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Original filing (PDF)20260310134859NAL0003681729001
ATLANTIS MARINE WORLD LLC
Form 5500
FILING_RECEIVED
ATLANTIS MARINE WORLD 401(K)
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
154
Accounts w/ balance
129
Plan assets (EOY)
$6.4M
Net assets (EOY)
$6.4M
How this plan invests
This plan
10 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ATLANTIS MARINE WORLD LLC.
Plan sponsor
Name
ATLANTIS MARINE WORLD LLC
EIN
11-3458034
Address
431 E MAIN ST · RIVERHEAD, NY · 119012556
Phone
(934) 451-8001
Industry
Arts, Entertainment, Recreationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-06-01
Tax period
2025-05-31
Filed
2026-03-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PKF O'CONNOR DAVIES, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | CONSULTANT | $15K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $17K | — |
Investments
24 direct securities · 10 pooled funds· $7.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$5.0M
22 holdings
Pooled Separate Account
$890K
4 holdings
Mutual Funds
$581K
1 holding
Pooled Separate Accounts
$400K
1 holding
Common Collective Trust
$352K
6 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FULLY BENEFIT RESPONSIVE INVESTMENT CONTRACT * Principal Guaranteed Option | — | — | — | $639K | 9.9% | |
| Vanguard Equity-Inc Adm Fund | — | — | $7K | $587K | 9.1% | |
| Vanguard Growth Index Adm Fund | — | — | $3K | $583K | 9.1% | |
| S SHARES / UNITS Vanguard Intl Growth Adm Fd | Mutual Funds | — | $5K | $581K | 9.0% | |
| Fidelity International Idx Fd | — | — | $69K | $508K | 7.9% | |
| Fidelity 500 Index Fund | — | — | $2K | $446K | 6.9% | |
| Vanguard Ttl Bd Mkt Idx Adm Fd | — | — | $43K | $410K | 6.4% | |
| S * Principal Core Fixed Income SA-Z | Pooled Separate Accounts | — | $22K | $400K | 6.2% | |
| PRIN CORE FIX INC SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $400K | 6.2% | |
| Columbia Global Tech Gr I3 | — | — | $4K | $376K | 5.8% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | $3K | $258K | 4.0% | |
| Vanguard Mid-Cap Grth Idx Adm Fd | — | — | $2K | $234K | 3.6% | |
| Vanguard Small-Cap Val Idx Adm Fd | — | — | $2K | $169K | 2.6% | |
| American Century Mid-Cap Val R6 | — | — | $11K | $167K | 2.6% | |
| Vanguard Small-Cap Grth Idx Adm Fd | — | — | $2K | $160K | 2.5% | |
| Principal Mid Cap S&P 400 Index SA-Z | — | — | $1K | $146K | 2.3% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $146K | 2.3% | |
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | $3K | $124K | 1.9% | |
| American Funds NewPrsp R6 Fnd | — | — | $2K | $109K | 1.7% | |
| Principal Large Cap Growth I SA-Z | — | — | $1K | $86K | 1.3% | |
| PRIN LARGECAP GROWTH I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | — | $86K | 1.3% | |
| PRIN LIFETIME HYBR 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | $1K | $71K | 1.1% | |
| (E) | — | — | $23K | $69K | 1.1% | |
| NOTES RECEIVABLE FROM PARTICIPANTS 9.50% with maturities through 2047 | — | — | — | $69K | 1.1% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | $1K | $62K | 1.0% | |
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | $1K | $62K | 1.0% | |
| (E) | — | — | — | $62K | 1.0% | |
| American Funds AmerMut R6 Fd | — | — | $1K | $62K | 1.0% | |
| PRIN LIFETIME HYBR 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $33K | 0.5% | |
| Franklin Dynatech R6 Fund 138 | — | — | — | $26K | 0.4% | |
| Vanguard Int-Tm Treas Idx Adm | — | — | $1K | $23K | 0.4% | |
| Loomis Sayles Glo Bnd N Fund | — | — | $1K | $19K | 0.3% | |
| PIMCO CommPlus Strat Inst Fund | — | — | $2K | $12K | 0.2% | |
| PRIN LIFETIME HYBR INC CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $228 | <0.1% |
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