This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
This filing is a master trust (Direct Filing Entity). It reports its pooled balance on Schedule H and lists 12 pooled (Schedule D) interests it feeds into; the line-item Schedule of Assets (Schedule H, Line 4i) attached to its PDF has not yet been parsed by our offline pipeline, so its individual fund-level holdings aren’t shown here.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.
Plans whose Form 5500 Schedule D names this trust as a pooled investment they hold. Each links to its own filing.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GREAT WEST LIFE & ANNUITY INS CO | 84-0467907 | — | RECORDKEEPER | $17.3M | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ARTISAN PARTNERS LIMITED | 30-0551775 | — | INVESTMENT MANAGEMENT | $4.2M | — |
| WESTFIELD CAPITAL MANAGEMENT CO LP | 80-0175963 | — | INVESTMENT MANAGEMENT | $3.7M | — |
| SELECT EQUITY GROUP, L.P. | — | NEW YORK, NY | INVESTMENT MANAGEMENT | $3.6M | — |
| ROBECO | — | — | INVESTMENT MANAGEMENT | $2.9M | — |
| ARISTOTLE CAPITAL MANAGEMENT, LLC | 95-4833644 | — | INVESTMENT MANAGEMENT | $2.5M | — |
| ALLIANCEBERNSTEIN L.P. | 13-4064930 | — | INVESTMENT MANAGEMENT | $2.2M | — |
| VULCAN VALUE PARTNERS, LLC | 39-2051712 | — | INVESTMENT MANAGEMENT | $2.1M | — |
| VAN BERKOM AND ASSOCIATES, INC. | — | — | INVESTMENT MANAGEMENT | $2.1M | — |
| BLACKROCK INSTITUTIONAL TRUST CO | 94-3112180 | — | INVESTMENT MANAGEMENT | $1.9M | — |
| INVESCO ADVISERS, INC. | 58-1707262 | — | INVESTMENT MANAGEMENT | $1.8M | — |
| OAKTREE CAPITAL MANAGEMENT LP | 26-0189082 | — | INVESTMENT MANAGEMENT | $1.5M | — |
| POLARIS CAPITAL MANAGEMENT, LLC | 74-3243565 | — | INVESTMENT MANAGEMENT | $1.5M | — |
| NEUBERGER BERMAN INVESTMENT ADV | 26-3663778 | — | INVESTMENT MANAGEMENT | $1.5M | — |
| ARROWSTREET CAPITAL, LIMITED | 04-3472863 | — | INVESTMENT MANAGEMENT | $1.0M | — |
| BLS CAPITAL FONDSMAEGLERSELSKAB | — | — | INVESTMENT MANAGEMENT | $985K | — |
| JACOBS LEVY EQUITY MANAGEMENT, INC. | 22-2774695 | — | INVESTMENT MANAGEMENT | $963K | — |
| LOOMIS SAYLES & CO., L.P. | 04-3200030 | — | INVESTMENT MANAGEMENT | $835K | — |
| WELLINGTON MANAGEMENT COMPANY, LLP | 30-0835489 | — | INVESTMENT MANAGEMENT | $731K | — |
| T. ROWE PRICE ASSOCIATES, INC. | 52-0556948 | — | INVESTMENT MANAGEMENT | $662K | — |
| COLUMBIA MANAGEMENT INVESTMENT ADV | 41-1533211 | — | INVESTMENT MANAGEMENT | $588K | — |
| STATE STREET GLOBAL ADVISORS TRUST | 81-4017137 | — | INVESTMENT MANAGEMENT | $584K | — |
| AXIOM INVESTORS LLC | 13-4021938 | — | INVESTMENT MANAGEMENT | $583K | — |
| TRINITY STREET ASSET MANAGEMENT | — | — | INVESTMENT MANAGEMENT | $557K | — |
| TT INTERNATIONAL ASSET MANAGEMENT | — | — | INVESTMENT MANAGEMENT | $547K | — |
| PINEBRIDGE INVESTMENTS LLC | 06-1078320 | — | INVESTMENT MANAGEMENT | $504K | — |
