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Original filing (PDF)20250915134539NAL0001422256001
M. SHANKEN COMMUNICATIONS, INC.
Form 5500
FILING_RECEIVED
M. SHANKEN COMMUNICATIONS, INC & SUBSIDIARIES 401(K) PLAN
401(k) retirement plan
Active participants
117
Accounts w/ balance
120
Plan assets (EOY)
$33.4M
Net assets (EOY)
$33.4M
How this plan invests
This plan
43 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (3 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for M. SHANKEN COMMUNICATIONS, INC..
Plan sponsor
Name
M. SHANKEN COMMUNICATIONS, INC.
EIN
13-3109245
Address
825 EIGHTH AVENUE · 33RD FLOOR · NEW YORK, NY · 10019
Phone
(212) 481-8610
Industry
Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2H · Partial participant-directed accounts
2J · 401(k) feature
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
GALLEROS ROBINSON CPAS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| USI CONSULTING GROUP | 06-1053228 | — | RECORDKEEPER | $10K | — |
Investments
43 direct securities· $33.4M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Columbia Funds Seligman Communication & Information + | — | — | — | $3.9M | 11.7% | |
| Vanguard Funds 500 Index Admiral + | — | — | — | $3.6M | 10.7% | |
| American Funds Fundamental Investor + | — | — | — | $2.4M | 7.2% | |
| One Liberty Properties Inc. 80,000 Shares held by Smith Barney | — | — | $1.3M | $2.2M | 6.5% | |
| Goldman Sachs Large Cap Growth + | — | — | — | $2.1M | 6.3% | |
| Pioneer Investments Cash Reserves + | — | — | — | $2.0M | 5.9% | |
| Federated Funds U. S. Treasury Money Market + | — | — | — | $1.8M | 5.4% | |
| American Funds Europacific Growth + | — | — | — | $1.3M | 3.9% | |
| Fidelity Advisor Total Bond Fund - Class A + | — | — | — | $1.2M | 3.7% | |
| IVY Funds Mid Cap Growth + | — | — | — | $1.1M | 3.4% | |
| American Funds New Perspective + | — | — | — | $1.1M | 3.3% | |
| Blackstone Inc. 6,300 Shares held by Smith Barney | — | — | $173K | $1.1M | 3.3% | |
| Voya Funds Target Retirement 2030 + | — | — | — | $1.0M | 3.1% | |
| Voya Funds Target Retirement 2050 + | — | — | — | $973K | 2.9% | |
| Marathon Petroleum Corp. 6,000 Shares held by Smith Barney | — | — | $125K | $837K | 2.5% | |
| Apple Inc. 3,000 Shares held by Smith Barney | — | — | $352K | $751K | 2.2% | |
| Columbia Funds Small Cap Value II + | — | — | — | $710K | 2.1% | |
| Chevron Corp. 4,000 Shares held by Smith Barney | — | — | $601K | $579K | 1.7% | |
| Vanguard Funds Total Int'l Stock Index Admiral + | — | — | — | $559K | 1.7% | |
| Estee Laudeed Co Inc CL A 5,000 Shares held by Smith Barney | — | — | $362K | $375K | 1.1% | |
| Voya Funds Target Retirement 2040 + | — | — | — | $343K | 1.0% | |
| Salesforce Inc 1,000 Shares held by Smith Barney | — | — | $216K | $334K | 1.0% | |
| Amazon Com Inc. 1,500 Shares held by Smith Barney | — | — | $272K | $329K | 1.0% | |
| CIE Financier Richemont AG A 2,000 Shares held by Smith Barney | — | — | $317K | $304K | 0.9% | |
| Seacoast Banking Corpof Flori 10,000 Shares held by Smith Barney | — | — | $276K | $275K | 0.8% | |
| Global X Uranium ETF 10,000 Shares held by Smith Barney | — | — | $261K | $268K | 0.8% | |
| Pioneer Investments Strategic Income + | — | — | — | $237K | 0.7% | |
| Green Thumb Industries Sub VTG 25,000 Shares held by Smith Barney | — | — | $256K | $204K | 0.6% | |
| Tilray Brands Inc 150,000 Shares held by Smith Barney | — | — | $295K | $200K | 0.6% | |
| MFS Investments Value Fund + | — | — | — | $196K | 0.6% | |
| AllianceBernstein Small Cap Growth + | — | — | — | $176K | 0.5% | |
| Novo Nordisk A/S ADR 2,000 Shares held by Smith Barney | — | — | $178K | $172K | 0.5% | |
| Voya Funds Target Retirement 2060 + | — | — | — | $168K | 0.5% | |
| Participant Loans Interest rates ranging from 4.25% to 9.50% | — | — | — | $121K | 0.4% | |
| Columbia Funds Mid-Cap Value + | — | — | — | $91K | 0.3% | |
| Voya Funds Target In-Retirement + | — | — | — | $87K | 0.3% | |
| Eaton Vance Funds Government Obligations + | — | — | — | $83K | 0.2% | |
| Vanguard Funds Total Bond Market Index Admiral + | — | — | — | $74K | 0.2% | |
| Cash Non-interest bearing cash account + $ | — | — | — | $44K | 0.1% | |
| Caprivision Inc. 50,000 Shares held by Smith Barney | — | — | $191K | $35K | 0.1% | |
| Voya Funds Target Retirement 2055 + | — | — | — | $6K | <0.1% | |
| Voya Funds Target Retirement 2035 + | — | — | — | $5K | <0.1% | |
| Voya Funds Target Retirement 2045 + | — | — | — | $4K | <0.1% |