Pamela BUCK signed Equity Settlement Services Inc.'s 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Equity Settlement Services Inc.'s EIN is 11-3429460.
Download the official 2024 Form 5500 (PDF) for Equity Settlement Services Inc. from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Equity Settlement Services Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $2K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NYLIFE SECURITIES | — | BROOMFIELD, CO | ADVISOR |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| HARTFORD CAPITAL APPR - R4 | Registered Investment Companies | — | — | $836K | 10.2% | |
| BLACKROCK GLOBAL ALLOCATION A | Registered Investment Companies | — | — | $822K | 10.0% | |
| BLACKROCK EQUITY DIVIDEND - A | Registered Investment Companies | — | — | $768K | 9.3% | |
| T.ROWE PRICE RETIREMENT 2050-R | Registered Investment Companies | — | — | $692K | 8.4% | |
| PGIM JENNISON FOCUSED GROWTH A | Registered Investment Companies | — | — | $654K | 7.9% | |
| GS SMALL CAP VALUE FUND - A | Registered Investment Companies | — | — | $641K | 7.8% | |
| T.ROWE PRICE RETIREMENT 2040-R | Registered Investment Companies | — | — | $567K | 6.9% | |
| T.ROWE PRICE RETIREMENT 2030-R | Registered Investment Companies | — | — | $411K | 5.0% | |
| VICTORY EMERGING MARKETS A | Registered Investment Companies | — | — | $375K | 4.5% | |
| INVESCO STABLE ASSET INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $351K | 4.3% | |
| PGIM JENN NATURAL RESOURCES A | Registered Investment Companies | — | — | $335K | 4.1% | |
| GS DYNAMIC GLOBAL EQUITY - A | Registered Investment Companies | — | — | $277K | 3.4% | |
| T.ROWE PRICE RETIREMENT 2020-R | Registered Investment Companies | — | — | $178K | 2.2% | |
| PUTNAM MORTGAGE SECURITIES A 103 REGISTERED INVESTMENT COMPANY FIDELITY ADVISOR LEV CO STK M | Registered Investment Companies | — | — | $170K | 2.1% | |
| GS BALANCED STRATEGY - A | Registered Investment Companies | — | — | $162K | 2.0% | |
| JANUS H OVERSEAS FUND - S | Registered Investment Companies | — | — | $157K | 1.9% | |
| COL SELIGMAN TECH AND INFO A | Registered Investment Companies | — | — | $118K | 1.4% | |
| INVESCO GOLD & SPEC MIN -A | Registered Investment Companies | — | — | $107K | 1.3% | |
| DWS GLOBAL HIGH INCOME S | Registered Investment Companies | — | — | $75K | 0.9% | |
| INVESCO GLBL STRAT INC A | Registered Investment Companies | — | — | $73K | 0.9% | |
| PGIM SHORT-TERM CORP BOND - A | Registered Investment Companies | — | — | $71K | 0.9% | |
| PIMCO TOTAL RETURN FUND - A | Registered Investment Companies | — | — | $64K | 0.8% | |
| THORNBURG INTL EQUITY - R4 | Registered Investment Companies | — | — | $63K | 0.8% | |
| INVESCO HEALTH CARE - A | Registered Investment Companies | — | — | $49K | 0.6% | |
| PIMCO REAL RETURN FUND - A | Registered Investment Companies | — | — | $45K | 0.5% | |
| T.ROWE PRICE RETIREMENT 2010-R | Registered Investment Companies | — | — | $24K | 0.3% | |
| T. ROWE PRICE RETIRE BALANCE R | Registered Investment Companies | — | — | $8K | <0.1% | |
| PUTNAM INT CAPITAL OPP -A | Registered Investment Companies | — | — | $7K | <0.1% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
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