5500 Analyzer
Back to filter
Original filing (PDF)20251015155121NAL0010147890001

BOARD OF TRUSTEES OF STEAMFITTERS LU 420 PENSION PLAN

Form 5500
FILING_RECEIVED
STEAMFITTERS LOCAL UNION NO. 420 PENSION PLAN
Defined-benefit pension plan
Signals · 3
1 failed disclosureNo recordkeeper disclosed24 service providers
Active participants
2,425
Accounts w/ balance
Plan assets (EOY)
$644.1M
Net assets (EOY)
$643.2M
How this plan invests
This plan
2 pooled trusts
Schedule D
764 securities
funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)
85
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
  • 1 Schedule C provider failed to disclose compensation.
  • 36 bps in Schedule C fees — 500% above peer band of 6 bps.
  • No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES OF STEAMFITTERS LU 420 PENSION PLAN.
Plan sponsor
Name
BOARD OF TRUSTEES OF STEAMFITTERS LU 420 PENSION PLAN
EIN
23-2004424
Address
14420 TOWNSEND ROAD, SUITE B · PHILADELPHIA, PA · 191541028
Phone
(267) 350-2600
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
1B · Flat-dollar DB formula
Audit & trust (Schedule H)
Auditor
DANIEL A. WINTERS & COMPANY, CPAS
Trustee / custodian
Trustee phone

Service providers (Schedule C)

24 rows
Other
24
NameEINLocationRelationDirect compIndirect comp
BOSTON PARTNERS GLOBAL INVESTORS98-0202744NONE$246K
FOUNDRY PARTNERS LLC46-1184506NONE$240K
ZENITH AMERICAN SOLUTIONS,INCPITTSBURGH, PANONE$240K
CBIZ RETIREMENT PLAN SERVICES31-1582098PHILADELPHIA, PANONE$175K
WEAVER C BARKSDALE & ASSOC INCNASHVILLE, TNNONE$165K
OLD GLORY ASSET MANAGEMENT90-0065134NONE$164K
CAUSEWAY CAPITAL MANAGEMENT LLCLOS ANGELES, CANONE$152K
GW&K INVESTMENT MANAGEMENT, LLC80-0250512NONE$119K
DANIEL A. WINTERS & COMPANY, CPAS23-2586736NONE$100K
MORGAN STANLEY WEALTH MGMTNEW YORK, NYNONE$95K
PNC BANK, N.A.25-1211909NONE$84K
CLEARY & JOSEM LLP23-2657967NONE$81K
EMPLOYEE A23-2004424NONE$72K
SAGE ADVISORY SERVICES, LTD CO.AUSTIN, TXNONE$72K
EMPLOYEE B23-2004424NONE$60K
NORTHERN TRUSTCHICAGO, ILNONE$44K
KANG HAGGERTY & FETBROYT, LLCPHILADELPHIA, PANONE$43K
CHARTWELL INVESTMENT PARTNERSBERWYN, PANONE$40K
STEAMFITTERS LU 420 BUILDING FUND37-1424586UNION AFFILIATE$38K
EMPLOYEE C23-2004424NONE$26K
EMPLOYEE D23-2004424NONE$26K
AMALGAMATED BANK OF CHICAGO36-0721895NONE$19K
KENNEDY PRINTING CO., INC.23-1699861NONE$18K
J.A. MARIANO AGENCY, INC.22-2280590NONE$0

Failed / refused disclosures (Sched C Part 2)

ProviderNondisclosure info
D&W TECHNOLOGIESTHIS SERVICE PROVIDER DID NOT PROVIDE INFORMATION REQUESTED FOR SCHEDULE C OF THE FORM 5500.

