This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
This filing is a master trust (Direct Filing Entity). It reports its pooled balance on Schedule H and lists 5 pooled (Schedule D) interests it feeds into; the line-item Schedule of Assets (Schedule H, Line 4i) attached to its PDF has not yet been parsed by our offline pipeline, so its individual fund-level holdings aren’t shown here.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.
Plans whose Form 5500 Schedule D names this trust as a pooled investment they hold. Each links to its own filing.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FMR LLC | 04-3532603 | — | NONE | $1.0M | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GOLDMAN SACHS ASSET MANAGEMENT, LP | 13-3575636 | — | NONE | $4.1M | — |
| PACIFIC INVESTMENT MANAGEMENT | 33-0629048 | — | NONE | $3.4M | — |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 20-0292745 | — | NONE | $723K | — |
| TCW ASSET MANAGEMENT COMPANY | 95-2642764 | — | NONE | $404K | — |
| BLACKROCK INSTITUTIONAL TRUST | 94-3112180 | — | NONE | $266K | — |
| WESTERN ASSET MANAGEMENT | 95-2705767 | — | NONE | $179K | — |
| WELLINGTON MANAGEMENT COMPANY | 30-0835489 | — | NONE | $155K | — |
| ADVENT CAPITAL MANAGEMENT, LLC | 13-4168910 | — | NONE | $34K | — |
| RAMIREZ ASSET MANAGEMENT, INC | 13-4006232 | — | NONE | $6K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KPMG LLP | 13-5565207 | — | NONE | $626K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EVESTMENT INC AND SUBSIDIARIES | 90-0905513 | — | NONE | $15K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AON | 36-3109431 | — | NONE | $4.2M | — |
| EJF CAPITAL LLC | 20-2815526 | — | NONE | $4.1M | — |
| VERIZON COMMUNICATIONS INC. | 23-2259884 | — | NONE | $3.0M | — |
| THE BANK OF NEW YORK MELLON | 13-5160382 | — | NONE | $1.5M | — |
| THE ROCK CREEK GROUP, LP | 04-3648062 | — | NONE | $1.3M | — |
| J.P. MORGAN INVESTMENT | 13-3200244 | — | NONE | $1.2M | — |
| LEE OVERLAY PARTNERS |
| 98-1076270 |
| — |
| NONE |
| $897K |
| — |
| STANDISH MELLON ASSET | 25-1890416 | — | NONE | $670K | — |
| LOOMIS SAYLES & COMPANY, LP | 04-3200030 | — | NONE | $584K | — |
| BOSTON PARTNERS GLOBAL | 98-0202744 | — | NONE | $473K | — |
| MCUBE INVESTMENT TECHNOLOGIES | 37-1439558 | — | NONE | $300K | — |
| THOMPSON HINE LLP | 34-0575300 | — | NONE | $277K | — |
| T. ROWE PRICE ASSOCIATES, INC. | 52-0556948 | — | NONE | $163K | — |
| MORGAN STANLEY INVESTMENT | 13-3040307 | — | NONE | $163K | — |
| NEUBERGER BERMAN | 94-2993326 | — | NONE | $160K | — |
| PRUDENTIAL TRUST COMPANY | 22-1211670 | — | NONE | $159K | — |
| PAYDEN & RYGEL | 95-3921788 | — | NONE | $126K | — |
| METLIFE INVESTMENT | 82-2405817 | — | NONE | $101K | — |
| BLOOMBERG L.P. | 13-3417984 | — | NONE | $71K | — |
| CONYERS DILL & PEARMAN | — | — | NONE | $66K | — |
| LEGAL & GENERAL INVESTMENT | 20-8058531 | — | NONE | $63K | — |
| DECISION ECONOMICS, INC. | 04-3327851 | — | NONE | $36K | — |
| GRANTHAM, MAYO, VAN OTTERLOO | 04-2691242 | — | NONE | $36K | — |
| COST EFFECTIVENESS MEASUREMENT | 98-0180257 | — | NONE | $34K | — |
| TRADING TECHNOLOGIES | 36-4102699 | — | NONE | $30K | — |
| K & L GATES, LLP | 25-0921018 | — | NONE | $29K | — |
| ALTERNATIVESOFT | 11-1687743 | — | NONE | $29K | — |
| WOLFE HOLDCO LLC | 80-0451415 | — | NONE | $25K | — |
| REFINITIV US LLC | 20-4530702 | — | NONE | $20K | — |
| BROADRIDGE INVESTOR | 22-3844417 | — | NONE | $11K | — |
| ARH GROUP, INC. | 37-1696146 | — | NONE | $10K | — |
| ALLIANCEBERNSTEIN L.P. | 13-4064930 | — | NONE | $10K | — |
| DLA PIPER LLP US | 52-0616490 | — | NONE | $7K | — |
| CCH INCORPORATED | 13-3504158 | — | NONE | $7K | — |
| THE INSTITUTE FOR QUANTITATIVE | 22-3773177 | — | NONE | $6K | — |
| ASSOCIATION OF FINANCIAL | 58-1424769 | — | NONE | $5K | — |
