Original filing (PDF)20250429081644NAL0000369360001

SUMITOMO MITSUI DS ASSET MANAGEMENT (USA)

Name: SUMITOMO MITSUI DS ASSET MANAGEMENT (USA) — SMD-AM USA 401(K) PLAN, Form 5500 (2024)
Creator: SUMITOMO MITSUI DS ASSET MANAGEMENT (USA)

Form 5500-SF

FILING_RECEIVED

SMD-AM USA 401(K) PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$1.1M

Net assets (EOY)

$1.1M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SUMITOMO MITSUI DS ASSET MANAGEMENT (USA).

Plan sponsor

Name

SUMITOMO MITSUI DS ASSET MANAGEMENT (USA)

EIN

13-3083382

Address

300 PARK AVE · FL 16 · NEW YORK, NY · 10022

Phone

(212) 418-3030

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-04-29

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Finance & Insurance plans

BROADVIEW HOLDINGS, INC.

BROADVIEW HOLDINGS, INC. 401(K) PROFIT SHARING PLAN

$1.1M · 6 participants

NORTH RIVER CAPITAL ADVISORS, LLC

NORTH RIVER CAPITAL ADVISORS, LLC 401(K) PLAN

$1.1M · 1 participants

COLUMBIA CREST FINANCIAL ADVISORS, LLC

COLUMBIA CREST FINANCIAL ADVISORS 401(K) PSP

$1.1M · 6 participants

LINCOLN INVESTMENT & ADVISORY SERVICES, INC.

LINCOLN INVESTMENT & ADVISORY SERVICES, INC. 401(K) PLAN

$1.1M · 2 participants

DONALD J MCCORMICK