Investments

756 direct securities · 2 pooled funds· $620.0M(96% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized
$542.0M
756 holdings
Common Collective Trust
$78.0M
2 holdings
PIInvestmentTypeShares / unitsCostCurrent value% of plan
LEGAL & GENERAL INVESTMENT TRUST
S&P 500 CIT · EIN 35-7085469 / PN 005
Common Collective Trust
$19.0M$51.2M7.9%
INVESCO S&P 500 EQUAL WEIGHT ETF$35.5M$45.4M7.0%
WCM FOCUSED INTERNATIONAL GROWTH FUND, L.P.$19.5M$34.6M5.4%
NT COLLECTIVE EAFE INDEX FUND - NL
NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 024
Common Collective Trust
$16.6M$26.8M4.2%
PERSHING SQUARE INTERNATIONAL, LTD. CLASS E SERIES 1 E$5.3M$23.5M3.6%
BOYD WATTERSON STATE GOVERNMENT FUND, LP$22.0M$19.3M3.0%
LAZARD GLOBAL LISTED INFRASTRUCTURE$18.3M$18.6M2.9%
FEDERATED HERMES GOVERNMENT OBLIGATIONS PREM SHS #117$18.1M$18.1M2.8%
PATRIOT FINANCIAL PARTNERS III, L.P.$4.3M$13.5M2.1%
PATRIOT FINANCIAL PARTNERS IV, LP$3.3M$9.9M1.5%
IIF ERISA LP$9.2M$9.9M1.5%
TRUMBULL PROPERTY FUND LP$5.7M$4.8M0.7%
U.S. TREASURY NOTES 4.125% 06/15/26$3.9M$3.9M0.6%
FEDERAL HOME LOAN MTG CORP POOL QF5342 4.000% 12/01/52$4.1M$3.9M0.6%
U.S. TREASURY NOTES 4.000% 02/15/26$3.8M$3.8M0.6%
U.S. TREASURY NOTES 4.625% 09/15/26$3.5M$3.6M0.6%
U.S. TREASURY NOTES 4.125% 09/30/27$3.5M$3.5M0.5%
PATRIOT FINANCIAL PARTNERS II, L.P.$5.8M$3.3M0.5%
U.S. TREASURY NOTES 4.000% 06/30/28$3.3M$3.3M0.5%
U.S. TREASURY NOTES 4.000% 01/15/27$3.0M$3.0M0.5%
U.S. TREASURY NOTES 3.750% 08/31/26$2.8M$2.8M0.4%
U.S. TREASURY NOTES 3.750% 04/15/26$2.8M$2.8M0.4%
APPLE INC$1.3M$2.8M0.4%
FEDERAL HOME LOAN MTG CORP POOL SD8225 3.000% 07/01/52$2.9M$2.6M0.4%
NVIDIA CORP$915K$2.6M0.4%
U.S. TREASURY NOTES 4.125% 02/15/27$2.4M$2.4M0.4%
ALPHABET INC/CA$1.4M$2.3M0.4%
U.S. TREASURY NOTES 4.000% 12/15/25$2.3M$2.3M0.4%
JPMORGAN CHASE & CO$1.2M$2.1M0.3%
ALSTOM SA UNSPON$1.2M$1.9M0.3%
MICROSOFT CORP$968K$1.9M0.3%
U.S. TREASURY NOTES 4.000% 11/15/42$2.1M$1.8M0.3%
BARCLAYS PLC$1.1M$1.8M0.3%
U.S. TREASURY NOTES 3.375% 09/15/27$1.8M$1.8M0.3%
U.S. TREASURY NOTES 2.750% 08/15/32$1.8M$1.7M0.3%
KERING S A$2.4M$1.7M0.3%
FEDERAL HOME LOAN MTG CORP POOL QG6305 4.500% 07/01/53$1.7M$1.7M0.3%
ULLICO INC CLASS A$1.6M$1.7M0.3%
ROLLS-ROYCE HOLDINGS PLC$878K$1.6M0.3%
ASTRAZENECA PLC SPONS$1.6M$1.5M0.2%
RECKITT BENCKISER$1.6M$1.5M0.2%
U.S. TREASURY NOTES 4.125% 03/31/29$1.5M$1.5M0.2%
AMAZON COM INC$970K$1.5M0.2%
U.S. TREASURY NOTES 2.000% 11/15/41$2.0M$1.5M0.2%
