Back to filter
Original filing (PDF)20251015213457NAL0002908803001
BERTELSMANN INC.
Form 5500
FILING_RECEIVED
FPI RETIREMENT PLAN
Defined-contribution retirement plan
Active participants
707
Accounts w/ balance
634
Plan assets (EOY)
$12.3M
Net assets (EOY)
$12.2M
How this plan invests
This plan
22 pooled trusts
Schedule D
75 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (9 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BERTELSMANN INC..
Plan sponsor
Name
BERTELSMANN INC.
EIN
13-3621012
Address
1745 BROADWAY · ATTN CORPORATE BENEFITS DEPARTMENT · NEW YORK, NY · 10019
Phone
(212) 782-1150
Industry
Information / Tech / Mediasee all
Plan administrator
Name
BERTELSMANN DEFINED CONTRIBUTION ADMINISTRATION & INVESTMENT COMMITTEE
EIN
13-3621012
City
NEW YORK, NY
Phone
(212) 782-1150
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3F · Sponsor used leased employees
2E · Profit-sharing
2F · ERISA section 404(c)
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
Audit & trust (Schedule H)
Auditor
CARON & BLETZER PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $11K | — |
Investments
72 direct securities · 22 pooled funds· $21.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$11.2M
22 holdings
Uncategorized
$10.2M
72 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID FRDM INX 2050 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 084 | Common Collective Trust | — | — | $2.1M | 16.7% | |
| [DFE: FIAM GROUP TRUST FOR EMPLOYEE BENEFIT PLANS FIDELITY FREEDOM INDEX 2045 COMMINGLED POOL (extraction pending)] | — | — | — | $1.9M | 15.3% | |
| FID FRDM INX 2045 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 083 | Common Collective Trust | — | — | $1.9M | 15.3% | |
| [DFE: VFTC INSTITUTIONAL 500 INDEX TRUST (extraction pending)] | — | — | — | $1.6M | 12.6% | |
| VANG INST 500 IDX TR VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6327546 / PN 001 | Common Collective Trust | — | — | $1.6M | 12.6% | |
| FID FRDM INX 2055 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 112 | Common Collective Trust | — | — | $1.3M | 10.9% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $1.1M | 9.1% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $737K | 6.0% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $727K | 5.9% | |
| FID FRDM INX 2060 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 146 | Common Collective Trust | — | — | $606K | 4.9% | |
| [DFE: FIAM GROUP TRUST FOR EMPLOYEE BENEFIT PLANS FIDELITY FREEDOM INDEX 2035 COMMINGLED POOL (extraction pending)] | — | — | — | $522K | 4.3% | |
| FID FRDM INX 2035 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 081 | Common Collective Trust | — | — | $522K | 4.3% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $481K | 3.9% | |
| VG IS TL INTL STK MK VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6317280 / PN 001 | Common Collective Trust | — | — | $480K | 3.9% | |
| FID FRDM INX 2030 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 080 | Common Collective Trust | — | — | $470K | 3.8% | |
| [DFE: VFTC INSTITUTIONAL EXTENDED MARKET INDEX TRUST (extraction pending)] | — | — | — | $421K | 3.4% | |
| VANG IS EXT MKT IDX VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6324211 / PN 001 | Common Collective Trust | — | — | $421K | 3.4% | |
| PRU CORE PL BD CL 5 PRUDENTIAL TRUST COMPANY · EIN 23-6994310 / PN 165 | Common Collective Trust | — | — | $386K | 3.1% | |
| [DFE: FIAM GROUP TRUST FOR EMPLOYEE BENEFIT PLANS FIDELITY FREEDOM INDEX 2040 COMMINGLED POOL (extraction pending)] | — | — | — | $376K | 3.1% | |
| FID FRDM INX 2040 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 082 | Common Collective Trust | — | — | $376K | 3.1% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $328K | 2.7% | |
| [DFE: VFTC INSTITUTIONAL TOTAL BOND MARKET INDEX TRUST (extraction pending)] | — | — | — | $316K | 2.6% | |
| VG IS TOT BD MKT IDX VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6321044 / PN 001 | Common Collective Trust | — | — | $316K | 2.6% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $218K | 1.8% | |
| MIP II CL 3 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 025 | Common Collective Trust | — | — | $197K | 1.6% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $167K | 1.4% | |
| FID FRDM INX 2025 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 079 | Common Collective Trust | — | — | $161K | 1.3% | |
| FID FRDM INX 2065 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 169 | Common Collective Trust | — | — | $140K | 1.1% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $124K | 1.0% | |
| [DFE: FIDELITY DIVERSIFIED INTERNATIONAL COMMINGLED POOL (extraction pending)] | — | — | — | $124K | 1.0% | |
| FID DIV INTL PL CL A FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 134 | Common Collective Trust | — | — | $124K | 1.0% | |
| FID FRDM INX 2020 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 078 | Common Collective Trust | — | — | $117K | 1.0% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $111K | 0.9% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $102K | 0.8% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $82K | 0.7% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $76K | 0.6% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $67K | 0.5% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $53K | 0.4% | |
| [DFE: FIDELITY LOW-PRICED STOCK COMMINGLED POOL (extraction pending)] | — | — | — | $53K | 0.4% | |
