Phone
(480) 530-3016
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-05
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2H · Partial participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WRIGHT FORD YOUNG & CO
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $38K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SHUSTER ADVISORY GROUP LLC | — | PASADENA, CA | INVESTMENT ADVISOR | $42K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UNIVERSAL ELECTRONICS INC | — | SCOTTSDALE, AZ | OTHER | $15K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $9K | — |
Investments
44 direct securities· $67.9M(100% of reported assets)
Uncategorized
$57.3M
42 holdings
Guaranteed Income / GIC
$6.7M
1 holding
Common Stocks
$3.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Fidelity Total Market Index Fund | — | — | — | $9.3M | 13.7% | |
| * MassMutual SAGIC Core Bond Fund | Guaranteed Income / GIC | — | — | $6.7M | 9.9% | |
| Fidelity Investments Fidelity 500 Index Fund | — | — | — | $6.0M | 8.8% | |
| * Universal Electronics, Inc. Universal Electronics, Inc. Stock Fund | Common Stocks | — | $6.2M | $3.9M | 5.7% | |
| Blackrock Mid-cap Growth Equity Portfolio Fund | — | — | — | $2.9M | 4.2% | |
| Fidelity Investments Fidelity Mid Cap Index Fund | — | — | — | $2.7M | 3.9% | |
| JP Morgan JP Morgan Large Cap Growth Fund | — | — | — | $2.6M | 3.8% | |
| American Funds American Funds 2045 Target Date Retirement Fund | — | — | — | $2.3M | 3.4% | |
| American Funds American Funds 2035 Target Date Retirement Fund | — | — | — | $2.3M | 3.4% | |
| Vanguard Small Cap Index Admiral Shares Fund | — | — | — | $2.3M | 3.4% | |
| Vanguard Equity-Income Admiral Shares Fund | — | — | — | $2.2M | 3.3% | |
| Macquarie Mid Cap Income Opportunity Fund | — | — | — | $2.1M | 3.2% | |
| Fidelity Investments Fidelity Total Bond Fund | — | — | — | $1.8M | 2.7% | |
| Vanguard Interm-term Bond Index Admiral Shares Fund | — | — | — | $1.8M | 2.6% | |
| Nuveen Real Estate Securities Fund | — | — | — | $1.7M | 2.6% | |
| Vanguard Information Technology Index Admiral Shares Fund | — | — | — | $1.5M | 2.2% | |
| Vanguard Developed Markets Index Admiral Fund | — | — | — | $1.3M | 1.9% | |
| American Funds American Funds 2030 Target Date Retirement Fund | — | — | — | $1.3M | 1.9% | |
| American Funds American Funds 2050 Target Date Retirement Fund | — | — | — | $1.1M | 1.6% | |
| Dimensional Fund Advisors DFA Global Equity I | — | — | — | $940K | 1.4% | |
| American Funds American Funds 2040 Target Date Retirement Fund | — | — | — | $928K | 1.4% | |
| Dimensional Fund Advisors DFA Inflation-Protected Securities Portfolio Fund | — | — | — | $858K | 1.3% | |
| PIMCO Income Institutional Fund | — | — | — | $837K | 1.2% | |
| MFS International Diversification Fund | — | — | — | $836K | 1.2% | |
| American Funds American Funds 2055 Target Date Retirement Fund | — | — | — | $808K | 1.2% | |
| GMO Quality Fund | — | — | — | $686K | 1.0% | |
| Vanguard Health Care Index Admiral Shares Fund | — | — | — | $682K | 1.0% | |
| Fuller & Thaler Fuller & Thaler Behavioral Small Cap Equity Fund | — | — | — | $630K | 0.9% | |
| Registered investment companies American Funds American Funds 2015 Target Date Retirement Fund | — | — | — | $581K | 0.9% | |
| Janus Henderson Janus Henderson Global Equity Income Fund | — | — | — | $561K | 0.8% | |
| Vanguard Growth Index Admiral Shares Fund | — | — | — | $540K | 0.8% | |
| American Funds American Funds 2025 Target Date Retirement Fund | — | — | — | $478K | 0.7% | |
| American Funds American Funds New World Fund | — | — | — | $450K | 0.7% | |
| Vanguard Utilities Index Admiral Shares Fund | — | — | — | $405K | 0.6% | |
| Fidelity Investments Fidelity Advisor Small Cap Value Fund | — | — | — | $398K | 0.6% | |
| Franklin Templeton BrandywineGLOBAL - Corporate Credit Fund | — | — | — | $312K | 0.5% | |
| Notes receivable from participants * Participant Loans Interest rates ranging from 4.25% - 9.50% - | — | — | — | $307K | 0.5% | |
| Vanguard Commodity Strategy Admiral Fund | — | — | — | $218K | 0.3% | |
| American Funds American Funds 2060 Target Date Retirement Fund | — | — | — | $216K | 0.3% | |
| Columbia Small Cap Growth Fund | — | — | — | $142K | 0.2% | |
| MFS International Growth Fund | — | — | — | $110K | 0.2% | |
| Touchstone Mid Cap Fund | — | — | — | $94K | 0.1% | |
| American Funds American Funds 2060 Target Date Retirement Fund | — | — | — | $2K | <0.1% | |
| Vanguard FTSE All-wld ex-US Small Cap Index Admiral Fund | — | — | — | $2K | <0.1% |
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