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Original filing (PDF)20251015185943NAL0005676993001
WAREHOUSE DIRECT INCORPORATED
Form 5500
FILING_RECEIVED
WAREHOUSE DIRECT INCORPORATED 401(K) PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Active participants
317
Accounts w/ balance
329
Plan assets (EOY)
$19.8M
Net assets (EOY)
$19.8M
How this plan invests
This plan
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 67 bps in Schedule C fees — 132% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WAREHOUSE DIRECT INCORPORATED.
Plan sponsor
Name
WAREHOUSE DIRECT INCORPORATED
EIN
36-3036801
Address
2001 S. MOUNT PROSPECT ROAD · DES PLAINES, IL · 60018
Phone
(847) 631-0596
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY, US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | — | GREENWOOD VILLAGE, CO | INV MGMT AND RECORDKEEPE | $91K | — |
| GREAT WEST LIFE & ANNUITY INS CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | — | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDUCIARY FINANCIAL PARTNERS | — | NAPERVILLE, IL | INVESTMENT ADVISOR | $35K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CARNOW AND ASSOCIATES, LTD. | — | BANNOCKBURN, IL | CONTRACT ADMIN | $7K | — |
Investments
32 direct securities· $19.7M(100% of reported assets)
Uncategorized
$19.4M
31 holdings
Mutual Funds
$309K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Admiral N/R | — | — | — | $3.5M | 17.9% | |
| Vanguard Growth Index ADM N/R | — | — | — | $2.0M | 10.3% | |
| Vanguard Target Retirement 2035 INV N/R | — | — | — | $1.8M | 9.0% | |
| Vanguard Federal Money Market INV N/R | — | — | — | $1.2M | 6.2% | |
| Vanguard Target Retirement 2040 INV N/R | — | — | — | $1.2M | 5.9% | |
| Vanguard Target Retirement 2030 INV N/R | — | — | — | $985K | 5.0% | |
| Vanguard Total Bond Market Index Admiral N/R | — | — | — | $870K | 4.4% | |
| DFA Large Cap International I N/R | — | — | — | $719K | 3.6% | |
| Vanguard Target Retirement 2025 INV N/R | — | — | — | $708K | 3.6% | |
| Vanguard Mid Cap Index Fund - Admiral N/R | — | — | — | $704K | 3.6% | |
| Vanguard Mid Cap Growth Index Admiral N/R | — | — | — | $563K | 2.8% | |
| Vanguard Target Retirement 2020 INV N/R | — | — | — | $539K | 2.7% | |
| Vanguard Small Cap Growth Index Admiral N/R | — | — | — | $538K | 2.7% | |
| DFA International Small Company I N/R | — | — | — | $439K | 2.2% | |
| DFA US Targeted Value I N/R | — | — | — | $436K | 2.2% | |
| Vanguard Target Retirement 2045 INV N/R | — | — | — | $417K | 2.1% | |
| DFA Inflation-Protected Securities I N/R | — | — | — | $363K | 1.8% | |
| PGIM HIGH-YIELD R6 N/R | — | — | — | $348K | 1.8% | |
| DFA Emerging Markets I N/R | Mutual Funds | — | — | $309K | 1.6% | |
| DFA US Large Cap Value I N/R | — | — | — | $295K | 1.5% | |
| Participant Loans Maturing through 2049 with interest rates $0 | — | — | — | $294K | 1.5% | |
| Vanguard Small Cap Index ADM N/R | — | — | — | $254K | 1.3% | |
| Vanguard Balanced Index ADM N/R | — | — | — | $241K | 1.2% | |
| Vanguard Target Retirement 2055 INV N/R | — | — | — | $228K | 1.2% | |
| Vanguard Target Retirement 2060 INV N/R | — | — | — | $128K | 0.6% | |
| Vanguard Real Estate Index Admiral N/R | — | — | — | $117K | 0.6% | |
| Vanguard Mid Cap Value Index Admiral N/R | — | — | — | $115K | 0.6% | |
| Vanguard Short-Term Bond Index ADM N/R | — | — | — | $109K | 0.5% | |
| Vanguard Target Retirement 2050 INV N/R | — | — | — | $95K | 0.5% | |
| Vanguard Target Retirement Income INV N/R | — | — | — | $78K | 0.4% | |
| Vanguard Total Intl BD IDX Admiral N/R | — | — | — | $72K | 0.4% | |
| Vanguard Target Retirement 2065 INV N/R | — | — | — | $30K | 0.2% |
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