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Original filing (PDF)20251014191929NAL0001785619001

THE HARTFORD FINANCIAL SERVICES GROUP, INC.

Form 5500
FILING_RECEIVED
THE HARTFORD RETIREMENT PLAN FOR U.S. EMPLOYEES
Defined-benefit pension plan
Signals · 1
No recordkeeper disclosed
Active participants
6,527
Accounts w/ balance
Plan assets (EOY)
$3.4B
Net assets (EOY)
$3.4B
How this plan invests
This plan
1,397 securities
funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
55
Participation health
100
Knocking points off
  • No recordkeeper disclosed on Schedule C.
  • Plan is frozen (1I) — no new benefit accrual.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE HARTFORD FINANCIAL SERVICES GROUP, INC..
Plan sponsor
Name
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
EIN
13-3317783
Address
ONE HARTFORD PLAZA · T-1-173 · HARTFORD, CT · 06155
Phone
(860) 547-5000
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
1A · Pay-related DB formula
1C · Cash balance or similar hybrid DB
1E · Section 401(h) arrangement
1I · Frozen plan — no new benefit accrual
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
DELOITTE & TOUCHE LLP
Trustee / custodian
Trustee phone

Service providers (Schedule C)

4 rows
Other
4
NameEINLocationRelationDirect compIndirect comp
FMR LLC04-3532603NONE$1.1M
THE BANK OF NEW YORK MELLON13-5160382NONE$340K
MERCER INVESTMENTS LLC36-2668272NONE$296K
MERCER (US) LLC13-2834444NONE$74K

Investments

1,379 direct securities· $3.3B(98% of reported assets)
PIInvestmentTypeShares / unitsCostCurrent value% of plan
DREYFUS GOVT CAS MGMT INST 289 12/31/75 VAR RT$164.0M$164.0M4.8%
U S TREASURY BD PRIN STRIP 02/15/42$104.4M$77.7M2.3%
U S TREASURY BD PRIN STRIP 02/15/52$86.5M$48.4M1.4%
U S TREASURY BOND 11/15/51 1.875 %$50.2M$32.0M0.9%
ACIP PARALLEL FUND A L.P$23.7M$30.7M0.9%
TOLEDO HOSPITAL/THE 11/15/38 5.750 %$36.3M$30.7M0.9%
BANK OF AMERICA CORP 04/24/38 VAR RT$33.9M$28.6M0.8%
TRUMBULL PROPERTY FUND$34.0M$27.5M0.8%
BLACKSTONE REAL ESTATE IX$19.4M$27.4M0.8%
JUGGERNAUT CAP PTNRS IV-B LP$12.3M$24.8M0.7%
BLACKSTONE BIOMED LIFE SCI RE$25.0M$24.8M0.7%
BOEING CO/THE 05/01/60 5.930 %$26.4M$22.5M0.7%
JPMORGAN CHASE & CO 07/24/38 VAR RT$27.8M$22.5M0.7%
MORGAN STANLEY 07/22/38 VAR RT$29.2M$22.2M0.7%
MADISON INDUSTRIES HOLDINGS 21,583,794 0$21.6M0.6%
ARES SPECIAL OPPORTUNITIES$13.6M$21.6M0.6%
