This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | NONE | $148K | — |
| GLOBAL RETIREMENT PARTNERS, LLC | 47-1411118 | — | NONE | $0 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| S SHARES/UNITS Fidelity 500 Index Fund |
Mutual Funds |
| — |
| $55K |
| $11.2M |
| 22.5% |
| Investment in Haver Analytics, Inc. Common stock, 2,570,578 allocated shares | — | — | $1.2M | $5.9M | 11.8% |
| Principal Fixed Income Guaranteed Option | — | — | $320K | $5.3M | 10.7% |
| Vanguard Total Bond Market Index Fund | — | — | $502K | $4.8M | 9.6% |
| , AT CONTRACT VALUE * Principal Guaranteed Option | Insurance Contracts | — | $614K | $4.4M | 8.9% |
| Fidelity Blue Chip Growth K6 Fund | — | — | $83K | $3.1M | 6.2% |
| Principal Global Investors - International Equity Index | — | — | $141K | $2.9M | 5.9% |
| PRIN INTL EQUITY INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 121 | Pooled Separate Account | — | — | $2.9M | 5.8% |
| Principal Global Investors - Principal Core Fixed Income | — | — | $99K | $1.8M | 3.5% |
| PRIN CORE FIX INC SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $1.8M | 3.5% |
| Vanguard Equity-Income Adm Fund | — | — | $16K | $1.4M | 2.8% |
| JP Morgan Equity Income R6 Fund | — | — | $50K | $1.2M | 2.4% |
| Investment in Haver Analytics, Inc. maturity 12/31/37, 2.6% interest | — | — | $204K | $1.0M | 2.1% |
| Fidelity Mid Cap Index Fund | — | — | $25K | $839K | 1.7% |
| Vanguard Small Cap Growth Index | — | — | $7K | $676K | 1.4% |
| Fidelity Small Cap Index Fund | — | — | $22K | $611K | 1.2% |
| Vanguard Mid Cap Growth Index | — | — | $5K | $572K | 1.1% |
| , 453,631 unallocated shares; | Common Stocks | — | — | $454K | 0.9% |
| Vanguard Mid Cap Value Index | — | — | $5K | $421K | 0.8% |
| American Centur Mid-Cap Value R6 | — | — | $21K | $333K | 0.7% |
| JP Morgan Small Cap Growth R6 Fund | — | — | $15K | $329K | 0.7% |
| Invesco Discovery Mid Cap Growth Fund | — | — | $9K | $309K | 0.6% |
| American Funds NewWorld R6 | — | — | $3K | $207K | 0.4% |
| NOTES RECEIVABLE FROM PARTICIPANTS through 2029 | — | — | — | $131K | 0.3% |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $60K | 0.1% |
| MFS Intl Growth R6 Fund 428 | — | — | — | $18K | <0.1% |
| PRIN LARGECAP GROWTH I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | — | $0 | <0.1% |