| FID LPS POOL CLASS A FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 132 | Common Collective Trust | — | — | $53K | 0.4% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $51K | 0.4% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $50K | 0.4% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $47K | 0.4% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $39K | 0.3% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $34K | 0.3% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $31K | 0.3% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $30K | 0.2% | |
| FID FRDM INX INC T FIAM TRUST COMPANY · EIN 20-4659714 / PN 074 | Common Collective Trust | — | — | $29K | 0.2% | |
| FIAM TARGET DATE 5+ YEAR INFLATION- | — | — | — | $24K | 0.2% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $24K | 0.2% | |
| FIAM INTL DEVMK BD A | — | — | — | $23K | 0.2% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $21K | 0.2% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $21K | 0.2% | |
| FIAM INTL DEVMK BD A | — | — | — | $20K | 0.2% | |
| FID FRDM INX 2010 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 076 | Common Collective Trust | — | — | $15K | 0.1% | |
| FIAM TARGET DATE 5+ YEAR INFLATION- | — | — | — | $15K | 0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $13K | 0.1% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $12K | 0.1% | |
| FIAM TARGET DATE 5+ YEAR INFLATION- | — | — | — | $9K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $8K | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $7K | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $7K | <0.1% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $6K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $6K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $6K | <0.1% | |
| FIAM TARGET DATE 0-5 YEAR INFLATION | — | — | — | $6K | <0.1% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $6K | <0.1% | |
| FIAM TARGET DATE 0-5 YEAR INFLATION | — | — | — | $5K | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $4K | <0.1% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $3K | <0.1% | |
| FIAM TARGET DATE TREASURY BILL INDE | — | — | — | $3K | <0.1% | |
| FIAM TARGET DATE TREASURY BILL INDE | — | — | — | $3K | <0.1% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $2K | <0.1% | |
| FIAM TARGET DATE 0-5 YEAR INFLATION | — | — | — | $2K | <0.1% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $2K | <0.1% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $2K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $1K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $1K | <0.1% | |
| FIAM TARGET DATE TREASURY BILL INDE | — | — | — | $1K | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $868 | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $755 | <0.1% | |
| FID FRDM INX 2015 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 077 | Common Collective Trust | — | — | $614 | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $488 | <0.1% | |
| FIAM TARGET DATE 5+ YEAR INFLATION- | — | — | — | $328 | <0.1% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $224 | <0.1% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $130 | <0.1% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $86 | <0.1% | |
| FIAM TARGET DATE 0-5 YEAR INFLATION | — | — | — | $61 | <0.1% | |
| FIAM TARGET DATE TREASURY BILL INDE | — | — | — | $32 | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $30 | <0.1% | |
| FIAM TARGET DATE 5+ YEAR INFLATION- | — | — | — | $29 | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $21 | <0.1% | |
| FIAM TARGET DATE 5+ YEAR INFLATION | — | — | — | $1 | <0.1% | |
| FID FRDM INX 2005 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 075 | Common Collective Trust | — | — | $0 | <0.1% |
Related plans
Other plans using FIDELITY INVESTMENTS INSTITUTIONAL
KAISER PERMANENTE MEDICAL CARE PROGRAM
KAISER PERMANENTE GROUP TRUST
$66.6B
MICROSOFT CORPORATION
MICROSOFT CORPORATION SAVINGS PLUS 401K PLAN
$65.6B · 123,878 participants
INTERNATIONAL BUSINESS MACHINES CORPORATION
IBM 401(K) PLAN
$60.4B · 49,030 participants
AT&T INC.
AT&T RETIREMENT SAVINGS PLAN
$43.1B · 102,760 participants
VERIZON COMMUNICATIONS INC.
VERIZON MASTER SAVINGS TRUST
$41.1B
NORTHROP GRUMMAN CORPORATION
NORTHROP GRUMMAN SAVINGS PLAN
$39.5B · 99,799 participants
Similar-size Information / Tech / Media plans
CHICAGO REVIEW PRESS, INC.
CHICAGO REVIEW PRESS RETIREMENT SAVINGS PLAN
$12.2M · 148 participants
SPRINGER PUBLISHING COMPANY, LLC
SPRINGER PUBLISHING COMPANY 401(K) PLAN
$12.1M · 81 participants
PAUL H. BROOKES PUBLISHING COMPANY, INC.
PAUL H. BROOKES PUBLISHING CO., INC. 401(K) PLAN
$12.0M · 63 participants
NEW HARBINGER PUBLICATIONS, INC.
NEW HARBINGER PUBLICATIONS 401(K) PLAN
$11.5M · 70 participants
APTARA INC.
APTARA, INC. 401(K) PLAN
$13.2M · 151 participants
SIX RED MARBLES, INC.
SIX RED MARBLES, INC. 401(K) PLAN
$11.0M · 65 participants
Large plans in New York
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA
TIAA REAL ESTATE ACCOUNT
$25.2B
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (STRATEGIC PROPERTY) OF JPMORGAN CHASE BANK, N.A.
$24.3B
MORGAN STANLEY DOMESTIC HOLDINGS, LLC
MORGAN STANLEY 401(K) PLAN
$22.2B · 54,084 participants
PFIZER INC
PFIZER SAVINGS PLAN
$22.0B · 29,469 participants
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (EQUITY INDEX) OF JPMORGAN CHASE BANK, N.A.
$20.0B
INTERNATIONAL BUSINESS MACHINES CORPORATION
IBM PERSONAL PENSION PLAN
$17.9B · 43,052 participants