COMMONWEALTH BANK OF AUST 144A 09/12/34 VAR RT$22.6M$20.7M0.6%
REALTERM LOGISTICS INC FUND LP$20.3M$20.5M0.6%
LEIDOS INC 03/15/33 5.750 %$19.6M$20.0M0.6%
WESTPAC BANKING CORP 11/18/36 VAR RT$23.5M$19.9M0.6%
UNITEDHEALTH GROUP INC 07/15/64 5.750 %$18.4M$18.0M0.5%
NVENT FINANCE SARL 05/15/33 5.650 %$18.0M$17.9M0.5%
LEXINGTON CAP PARTNERS IX LP$17.4M$17.7M0.5%
PRETIUM RESIDENTIAL RE FD II$5.3M$17.6M0.5%
LEEDS EQUITY PARTNERS VI LP$11.7M$17.3M0.5%
TPG RISE CLIMATE LP$14.4M$16.9M0.5%
BLACKSTONE RE PARTNERS VIII LP$12.2M$16.7M0.5%
GRYPHON PARTNERS V-A LP$10.2M$16.2M0.5%
U S TREASURY BOND 02/15/45 2.500 %$25.5M$16.2M0.5%
AT&T INC 09/15/53 3.500 %$20.2M$16.1M0.5%
ARLINGTON CAPITAL PARTNERS V$6.2M$15.9M0.5%
U S TREASURY NOTE 12/31/25 0.375 %$16.2M$15.8M0.5%
ARLINGTON CAPITAL PARTNERS IV$5.3M$15.8M0.5%
BLACKSTONE PROPERTY PARTNERS$11.6M$15.2M0.4%
FLORIDA POWER & LIGHT CO 06/15/54 5.600 %$15.0M$15.0M0.4%
GRAND CANYON UNIVERSITY 10/01/28 5.125 %$15.9M$14.9M0.4%
NATIONAL AUSTRALIA BANK L 144A 01/12/37 VAR RT$17.0M$14.7M0.4%
U S TREASURY NOTE 08/15/28 2.875 %$16.0M$14.4M0.4%
U S TREASURY BOND 02/15/38 4.375 %$17.5M$14.4M0.4%
ANHEUSER-BUSCH COS LLC / ANHEU 02/01/36 4.700 %$14.2M$14.0M0.4%
RTX CORP 06/01/42 4.500 %$16.8M$14.0M0.4%
PRAEDIUM X MIDDLE-INC HOUSING$15.1M$13.9M0.4%
U S TREASURY NOTE 11/15/30 0.875 %$14.7M$13.8M0.4%
CHARTER COMMUNICATIONS OPERATI 05/01/47 5.375 %$17.7M$13.7M0.4%
FS EQUITY PARTNERS VIII LP$7.6M$13.5M0.4%
LANDMARK RE PARTNERS VIII LP$14.2M$13.2M0.4%
RIVERGLADE CAPITAL LP$11.5M$13.0M0.4%
BURLINGTON NORTHERN SANTA FE L 03/15/55 5.500 %$13.0M$12.9M0.4%
PALLADIUM EQUITY PTNRS V LP$7.0M$12.7M0.4%
PENSION INVESTMENTS SHARES STRATEGIC PTNRS OFFSHR VIII$1.7M$12.5M0.4%
AG CS HOLDINGS FUND LP$7.9M$12.2M0.4%
LEXINGTON CAP PTNRS VIII LP$3.1M$12.1M0.4%
UPFRONT IV ANCILLARY$2.6M$12.1M0.4%
WELLS FARGO & CO 04/25/53 VAR RT$14.0M$11.7M0.3%
GAMUT INVESTMENT FUND I LP$8.6M$11.7M0.3%
BRYNWOOD PARTNERS VIII LP$7.6M$11.5M0.3%
APOLLO INVESTMENT FUND IX LP$6.3M$11.4M0.3%
LMMI OFFSHORE IV LP$11.6M$11.3M0.3%
AEA INVESTORS SMALL BUS FD IV$8.6M$11.2M0.3%
ROYALTY PHARMA PLC 09/02/54 5.900 %$11.6M$11.2M0.3%
COMMONSPIRIT HEALTH 10/01/49 4.187 %$15.3M$11.2M0.3%
PFIZER INVESTMENT ENTERPRISES 05/19/63 5.340 %$11.8M$11.0M0.3%
SHELL INTERNATIONAL FINANCE BV 12/15/38 6.375 %$13.2M$11.0M0.3%
CVS HEALTH CORP 03/25/38 4.780 %$14.6M$10.9M0.3%
JBS USA HOLDING LUX SARL/ JBS 01/15/32 3.625 %$10.5M$10.9M0.3%