U.S. TREASURY NOTES 1.875% 02/15/32$1.6M$1.5M0.2%
U.S. TREASURY NOTES 4.500% 04/15/27$1.4M$1.4M0.2%
U.S. TREASURY NOTES 1.625% 05/15/26$1.4M$1.4M0.2%
AMERICAN EXPRESS CREDIT ACCOUN SERIES 2023 1 CLASS A 4.870% 05/15/28$1.4M$1.4M0.2%
PHILIP MORRIS INTERNAT$1.2M$1.3M0.2%
CANADIAN PACIFIC KANSAS CITY$1.4M$1.3M0.2%
TOYOTA MOTOR CREDIT CORP 3.650% 08/18/25$1.3M$1.3M0.2%
U.S. TREASURY NOTES 2.375% 05/15/51$2.1M$1.3M0.2%
U.S. TREASURY NOTES 1.625% 05/15/26$1.2M$1.3M0.2%
U.S. TREASURY NOTES 4.125% 07/31/28$1.2M$1.2M0.2%
RENESAS ELECTRO$1.6M$1.2M0.2%
FEDERAL HOME LOAN MTG CORP POOL QE4224 3.000% 06/01/52$1.3M$1.1M0.2%
U.S. TREASURY NOTES 1.250% 06/30/28$1.3M$1.1M0.2%
FEDERAL HOME LOAN MTG CORP POOL SD8160 2.000% 08/01/51$1.5M$1.1M0.2%
AKZO NOBEL NV$1.4M$1.1M0.2%
ABBVIE INC$1.1M$1.1M0.2%
FEDERAL HOME LOAN MTG CORP POOL SD8305 4.000% 02/01/53$1.2M$1.1M0.2%
VERIZON MASTER TRUST SERIES 2024-3 CLASS A1A 5.340% 04/22/30$1.1M$1.1M0.2%
ROCHE HOLDING LTD$1.1M$1.1M0.2%
WALMART INC 4.150% 09/09/32$1.1M$1.1M0.2%
BP PLC SPONSORED$1.3M$1.1M0.2%
U.S. TREASURY NOTES 3.875% 08/15/34$1.1M$1.1M0.2%
FEDERAL NATL MTG ASSN NTS 0.875% 08/05/30$1.2M$1.0M0.2%
ENEL SPA$1.0M$1.0M0.2%
U.S. TREASURY NOTES 4.500% 04/15/27$995K$1.0M0.2%
MCKESSON CORPORATION$886K$1.0M0.2%
U.S. TREASURY NOTES 4.125% 10/31/26$997K$998K0.2%
U.S. TREASURY NOTES 3.875% 12/31/27$1.0M$989K0.2%
FHLMC MULTIFAMILY STRUCTURED P SERIES KG01 CLASS A7 2.875% 04/25/26$1.0M$983K0.2%
ELI LILLY & CO 4.700% 02/27/33$967K$980K0.2%
KRAFT HEINZ FOODS CO 3.875% 05/15/27$950K$980K0.2%
U.S. TREASURY NOTES 3.625% 03/31/28$1.0M$979K0.2%
WELLS FARGO & CO VAR 05/22/28$951K$975K0.2%
FANUC CORP$1.1M$974K0.2%
U.S. TREASURY NOTES 4.125% 11/15/27$970K$971K0.2%
DIAGEO PLC$1.1M$966K0.1%
FHLMC MULTIFAMILY STRUCTURED P SERIES KW03 CLASS A2 3.019% 06/25/27$955K$965K0.1%
BANK OF AMERICA CORP VAR 07/22/27$891K$944K0.1%
PRUDENTIAL PLC$1.3M$936K0.1%
FEDERAL NATL MTG ASSN POOL BR3583 2.000% 01/01/36$1.1M$935K0.1%
ENABLE MIDSTREAM PARTNER 3.750% 05/15/30$998K$933K0.1%
GSK PLC-SPON$1.0M$922K0.1%
U.S. TREASURY NOTES 2.375% 05/15/29$1.0M$922K0.1%
KONINKLIJKE PHILLIPS NV$813K$911K0.1%
META PLATFORMS INC$468K$908K0.1%
ALPHABET INC 1.998% 08/15/26$911K$895K0.1%
SAP SE$562K$894K0.1%
ORACLE CORP$606K$880K0.1%
INFINEON TECHNOLOGIES$999K$874K0.1%
FEDERAL NATL MTG ASSN POOL BQ0538 2.500% 09/01/50$1.1M$870K0.1%
AVIATION CAPITAL GROUP SER 144A 3.500% 11/01/27$892K$867K0.1%
IBM CORP 4.150% 05/15/39$995K$860K0.1%
