How big is JAF/UBS' plan?

JAF/UBS' plan reported $2.6M in assets and 29 participants for 2024.

Original filing (PDF)20251010132448NAL0004650883001

JAF/UBS

Name: JAF/UBS — JAF/UBS 401(k) Plan, Form 5500 (2024)
Creator: JAF/UBS
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

JAF/UBS 401(k) Plan

401(k) retirement plan · JAF/UBS' JAF/UBS 401(k) Plan held $2.6M in plan assets for 29 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$2.6M

Net assets (EOY)

$2.6M

People on this filing

Brielle Faccibene signed JAF/UBS' 2024 Form 5500 as plan administrator.

Brielle Faccibene — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

JAF/UBS' EIN is 11-2827073.

EIN 11-2827073

Plan number 001

Plan year 2024

ACK ID 20251010132448NAL0004650883001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for JAF/UBS from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

JAF/UBS' plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).

Decision-maker contacts

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Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Knocking points off

Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (24th percentile).

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.

Plan sponsor

Name

JAF/UBS

EIN

all filings

Address

100 MERRICK RD STE 526 WEST · ROCKVILLE CENTER, NY · 115704800

Phone

(516) 766-3513

Industry

Insurance Agencies & Brokerages· Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-10

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

Service providers (Schedule C)

Small plans don't disclose service providers

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