MET TRANSPRTN AUTH NY REVENUE 11/15/40 6.814 %$12.2M$10.9M0.3%
COVIDIEN INTERNATIONAL FINANCE 10/15/37 6.550 %$15.3M$10.9M0.3%
T-MOBILE USA INC 10/15/52 3.400 %$15.9M$10.7M0.3%
ROCKBRIDGE HOSPITALITY VIII$7.2M$10.7M0.3%
CITIGROUP INC 02/15/98 6.875 %$12.0M$10.6M0.3%
ORACLE CORP 03/25/61 4.100 %$14.5M$10.4M0.3%
WELLS FARGO & CO 01/15/44 5.606 %$12.8M$10.4M0.3%
CONSOLIDATED EDISON CO OF NEW 11/15/53 5.900 %$9.9M$10.1M0.3%
ENERGY TRANSFER LP 09/01/54 6.050 %$10.3M$10.1M0.3%
GOLDMAN SACHS GROUP INC/THE 04/22/32 VAR RT$12.0M$10.1M0.3%
OCCIDENTAL PETROLEUM CORP 09/15/36 6.450 %$12.8M$10.1M0.3%
WILLIAMS COS INC/THE 04/15/40 6.300 %$11.2M$10.1M0.3%
SMBC AVIATION CAPITAL FIN 144A 07/25/33 5.700 %$10.0M$10.1M0.3%
DUKE ENERGY FLORIDA LLC 04/01/40 5.650 %$12.8M$10.0M0.3%
RIVERSIDE MICRO-CAP FD V-A LP$5.2M$10.0M0.3%
CONSOLIDATED EDISON CO OF NEW 05/15/54 5.700 %$10.1M$10.0M0.3%
ABN AMRO BANK NV 144A 03/13/37 VAR RT$11.8M$10.0M0.3%
ONEOK INC 11/01/64 5.850 %$10.5M$9.9M0.3%
UNITED AIRLINES 2024-1 CLASS A 08/15/38 5.450 %$9.9M$9.8M0.3%
STRIPES V(A) LP$7.0M$9.8M0.3%
ELEVANCE HEALTH INC 11/01/64 5.850 %$10.0M$9.7M0.3%
COMCAST CORP 11/01/56 2.937 %$16.3M$9.7M0.3%
TEXAS NATURAL GAS SECURITIZTN 04/01/41 5.169 %$9.8M$9.7M0.3%
VODAFONE GROUP PLC 06/28/54 5.750 %$9.9M$9.7M0.3%
PENSION INVESTMENTS INTEREST MATURITY RATE SHARES NORTHERN NATURAL GAS CO 144A 02/01/54 5.625 %$10.0M$9.6M0.3%
BARCLAYS PLC$9.7M$9.6M0.3%
U S TREASURY NOTE 10/15/27 3.875 %$9.4M$9.4M0.3%
AMERICAN AIRLINES 2021-1 CLASS 01/11/36 2.875 %$10.5M$9.3M0.3%
ONE ROCK CAP PARTNERS II LP$7.1M$9.3M0.3%
BLACKSTONE CAP PARTNERS VIII$6.5M$9.2M0.3%
AT&T INC 09/15/59 3.650 %$11.4M$9.1M0.3%
AEA INVESTORS FUND VII LP$7.6M$9.1M0.3%
ORACLE CORP 11/09/52 6.900 %$8.1M$9.1M0.3%
KKR RE CREDIT OPP PTNRS II$6.9M$9.1M0.3%
DEUTSCHE BANK AG/NEW YORK NY 09/18/31 VAR RT$9.1M$9.1M0.3%
DUKE ENERGY OHIO INC 03/15/54 5.550 %$9.2M$8.9M0.3%
POLAR TANKERS INC 144A 05/10/37 5.951 %$8.9M$8.8M0.3%
SILVER OAK SERVICES PTS IV-A$8.8M$8.8M0.3%
KKR RE CREDIT OPP PARTNERS$5.8M$8.7M0.3%
HTFD SEAGIS INDUSTRIAL PORT PF 06/01/25 3.610 %$8.7M$8.6M0.3%
DALLAS TX CONVENTION CENTER HO 01/01/42 7.088 %$10.0M$8.6M0.3%
MIZUHO FINANCIAL GROUP INC 09/13/33 VAR RT$8.4M$8.6M0.3%
NATWEST GROUP PLC$8.7M$8.6M0.3%
ALTRIA GROUP INC 05/06/50 4.450 %$8.7M$8.5M0.2%
401(H) INVESTMENTS SHARES TOTAL 401(H) INVESTMENTS$8.5M$8.3M0.2%