BOOKING HOLDINGS INC$674K$860K0.1%
FORD CREDIT AUTO OWNER TRUST SERIES 2024 B CLASS A4 4.960% 05/15/30$840K$848K0.1%
TESLA INC$542K$836K0.1%
COMPAGNIE DE SAINT-UNSP$775K$829K0.1%
DUKE ENERGY CORP 3.150% 08/15/27$822K$819K0.1%
TRACTOR SUPPLY CO 1.750% 11/01/30$960K$812K0.1%
U.S. TREASURY NOTES 2.375% 03/31/29$851K$808K0.1%
LPL FINANCIAL HOLDINGS INC$662K$805K0.1%
CENCORA INC$693K$804K0.1%
BANK OF AMERICA CORP VAR 02/13/31$900K$791K0.1%
NORTHRUP GRUMMAN CORP 4.900% 06/01/34$789K$780K0.1%
ANHEUSER BUSCH INBEV$982K$780K0.1%
HONEYWELL INTL INC$705K$775K0.1%
VERIZON COMMUNICATIONS 4.016% 12/03/29$966K$768K0.1%
CITIGROUP INC VAR 06/09/27$723K$767K0.1%
FEDERAL NATL MTG ASSN POOL FM6042 2.500% 01/01/51$964K$763K0.1%
UNICREDIT SPA$529K$761K0.1%
FEDERAL NATL MTG ASSN POOL FS6599 3.500% 09/01/52$809K$759K0.1%
MPLX LP 4.800% 02/15/29$895K$748K0.1%
U.S. TREASURY NOTES 4.250% 02/28/29$754K$746K0.1%
AGL CAPITAL CORP 3.875% 11/15/25$749K$743K0.1%
NOVARTIS CAPITAL 3.000% 11/20/25$743K$740K0.1%
FEDERAL NATL MTG ASSN POOL BQ3134 2.000% 10/01/50$968K$740K0.1%
BROADCOM INC$462K$738K0.1%
GOLDMAN SACHS GROUP INC 6.250% 02/01/41$759K$737K0.1%
UNITEDHEALTH GROUP INC$728K$736K0.1%
FEDERAL HOME LOAN MTG CORP POOL SD8286 4.000% 01/01/53$764K$734K0.1%
U.S. TREASURY NOTES 4.250% 11/15/34$752K$730K0.1%
U.S. TREASURY NOTES 3.625% 08/31/29$755K$726K0.1%
HP ENTERPRISE CO 4.400% 09/25/27$728K$719K0.1%
COMFORT SYS USA INC$404K$716K0.1%
AMERICAN EXPRESS CO$442K$716K0.1%
CRH PLC$428K$714K0.1%
U.S. TREASURY NOTES 3.875% 08/15/33$727K$714K0.1%
GOLDMAN SACHS GROUP INC VAR 10/21/27$668K$710K0.1%
U.S. TREASURY NOTES 2.250% 05/15/41$1.1M$710K0.1%
GOLDMAN SACHS GROUP INC VAR 06/05/28$699K$706K0.1%
HOME DEPOT INC$677K$703K0.1%
ENABLE MIDSTREAM PARTNER 4.950% 05/15/28$701K$702K0.1%
CITIGROUP INC VAR 03/31/31$895K$702K0.1%
MOTOROLA SOLUTIONS INC 5.400% 04/15/34$703K$700K0.1%
JPMORGAN CHASE & CO VAR 04/22/27$664K$697K0.1%
WELLS FARGO & CO VAR 01/23/35$700K$697K0.1%
BANK OF AMERICA CREDIT CARD 4.930% 05/15/29$691K$697K0.1%
GM FINANCIAL SECURITIZED TERM SERIES 2024 1 CLASS A3 5.250% 12/18/28$691K$697K0.1%
FEDERAL HOME LOAN MTG CORP POOL RA9258 5.000% 06/01/53$712K$695K0.1%
DEUTSCHE TELEKOM AG$559K$691K0.1%
FUJITSU LTD 5 COM$621K$688K0.1%
VMWARE INC 1.400% 08/15/26$643K$685K0.1%
SYSCO CORP$688K$683K0.1%
UBER TECHNOLOGIES INC$744K$676K0.1%
U.S. TREASURY NOTES 2.250% 02/15/52$989K$676K0.1%
TEXAS ROADHOUSE INC$466K$668K0.1%
US FOODS HOLDING CORP$412K$666K0.1%