| PACIFIC INVESTMENT MANAGEMENT CO | 33-0629048 | — | INVESTMENT MANAGEMENT | $440K | — |
| MAR VISTA INVESTMENT PARTNERS LLC | 56-2671142 | — | INVESTMENT MANAGEMENT | $425K | — |
| FIDELITY INSTITUTIONAL ASSET MGMT | — | SMITHFIELD, RI | INVESTMENT MANAGEMENT | $282K | — |
| EASTSPRING INVESTMENTS | — | — | INVESTMENT MANAGEMENT | $252K | — |
| CAPITAL INTERNATIONAL, INC. | 95-4154361 | — | INVESTMENT MANAGEMENT | $246K | — |
| JP MORGAN INVESTMENT MANAGEMENT INC | 13-3200244 | — | INVESTMENT MANAGEMENT | $219K | — |
| COMGEST ASSET MANAGEMENT | — | — | INVESTMENT MANAGEMENT | $190K | — |
| CHARLES SCHWAB | — | NEW YORK, NY | INVESTMENT MANAGEMENT | $115K | — |
| CALLAN LLC | 82-2748926 | — | INVESTMENT MANAGEMENT | $75K | — |
| NINETY ONE NORTH AMERICA, INC. | 90-0948553 | — | INVESTMENT MANAGEMENT | $27K | — |
| MORNINGSTAR, INC. | 36-3297908 | — | ADMINISTRATOR CONSULTANT | $6K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STATE STREET BANK & TRUST CO | 04-1867445 | — | TRUSTEE | $2.8M | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MITCHELL & TITUS LLP | 13-2781641 | — | AUDITING | $520K | — |
| KPMG LLP | 13-5565207 | — | ACCOUNTING | $84K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILLKIE FARR & GALLAGHER LLP | 13-5536844 | — | LEGAL | $403K | — |
| GROOM LAW GROUP, CHARTERED | 52-1219029 | — | LEGAL | $62K | — |
| K&L GATES | — | NEW YORK, NY | LEGAL SERVICES | $15K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FACTSET RESEARCH SYSTEMS INC | — | BOSTON, MA | OTHER FEES | $142K | — |
| CEM BENCHMARKING INC. | — | — | INVESTMENT RESEARCH | $34K | — |
| EVESTMENT ALLIANCE LLC | — | ATLANTA, GA | SOFTWARE | $22K | — |
| BCA RESEARCH INC | — | — | INVESTMENT CONSULTING | $11K | — |
| FINANCIAL RECOVERY TECHNOLOGIES LLC | 26-2897240 | — | CONSULTING | $9K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LOCKHEED MARTIN CORPORATION LMIMCO | 52-1893632 | — | EMPLOYER | $3.5M | — |
| BLOOMBERG FINANCE LP | 06-1818168 | — | INVESTMENT RESEARCH | $203K | — |
| BSR & CO LLP | — | — | CONSULTING | $75K | — |
| ABEL NOSER SOLUTIONS LLC | 81-2351633 | — | CONSULTING | $39K | — |
| CBIZ BENEFITS & INSURANCE SERVICES | 31-1582098 | — | CONSULTING/FORM 5500 | $34K | — |
| IQ-EQ | 35-2685816 | — | CONSULTING | $22K | — |
| THAYER |
| 80-0583159 |
| — |
| PROFESSIONAL |
| $20K |
| — |
| CLEARBROOK INVESTMENT CONSULTING | — | NEW YORK, NY | CONSULTING | $10K | — |
| S&P DOW JONES INDICES LLC | 61-1688006 | — | SOFTWARE | $9K | — |
| BLOOMBERG | 13-3417984 | — | SOFTWARE | $8K | — |
| STARCOMPLIANCE LLC | — | ROCKVILLE, MD | OTHER FEES | $8K | — |
| AON CONSULTING | 36-3109431 | — | CONSULTING | $8K | — |
| THE BACHRACH GROUP LTD | 03-0408733 | — | STAFFING | $6K | — |
| EVERCORE GROUP LLC | 27-2635011 | — | SUBSCRIPTIONS | $6K | — |
| STRATEGAS SECURITIES LLC | 39-1289533 | — | SUBSCRIPTIOM | $5K | — |