DREYFUS GOVT CAS MGMT INST 289 12/31/2075 VAR RT$8.3M$8.3M0.2%
HARTFORD HEALTHCARE CORP 07/01/54 3.447 %$12.0M$8.3M0.2%
AMGEN INC 02/22/62 4.400 %$10.7M$8.3M0.2%
CSL FINANCE PLC 144A 04/03/54 5.417 %$8.8M$8.3M0.2%
STRATEGIC PARTNERS FUND VII LP 8,042,281 0$8.0M0.2%
CALIFORNIA ST 11/01/39 7.350 %$8.2M$8.0M0.2%
PARTHENON INVSTRS VI PARL LP$4.2M$8.0M0.2%
U S TREASURY NOTE 12/31/26 4.250 %$8.0M$8.0M0.2%
KROGER CO/THE 09/15/64 5.650 %$8.5M$8.0M0.2%
DEUTSCHE BANK AG/NEW YORK NY 01/07/33 VAR RT$9.2M$7.9M0.2%
PENSION INVESTMENTS INTEREST MATURITY RATE SHARES MORGAN STANLEY 04/20/37 VAR RT$8.0M$7.8M0.2%
NGPL PIPECO LLC 144A 12/15/37 7.768 %$9.8M$7.8M0.2%
PANAMA GOVERNMENT INTERNATIONA 07/23/60 3.870 %$9.7M$7.7M0.2%
RIVERSIDE CNTY CA PENSN OBLG 02/15/38 3.818 %$8.7M$7.7M0.2%
GOLDEN ST TOBACCO SECURITIZATI 06/01/46 3.000 %$8.2M$7.6M0.2%
U S TREASURY BOND 02/15/48 3.000 %$10.4M$7.6M0.2%
DUKE ENERGY PROGRESS LLC 03/15/53 5.350 %$7.9M$7.6M0.2%
FNMA POOL #0FM7203 05/01/51 2.000 %$9.6M$7.5M0.2%
ERAC USA FINANCE LLC 144A 10/15/37 7.000 %$7.4M$7.5M0.2%
SOUTHERN POWER CO 09/15/41 5.150 %$7.7M$7.5M0.2%
COMCAST CORP 11/01/63 2.987 %$12.9M$7.5M0.2%
U S TREASURY BOND 11/15/50 1.625 %$13.0M$7.4M0.2%
ARTHUR J GALLAGHER & CO 07/15/54 5.750 %$7.4M$7.4M0.2%
AT&T INC 09/15/55 3.550 %$8.9M$7.4M0.2%
GEORGIA POWER CO 05/15/52 5.125 %$7.9M$7.4M0.2%
CVS HEALTH CORP 06/01/54 6.050 %$7.9M$7.4M0.2%
VERIZON COMMUNICATIONS INC 11/20/50 2.875 %$10.9M$7.3M0.2%
GRIDIRON CAP PARALLEL IV LP$1.2M$7.3M0.2%
NYU LANGONE HOSPITALS 07/01/55 3.380 %$11.0M$7.3M0.2%
COMMONWEALTH EDISON CO 03/15/36 5.900 %$9.0M$7.3M0.2%
ELLIOTT INTL LTD - CLASS C$5.5M$7.2M0.2%
BRIDGE OFFICE FD INTL-A LP 4$7.1M0.2%
ENTERGY LOUISIANA LLC 06/15/32 2.350 %$7.3M$7.1M0.2%
UPFRONT VI LP$3.3M$7.1M0.2%
SALES TAX SECURITIZATION CORP 01/01/42 3.238 %$8.8M$7.0M0.2%
AMGEN INC 03/02/63 5.750 %$7.2M$7.0M0.2%
LEEDS EQUITY PARTNERS VII LP$6.6M$7.0M0.2%
BRISTOL-MYERS SQUIBB CO 02/22/54 5.550 %$7.0M$6.8M0.2%
BRISTOL-MYERS SQUIBB CO 02/22/64 5.650 %$7.0M$6.8M0.2%
SMURFIT KAPPA TREASURY UL 144A 04/03/54 5.777 %$6.8M$6.7M0.2%
ENA MASTER TRUST 144A 05/19/48 4.000 %$9.3M$6.7M0.2%
U S TREASURY NOTE 08/15/29 1.625 %$7.5M$6.7M0.2%
JBS USA HOLDING LUX SARL/ JBS 12/01/52 6.500 %$6.4M$6.5M0.2%
SVENSKA HANDELSBANKEN AB REGS$7.1M$6.5M0.2%
U S TREASURY BOND 11/15/42 2.750 %$9.3M$6.4M0.2%
FIRSTENERGY TRANSMISSION 144A 04/01/49 4.550 %$7.6M$6.4M0.2%
