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Original filing (PDF)20250710092153NAL0008478464001
CARDIOFOCUS, INC.
Form 5500
FILING_RECEIVED
CARDIOFOCUS 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
69
Accounts w/ balance
108
Plan assets (EOY)
$6.0M
Net assets (EOY)
$6.0M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (24 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CARDIOFOCUS, INC..
Plan sponsor
Name
CARDIOFOCUS, INC.
EIN
04-3090315
Address
500 NICKERSON ROAD · SUITE 500-200 · MARLBOROUGH, MA · 01752
Phone
(508) 658-7200
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-10
Pension benefit codes
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
2S · Automatic enrollment
2T · Default investment account (QDIA)
2E · Profit-sharing
2F · ERISA section 404(c)
Audit & trust (Schedule H)
Auditor
AAFCPAS INC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $558 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | — | SAN RAFAEL, CA | INVESTMENT ADVISOR | $14K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
27 direct securities · 1 pooled fund· $6.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$6.0M
27 holdings
Common Collective Trust
$183K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Party‐In‐ Identity of Issue, Borrower, Rate of Interest, Collateral, Current Interest Lessor, or Similar Party Par, or Maturity Value Cost Value ** Fidelity 500 Index Mutual Fund | — | — | — | $1.4M | 23.3% | |
| American Funds New Perspective R6 Mutual Fund | — | — | — | $613K | 10.2% | |
| Fidelity Freedom Index 2025 IPR Mutual Fund | — | — | — | $547K | 9.1% | |
| Fidelity Freedom Index 2045 IPR Mutual Fund | — | — | — | $527K | 8.7% | |
| Fidelity Freedom Index 2055 IPR Mutual Fund | — | — | — | $438K | 7.3% | |
| MFS Growth Allocation R6 Mutual Fund | — | — | — | $289K | 4.8% | |
| Fidelity Freedom Index 2030 IPR Mutual Fund | — | — | — | $261K | 4.3% | |
| Fidelity Freedom Index 2040 IPR Mutual Fund | — | — | — | $203K | 3.4% | |
| Baird Core Plus Inst. Mutual Fund | — | — | — | $186K | 3.1% | |
| Putnam Large Cap Value R1 Common Collective Trust | — | — | — | $183K | 3.0% | |
| PUTN LARGE CP VAL R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $183K | 3.0% | |
| John Hancock DSCPL Valuation Mid Cap R6 Mutual Fund | — | — | — | $183K | 3.0% | |
| Fidelity Freedom Index 2050 IPR Mutual Fund | — | — | — | $175K | 2.9% | |
| T‐Rowe Price Mid Cap Growth I Mutual Fund | — | — | — | $165K | 2.7% | |
| Gabelli US Money Market I Mutual Fund | — | — | — | $161K | 2.7% | |
| Fidelity Freedom Index 2035 IPR Mutual Fund | — | — | — | $130K | 2.2% | |
| MFS Aggressive Growth Allocation R6 Mutual Fund | — | — | — | $113K | 1.9% | |
| Fidelity Intl. Index Mutual Fund | — | — | — | $88K | 1.5% | |
| Fidelity Small Cap Index Mutual Fund | — | — | — | $79K | 1.3% | |
| Fidelity Mid Cap Index Mutual Fund | — | — | — | $74K | 1.2% | |
| JP Morgan Large Cap Growth R6 Mutual Fund | — | — | — | $52K | 0.9% | |
| Fidelity US Bond Index Mutual Fund | — | — | — | $44K | 0.7% | |
| American Funds Europac Growth R6 Mutual Fund | — | — | — | $32K | 0.5% | |
| American Funds Balanced R6 Mutual Fund | — | — | — | $30K | 0.5% | |
| through September 2029 ‐ | — | — | — | $22K | 0.4% | |
| American Funds New World R6 Mutual Fund | — | — | — | $15K | 0.2% | |
| Fidelity Freedom Index 2060 IPR Mutual Fund | — | — | — | $7K | 0.1% | |
| Pimco Income Inst. Mutual Fund | — | — | — | $6K | <0.1% |
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