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Original filing (PDF)20251002061409NAL0000093233001
PROFESSIONAL GROUP PLANS, INC.
Form 5500
FILING_RECEIVED
PROFESSIONAL GROUP PLANS, INC. DEFINED BENEFIT PENSION PLAN
Defined-benefit pension plan
Active participants
80
Accounts w/ balance
—
Plan assets (EOY)
$13.4M
Net assets (EOY)
$13.4M
How this plan invests
This plan
86 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (19 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PROFESSIONAL GROUP PLANS, INC..
Plan sponsor
Name
PROFESSIONAL GROUP PLANS, INC.
EIN
11-3144545
Address
225 WIRELESS BOULEVARD · HAUPPAUGE, NY · 11788
Phone
(631) 951-9200
Industry
Insurance Agencies & Brokerages· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
1A · Pay-related DB formula
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BACCHIONI & COMPANY, CPAS, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DUNBAR ASSOCIATES, LLC | — | MONROE, CT | INVESTMENT ADVISORY | $26K | — |
Investments
83 direct securities· $12.6M(94% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Growth ETF Exchange Traded Funds; 2,976 shares | — | — | $813K | $1.2M | 9.1% | |
| Vanguard S&P 500 ETF Exchange Traded Funds; 2,062 shares | — | — | $789K | $1.1M | 8.3% | |
| Vanguard Mid Cap Growth Exchange Traded Funds; 3,823 shares | — | — | $843K | $970K | 7.3% | |
| Vanguard Small Cap Exchange Traded Funds; 3,387 shares | — | — | $606K | $949K | 7.1% | |
| Proshares Ultra Exchange Traded Funds; 9,822 shares | — | — | $305K | $640K | 4.8% | |
| Vanguard Value ETF Exchange Traded Funds; 2,929 shares | — | — | $394K | $496K | 3.7% | |
| Vaneck Fallen Angel High Exchange Traded Funds; 13,704 shares | — | — | $434K | $393K | 2.9% | |
| Vanguard Extended Market Exchange Traded Funds; 1,542 shares | — | — | $269K | $293K | 2.2% | |
| Nvidia Corp Equities; 2,150 shares | — | — | $161K | $289K | 2.2% | |
| Vanguard International Mutual Fund; 2,697 shares | — | — | $201K | $274K | 2.0% | |
| Cash - Charles Schwab Bank Registered Investment Company | — | — | $267K | $267K | 2.0% | |
| Vanguard Total Exchange Traded Funds; 4,359 shares | — | — | $272K | $257K | 1.9% | |
| Graniteshares Nvda Lng Exchange Traded Funds; 3,667 shares | — | — | $226K | $243K | 1.8% | |
| Vanguard Intermediate Exchange Traded Funds; 2,949 shares | — | — | $256K | $220K | 1.6% | |
| Invsc QQQ Trust SRS 1 Exchange Traded Funds; 405 shares | — | — | $147K | $207K | 1.5% | |
| ARM Hldgs PLC Equities; 1570 shares | — | — | $178K | $194K | 1.4% | |
| Servicenow Inc Equities; 178 shares | — | — | $115K | $189K | 1.4% | |
| Allianzim US Eqt Bfr15 Exchange Traded Funds; 6,947 shares | — | — | $175K | $182K | 1.4% | |
| Costco Whsl Corp New Equities; 196 shares | — | — | $141K | $180K | 1.3% | |
| Vaneck Semiconductor Exchange Traded Funds; 718 shares | — | — | $108K | $174K | 1.3% | |
| Microstrategy Inc Equities; 584 shares | — | — | $79K | $169K | 1.3% | |
| Vanguard Short Term Cor Exchange Traded Funds; 2,006 shares | — | — | $163K | $156K | 1.2% | |
| Broadcom Inc Equities; 634 shares | — | — | $89K | $147K | 1.1% | |
| Microsoft Corp Equities; 284 shares | — | — | $101K | $120K | 0.9% | |
| Proshares Ultapro QQQ Exchange Traded Funds; 1,500 shares | — | — | $86K | $119K | 0.9% | |
| Ishares US Home Exchange Traded Funds; 1,141 shares | — | — | $96K | $118K | 0.9% | |
| Meta Platforms Inc Equities; 196 shares | — | — | $96K | $115K | 0.9% | |
| Advanced Micro Device Equities; 938 shares | — | — | $115K | $113K | 0.8% | |
| Netflix Inc Equities; 125 shares | — | — | $58K | $111K | 0.8% | |
| Eli Lilly and Co Equities; 142 shares | — | — | $88K | $110K | 0.8% | |
| Soundhound AI Inc Equities; 5,500 shares | — | — | $79K | $109K | 0.8% | |
| L Brands, Inc. Corporate Bond; 100,000 par | — | — | $91K | $101K | 0.8% | |
| McKesson Corp Equities; 168 shares | — | — | $71K | $96K | 0.7% | |
| JP Morgan Chase & Co Equities; 396 shares | — | — | $59K | $95K | 0.7% | |