CVS HEALTH CORP 03/25/48 5.050 %$8.8M$6.3M0.2%
INTEL CORP 02/10/63 5.900 %$7.0M$6.3M0.2%
ATMOS ENERGY CORP 02/15/52 2.850 %$10.2M$6.3M0.2%
MARYLAND ST ECON DEV CORP 05/31/56 5.433 %$6.5M$6.3M0.2%
MONOMOY CAPITAL PARTNERS III$4.3M$6.3M0.2%
UNITEDHEALTH GROUP INC 04/15/54 5.375 %$6.6M$6.3M0.2%
BANK OF AMERICA CORP 06/19/41 VAR RT$8.6M$6.2M0.2%
HEWLETT PACKARD ENTERPRISE CO 10/15/45 VAR RT$6.3M$6.2M0.2%
META PLATFORMS INC 08/15/62 4.650 %$7.2M$6.1M0.2%
TRINITY HUNT PARTNERS VI LP$4.8M$6.1M0.2%
AUSTRALIA & NEW ZEALAND B 144A 09/18/34 VAR RT$6.0M$6.1M0.2%
MET TRANSPRTN AUTH NY REVENUE 11/15/40 6.687 %$8.0M$6.1M0.2%
GENERAL MOTORS CO 10/02/43 6.250 %$6.4M$6.1M0.2%
TEACHERS INSURANCE & ANNU 144A 05/15/50 3.300 %$9.0M$6.0M0.2%
DTE ELECTRIC CO 08/15/47 3.750 %$8.0M$6.0M0.2%
LOWE'S COS INC 04/01/62 4.450 %$7.8M$6.0M0.2%
HTFD MERRITT PORTFOLIO WHLN 09/01/31 3.670 %$7.1M$6.0M0.2%
FEDERAL EXPRESS CORP 07/01/97 7.600 %$6.1M$6.0M0.2%
AEA INVESTORS SMALL BUS FD III$2.2M$5.9M0.2%
FRONTENAC XI LP 5,880,896 0$5.9M0.2%
MACQUARIE BANK LTD 144A 03/03/36 VAR RT$6.9M$5.9M0.2%
WARNERMEDIA HOLDINGS INC 03/15/62 5.391 %$8.0M$5.8M0.2%
PENSION INVESTMENTS INTEREST MATURITY RATE SHARES LOWE'S COS INC 09/15/62 5.800 %$6.0M$5.8M0.2%
KLA CORP 07/15/62 5.250 %$6.2M$5.8M0.2%
KROGER CO/THE 09/15/54 5.500 %$6.1M$5.8M0.2%
ARTHUR J GALLAGHER & CO 02/15/55 5.550 %$6.0M$5.8M0.2%
EAST OHIO GAS CO/THE 144A 06/15/50 3.000 %$9.3M$5.8M0.2%
UBS GROUP AG 144A 11/15/33 VAR RT$4.8M$5.8M0.2%
PUBLIC SERVICE CO OF COLORADO 04/01/53 5.250 %$6.1M$5.7M0.2%
ENERGY TRANSFER LP 10/01/47 5.400 %$6.5M$5.7M0.2%
QUALCOMM INC 05/20/52 4.500 %$6.6M$5.7M0.2%
MPE PARTNERS III (TE) LP$4.8M$5.7M0.2%
BANK OF AMERICA CORP 07/21/32 VAR RT$6.8M$5.7M0.2%
VODAFONE GROUP PLC 06/28/64 5.875 %$6.0M$5.6M0.2%
NATIONWIDE MUTUAL INSURAN 144A 08/15/39 9.375 %$6.3M$5.6M0.2%
MPLX LP 03/01/47 5.200 %$6.5M$5.5M0.2%
COLUMBIA PIPELINES OPERAT 144A 11/15/53 6.544 %$5.2M$5.5M0.2%
GENERAL MOTORS CO 04/01/38 5.150 %$6.5M$5.5M0.2%
KINDER MORGAN ENERGY PARTNERS 03/15/35 5.800 %$5.9M$5.4M0.2%
DUKE ENERGY FLORIDA LLC 11/15/52 5.950 %$5.3M$5.4M0.2%
AMERICOLD RLTY OPER PARTNERSHI 01/07/31 1.620 %$7.0M$5.4M0.2%
CAMERON LNG LLC 144A 01/15/39 3.701 %$6.7M$5.3M0.2%
PAMLICO CAPITAL FUND IV LP$5.1M$5.3M0.2%
UNITEDHEALTH GROUP INC 08/15/39 3.500 %$7.4M$5.3M0.2%
Showing top 200 of 1,379 investments by value.