Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 12 U.S. retirement plans report holding Principal Small Cap Growth I R6 Mutual fund in their Schedule of Assets, totaling $3.1M in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
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| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | MAYNARD NEXSEN, PC MAYNARD NEXSEN, PC 401(K) PLAN & TRUST | BIRMINGHAM AL | 801 | $409.8M | $1.8M |
| 2 | MAYNARD NEXSEN, PC MAYNARD NEXSEN, PC ASSOCIATES 401(K) PLAN & TRUST | BIRMINGHAM AL | 195 | $10.8M | $339K |
| 3 | HUBBELL REALTY COMPANY HUBBELL REALTY COMPANY SELECT SAVINGS PLAN |
WDM IA |
| 378 |
| $34.8M |
| $285K |
| 4 | DEACON HOLDINGS, INC. THE DEACON 401(K) PLAN | CITRUS HEIGHTS CA | 272 | $65.2M | $252K |
| 5 | DICK BROWNING, INC. BROWNING 401(K) SAVINGS PLAN | CERRITOS CA | 636 | $31.0M | $196K |
| 6 | CO ARCHITECTS CO ARCHITECTS RETIREMENT SAVINGS PLAN | LOS ANGELES CA | 129 | $28.0M | $62K |
| 7 | THE BRIGANTINE, INC. THE BRIGANTINE 401(K) PLAN | SAN DIEGO CA | 888 | $5.1M | $36K |
| 8 | MONTECITO RETIREMENT ASSOCIATION D/B/A CASA DORINDA CASA DORINDA TAX-DEFERRED ANNUITY PLAN | SANTA BARBARA CA | 325 | $22.8M | $34K |
| 9 | EMPIRE AUTO PAYROLL SERVICE EMPIRE AUTOMOTIVE GROUP 401(K) PLAN | HUNTINGTON NY | 759 | $9.1M | $30K |
| 10 | GIRARD MOTORS, INC. ANTONINO AUTO GROUP 401(K) PLAN | GROTON CT | 315 | $2.3M | $29K |
