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Original filing (PDF)20251011055658NAL0004632931001
COOPER INVESTORS, INC.
Form 5500
FILING_RECEIVED
COOPER INVESTORS, INC. 401(K) PLAN
401(k) retirement plan
Active participants
286
Accounts w/ balance
345
Plan assets (EOY)
$61.2M
Net assets (EOY)
$61.2M
How this plan invests
This plan
1 pooled trust
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (7 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COOPER INVESTORS, INC..
Plan sponsor
Name
COOPER INVESTORS, INC.
EIN
11-2807016
Address
141 07 20TH AVE · WHITESTONE, NY · 11357
Phone
(718) 746-8889
Industry
Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-11
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WEI WEI & CO. LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $36K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | INVESTMENT ADVISOR | $5K | — |
Investments
37 direct securities · 1 pooled fund· $60.8M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Registered Investment Companies
$50.5M
37 holdings
Common Collective Trust
$10.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| COL TR STABLE HQ INC ADM5 AMERIPRISE TRUST COMPANY · EIN 41-0007957 / PN 077 | Common Collective Trust | — | — | $10.3M | 16.9% | |
| MFS MASS INV GRTH STK R4 | Registered Investment Companies | — | — | $9.7M | 15.9% | |
| COLUMBIA LG CAP IDX I | Registered Investment Companies | — | — | $9.4M | 15.4% | |
| FRANKLIN INCOME - ADVISOR | Registered Investment Companies | — | — | $3.3M | 5.5% | |
| AMERFUNDS WASH MUTUAL R5 | Registered Investment Companies | — | — | $3.1M | 5.1% | |
| TROWE PRICE HEALTH SCIENCES | Registered Investment Companies | — | — | $2.5M | 4.0% | |
| INVESCO GLOBAL Y | Registered Investment Companies | — | — | $2.3M | 3.7% | |
| AMERFUNDS AMER BALANCED - R5 | Registered Investment Companies | — | — | $1.9M | 3.0% | |
| JANUS HENDERSON TRITON FUND I | Registered Investment Companies | — | — | $1.4M | 2.3% | |
| AMF 2030 TARGET DATE FD - R5 | Registered Investment Companies | — | — | $1.4M | 2.3% | |
| PRINCIPAL MIDCAP INSTITUTIONAL | Registered Investment Companies | — | — | $1.4M | 2.3% | |
| AMERICAN FUNDS US GOV SEC R5 | Registered Investment Companies | — | — | $1.3M | 2.1% | |
| AMF 2035 TARGET DATE FD - R5 | Registered Investment Companies | — | — | $1.1M | 1.8% | |
| AMF 2025 TARGET DATE FD - R5 | Registered Investment Companies | — | — | $1.1M | 1.7% | |
| JOHN HANCOCK DIS VAL MID CAP I | Registered Investment Companies | — | — | $1.0M | 1.7% | |
| PGIM HIGH YIELD FUND R6 | Registered Investment Companies | — | — | $798K | 1.3% | |
| COHEN & STEERS REALTY SHARES | Registered Investment Companies | — | — | $748K | 1.2% | |
| AMERCENT INFL ADJ BD R5 | Registered Investment Companies | — | — | $729K | 1.2% | |
| AMF 2040 TARGET DATE FD - R5 | Registered Investment Companies | — | — | $658K | 1.1% | |
| COLUMBIA SMALL CAP INDEX I2 | Registered Investment Companies | — | — | $596K | 1.0% | |
| VANGUARD INTL GRTH ADM | Registered Investment Companies | — | — | $557K | 0.9% | |
| COLUMBIA DIVIDEND INCOME I3 | Registered Investment Companies | — | — | $492K | 0.8% | |
| AMF 2020 TARGET DATE FD - R5 | Registered Investment Companies | — | — | $490K | 0.8% | |
| TCW CORE FIXED INCOME I | Registered Investment Companies | — | — | $466K | 0.8% | |
| VAN INTERNATIONAL VALUE - INV | Registered Investment Companies | — | — | $463K | 0.8% | |
| TEMPLETON DEVELOPING MKTS ADV | Registered Investment Companies | — | — | $460K | 0.8% | |
| AMF 2015 TARGET DATE FD - R5 | Registered Investment Companies | — | — | $454K | 0.7% | |
| INVESCO DEV MARKETS - Y | Registered Investment Companies | — | — | $394K | 0.6% | |
| AMF 2045 TARGET DATE FD - R5 | Registered Investment Companies | — | — | $363K | 0.6% | |
| COLUMBIA MID CAP IDX I | Registered Investment Companies | — | — | $355K | 0.6% | |
| FIRST EAGLE GOLD R6 | Registered Investment Companies | — | — | $242K | 0.4% | |
| LORD ABBETT SH DUR INC I | Registered Investment Companies | — | — | $237K | 0.4% | |
| BLK ENERGY OPPORTUNITIES INSTL | Registered Investment Companies | — | — | $232K | 0.4% | |
| VICTORY SMALL CO OPPORTUNITY I | Registered Investment Companies | — | — | $221K | 0.4% | |
| AMF 2050 TARGET DATE FD - R5 | Registered Investment Companies | — | — | $209K | 0.3% | |
| BLK NATURAL RES INSTL | Registered Investment Companies | — | — | $206K | 0.3% | |
| BLACKROCK GLBL ALLOCATION INST | Registered Investment Companies | — | — | $160K | 0.3% | |
| ISHARES MSCI EAFE INTL INDEX I | Registered Investment Companies | — | — | $139K | 0.2% |