This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JEFFRIES LLC | — | NEW YORK, NY | FINANCIAL ADVISOR | $661K | — |
| WELLS CAPITAL | 95-3692822 | — | INVESTMENT MANAGER | $40K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STATE STREET BANK | 04-1867445 | — | TRUSTEE | $272K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| STATE STREET INSTITUTIONAL TRE STATE ST INST TR MMKT INV 21,070,780.320 | — | — | $21.1M | $21.1M | 19.3% | |
| THE CHILDREN S INVESTMENT FUND CLASS F1 AUGUST 2013 19,333.452 | — | — | $3.2M | $14.4M | 13.2% | |
| CORP. DEBT INSTR. - ALL OTHER | — | — | $12.3M | $11.6M | 10.6% | |
| CORP. DEBT INSTR. - PREFERRED | — | — | $9.8M | $9.2M |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CBIZ RETIREMENT PLAN SERVICES | 31-1582098 | — | ACTUARY AND TPA | $751K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COHNREZNICK LLP | 22-1478099 | — | AUDITOR | $15K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ETHAN E. KRA ACTUARIAL SERVICES LLC | — | BOCA RATON, FL | ACTUARY | $9K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PATTERSON BELKNAP WEBB & TYLER LLP | — | NEW YORK, NY | LEGAL | $168K | — |
| THE WAGNER LAW GROUP | — | BOSTON, MA | LAW CONSULTING | $80K | — |
| PROSKAUER ROSE LLP | 13-1840454 | BOSTON, MA | LEGAL | $29K | — |
| DECHERT (SINGAPORE) PTE LTD | — | — | LEGAL | $25K | — |
| KIRKLAND & ELLIS LLP | 36-1326630 | CHICAGO, IL | LEGAL | $16K | — |
| SCHULTE ROTH & ZABEL LLP | 13-2633996 | NEW YORK, NY | LEGAL | $15K | — |
| WINSTON & STRAWN LLP | 36-1975990 | CHICAGO, IL | LEGAL | $14K | — |
| AKIN GUMP STRAUSS HAUER & FELD LLP | — | — | LEGAL | $10K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BCG PENSION RISK CONSULTANTS, INC, | — | BRAINTREE, MA | ANNUITY PLACEMENT | $50K | — |
| 8.4% |
| SREP JFK HOTEL PARTNERS LLC 2,882,260.110 | — | — | $2.9M | $6.2M | 5.7% |
| CONTEXT PARTNERS OFF U SER001JAN2021 2,976.425 | — | — | $2.5M | $4.7M | 4.3% |
| PORTOLAN SELECT FUND LP SERIES B (012) 1,950.300 | — | — | $1.3M | $4.6M | 4.2% |
| BRAIRWOOD CAPITAL PARTNERS LP 2,500,000.000 | — | — | $2.5M | $4.6M | 4.2% |
| MAKAIRA OFFSHORE INVESTORS, LT MAKAIRA 809.691 | — | — | $893K | $3.4M | 3.1% |
| SOUNDVIEW REAL ESTATE PARTNERS LIMITED PARTNERSHIP 1,972,365.830 | — | — | $2.0M | $3.4M | 3.1% |
| HENGISTBURY FUND LIMITED INV A LIMITED PARTNERSHIP 12,011.357 | — | — | $1.3M | $3.4M | 3.1% |
| FUND SHARES/PAR (D) COST VALUE ----------------------------------------------------------------------------------------------------------------------------------- SUNRIVER LONG FUND LTD 2,840.937 | — | — | $2.8M | $3.2M | 2.9% |
| SOUNDVIEW REAL EST PARTNERS V LLC 95,207.270 | — | — | $95K | $3.0M | 2.7% |
| SOUNDVIEW REAL ESTATE PRTN VI LLC 1,476,263.170 | — | — | $1.5M | $2.8M | 2.6% |
| SELECT QUOTE CONVERTABLE PREF EQ SECURITES 684,318.000 | — | — | $255K | $2.5M | 2.3% |
| SOUNDVIEW REAL ESTATE PARTNERS III LLC 4,229,772.090 | — | — | $4.2M | $1.9M | 1.8% |
| ALTIMETER PARTNERS FUND LP LIMITED PARTNERSHIP 351,131.263 | — | — | $351K | $1.9M | 1.7% |
| SOUNDVIEW REAL ESTATE PRTN IV LIMITED PARTNERSHIP 1,403,334.490 | — | — | $1.4M | $1.8M | 1.7% |
| HIGH GROUND INVESTMENT MANAGEMENT FUND LTD 1,000,000.000 | — | — | $1.0M | $1.3M | 1.2% |
| INTEGRADORA DE SERVICIOS PETRO LIMITED PARTNERSHIP 1,251,876.280 | — | — | $1.3M | $1.3M | 1.1% |
| SREP CAPITAL PARTNERS III LLC 2,029,055.400 | — | — | $2.0M | $804K | 0.7% |
| RIVERSTONE AMR PARTNERS LP 769,702.000 | — | — | $770K | $770K | 0.7% |
| DB US DATA CENTER HOLDINGS LLC 827.688 827.69 | — | — | — | $335K | 0.3% |
| SREP CAPITAL PARTNERS I LLC 17,139.377 | — | — | $17K | $271K | 0.2% |
| GRAND PALAIS | — | — | — | $30K | <0.1% |