COLUMBUS MCKINNON CORP N Y$673K$661K0.1%
FEDERAL NATL MTG ASSN POOL BR9611 2.000% 05/01/36$765K$656K0.1%
UNITED PARCEL SERVICE 3.400% 11/15/46$900K$652K0.1%
SCHLUMBERGER LTD$774K$647K0.1%
T-MOBILE USA INC 4.750% 02/01/28$650K$646K0.1%
ARCELORMITTAL CLASS REG$645K$644K0.1%
DELL INT LLC / EMC CORP 4.900% 10/01/26$633K$643K<0.1%
FEDERAL NATL MTG ASSN POOL MA4916 4.000% 02/01/53$668K$642K<0.1%
FEDERAL HOME LOAN MTG CORP POOL QH1419 5.000% 08/01/53$618K$638K<0.1%
WABTEC CORP$403K$637K<0.1%
CYBER-ARK SOFTWARE LTD/ISRAE$391K$637K<0.1%
AON CORP JR SUB DEFER INT 8.205% 01/01/27$797K$635K<0.1%
AUTOZONE INC$470K$634K<0.1%
COSTCO WHOLESALE CORP 3.000% 05/15/27$646K$631K<0.1%
U.S. TREASURY NOTES 3.875% 05/15/43$687K$616K<0.1%
NINTENDO LTD$560K$614K<0.1%
PLAINS ALL AMER PIPELINE 4.500% 12/15/26$596K$614K<0.1%
U.S. TREASURY NOTES 4.875% 10/31/30$607K$613K<0.1%
U.S. TREASURY NOTES 4.125% 10/31/31$616K$612K<0.1%
BOEING CO 2.700% 02/01/27$592K$611K<0.1%
DISCOVER FINANCIAL$482K$611K<0.1%
AUTOZONE INC 4.750% 08/01/32$629K$609K<0.1%
TENCENT HOLDINGS LTD$422K$604K<0.1%
FEDERAL HOME LOAN MTG CORP POOL SD8299 5.000% 02/01/53$608K$604K<0.1%
FIDELITY NATIONAL INFORMATION$537K$600K<0.1%
AIR LEASE CORP 4.625% 10/01/28$599K$600K<0.1%
ZEBRA TECHNOLOGIES CORP$568K$597K<0.1%
AON PLC/IRELAND$539K$594K<0.1%
U.S. TREASURY NOTES 3.625% 09/30/31$612K$594K<0.1%
MASTERCARD INC CL A$512K$590K<0.1%
GENERAL MOTORS FINL CO 4.350% 01/17/27$565K$583K<0.1%
ELI LILLY & CO$526K$579K<0.1%
ONEOK INC 5.000% 03/01/26$569K$571K<0.1%
FEDERAL HOME LOAN MTG CORP POOL SD8276 5.000% 12/01/52$567K$570K<0.1%
FEDERAL HOME LOAN MTG CORP POOL SB0366 3.500% 02/01/34$641K$568K<0.1%
J P MORGAN CHASE & CO VAR 05/06/30$701K$568K<0.1%
BERKSHIRE HATHAWAY FIN 4.200% 08/15/48$682K$567K<0.1%
FEDERAL NATL MTG ASSN POOL FM4502 2.000% 10/01/50$741K$566K<0.1%
DIAMOND BACK ENERGY INC$628K$563K<0.1%
UNITEDHEALTH GROUP INC 3.100% 03/15/26$570K$562K<0.1%
MYLAN NV 4.550% 04/15/28$565K$561K<0.1%
ABBVIE INC 3.200% 11/21/29$543K$557K<0.1%
OMNICOM GROUP INC 3.600% 04/15/26$559K$552K<0.1%
FEDERAL NATL MTG ASSN POOL FM3977 2.000% 08/01/50$728K$549K<0.1%
ONEOK INC 3.400% 09/01/29$570K$549K<0.1%
GILEAD SCIENCES INC 5.250% 10/15/33$544K$547K<0.1%
PIPER SANDLER COMPANIES$313K$544K<0.1%
SMURFIT WESTROCK PLC$465K$543K<0.1%
WELLS FARGO & CO VAR 03/24/28$513K$539K<0.1%
AERCAP IRELAND CAP/GLOBAL 3.000% 10/29/28$523K$532K<0.1%
Showing top 200 of 758 investments by value.