| Diversified Heal Corporate Bond; 76,000 par | — | — | $75K | $76K | 0.6% | |
| Super Micro Computer Inc Equities; 2,390 shares | — | — | $136K | $73K | 0.5% | |
| Pultegroup Inc Equities; 651 shares | — | — | $63K | $71K | 0.5% | |
| Spdr S&P Homebuilders Exchange Traded Funds; 606 shares | — | — | $48K | $63K | 0.5% | |
| Ishares Semiconductor Exchange Traded Funds; 282 shares | — | — | $47K | $61K | 0.5% | |
| Sterling Infrastructure Equities; 354 shares | — | — | $38K | $60K | 0.4% | |
| CRA Intl Inc Equities; 315 shares | — | — | $32K | $59K | 0.4% | |
| Abercrombie & Fitch Equities; 383 shares | — | — | $51K | $57K | 0.4% | |
| Cardinal Health Inc Equities; 473 shares | — | — | $44K | $56K | 0.4% | |
| Boise Cascade Co Equities; 445 shares | — | — | $57K | $53K | 0.4% | |
| Nucor Corp Equities; 450 shares | — | — | $71K | $53K | 0.4% | |
| Apache Corp. Corporate Bond; 50,000 par | — | — | $49K | $52K | 0.4% | |
| Comfort Sys USA Inc Equities; 120 shares | — | — | $37K | $51K | 0.4% | |
| Beazer Homes USA Corporate Bond; 50,000 par | — | — | $49K | $50K | 0.4% | |
| Deckers Outdoor Corp Equities; 246 shares | — | — | $36K | $50K | 0.4% | |
| Amazon.com Inc Equities; 221 shares | — | — | $38K | $48K | 0.4% | |
| Apple Inc Equities; 193 shares | — | — | $37K | $48K | 0.4% | |
| ELF Beauty Inc Equities; 384 shares | — | — | $60K | $48K | 0.4% | |
| Radnet Inc Equities; 683 shares | — | — | $38K | $48K | 0.4% | |
| Ishares Russell Top 200 Exchange Traded Funds; 202 shares | — | — | $32K | $48K | 0.4% | |
| TJX Cos Inc New Equities; 383 shares | — | — | $32K | $46K | 0.3% | |
| Invsc S P 500 Top 50 Exchange Traded Funds; 925 shares | — | — | $32K | $46K | 0.3% | |
| Crocs Inc Equities; 420 shares | — | — | $44K | $46K | 0.3% | |
| Invesco Building And Exchange Traded Funds; 599 shares | — | — | $32K | $45K | 0.3% | |
| Modine Mfg Co Equities; 389 shares | — | — | $38K | $45K | 0.3% | |
| Vanguard Information Exchange Traded Funds; 72 shares | — | — | $31K | $45K | 0.3% | |
| Schwab U.S. Treasury Money Market Fund | — | — | $44K | $44K | 0.3% | |
| Technology Select Sector Exchange Traded Funds; 186 shares | — | — | $32K | $43K | 0.3% | |
| Celsius Hldgs Inc Equities; 1612 shares | — | — | $70K | $42K | 0.3% | |
| Ishares Core S&P 500 Exchange Traded Funds; 72 shares | — | — | $32K | $42K | 0.3% | |
| Spdr S&P 500 ETF IV Exchange Traded Funds; 72 shares | — | — | $32K | $42K | 0.3% | |
| Invesco Semiconductors Exchange Traded Funds; 714 shares | — | — | $32K | $41K | 0.3% | |
| Vaneck Retail ETF Exchange Traded Funds; 183 shares | — | — | $32K | $41K | 0.3% | |
| Transocean Ltd Corporate Bond; 40,000 par | — | — | $39K | $40K | 0.3% | |
| Invsc Water Resc Exchange Traded Funds; 577 shares | — | — | $32K | $38K | 0.3% | |
| First Trust ISE Water Exchange Traded Funds; 367 shares | — | — | $32K | $37K | 0.3% | |
| US Antimony Corp Equities; 20,000 shares | — | — | $44K | $35K | 0.3% | |
| Builders Firstsource Inc Equities; 231 shares | — | — | $38K | $33K | 0.2% | |
| Smith Midland Corp Equities; 710 shares | — | — | $23K | $32K | 0.2% | |
| Alpha Metallurgical Res Equities; 149 shares | — | — | $37K | $30K | 0.2% | |
| Krystal Biotech Inc Equities; 174 shares | — | — | $32K | $27K | 0.2% | |
| Schwab Treasury Oblig Mo Money Market Fund | — | — | $27K | $27K | 0.2% | |
| Viking Theraputics Inc Equities; 674 shares | — | — | $38K | $27K | 0.2% | |
| Powell Inds Inc Equities; 122 shares | — | — | $19K | $27K | 0.2% | |
| Celestica Inc Equities; 268 shares | — | — | $11K | $25K | 0.2% | |
| Installed Bldg Prods Inc Equities; 141 shares | — | — | $32K | $25K | 0.2% | |
| Fidelity MSCI Infor Tech Exchange Traded Funds; 122 shares | — | — | $16K | $23K | 0.2% | |
| Taiwan Semiconductor Equities; 107 shares | — | — | $17K | $21K | 0.2% | |
| Saia Inc Equities; 23 shares | — | — | $11K | $10K | <0.1% |
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